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Blood, 15 August 2002, Vol. 100, No. 4, pp. 1215-1219
CLINICAL OBSERVATIONS, INTERVENTIONS, AND THERAPEUTIC TRIALS
The clinical significance of tumor necrosis factor-
plasma level in patients having chronic lymphocytic leukemia
Alessandra Ferrajoli,
Michael J. Keating,
Taghi Manshouri,
Francis J. Giles,
Amanda Dey,
Zeev Estrov,
Charles A. Koller,
Razelle Kurzrock,
Deborah A. Thomas,
Stefan Faderl,
Susan Lerner,
Susan O'Brien, and
Maher Albitar
From the Departments of Leukemia,
Bioimmunotherapy, and Hematopathology, The University of Texas M. D. Anderson Cancer Center, Houston.
 |
Abstract |
Tumor necrosis factor- (TNF- ), a cytokine possessing
pleiotropic biological activities, is produced by leukemic lymphocytes in patients with chronic lymphocytic leukemia (CLL) and acts as an
autocrine and paracrine growth factor in this disease. In this study,
TNF- levels were determined in 150 patients with CLL and correlated
with disease characteristics, prognostic factors, and survival. The
mean TNF- plasma concentration in the patients with CLL was
significantly higher than in the healthy control population (16.4 versus 8.7 pg/mL; P < .0001). Patients having an
elevated TNF- level had more advanced Rai and Binet stage disease,
higher serum 2-microglobulin ( 2M) levels,
a greater percentage of cells expressing CD38, and lower hemoglobin and platelet levels. Patients having chromosomal abnormalities such as 11q
deletion, trisomy 12, and chromosome 17 aberrations had a higher mean
TNF- level (27.5 pg/mL) than patients having a diploid
karyotype or other miscellaneous cytogenetic abnormalities (14.2 pg/mL;
P < .001). The TNF- level was a predictor of survival when the Cox proportional hazards model was used with TNF- entered as a continuous variable (P = .0001). Also, patients
having a TNF- level above the mean value of 14 pg/mL had
significantly shorter survival duration (P = .00001). The
TNF- level remained predictive of survival in Cox multivariate
analysis independent of Rai staging and 2M, hemoglobin,
prior therapy, white cell count, and platelet level
(P = .005). We conclude that the TNF- level serves as
a prognostic factor in patients with CLL and that inhibition of TNF-
in these patients could have therapeutic importance.
(Blood. 2002;100:1215-1219)
© 2002 by The American Society of Hematology.
 |
Introduction |
Tumor necrosis factor- (TNF- ) is a
cytokine having a peptide structure that possesses pleiotropic
biological activities. The active form of TNF- is a homotrimer
having a molecular mass of 53 kd.1 The gene for TNF-
has been localized to the short arm of chromosome 6.2
TNF- plays a physiological role in host defense, inflammation, and
cell differentiation and a pathological role in diverse conditions such
as fever, cachexia, septic shock, rheumatoid arthritis, and
inflammatory bowel disease.3,4 Monocytes and macrophages
are the main source of TNF- , although other cell types, in
particular, T and B lymphocytes and large granular lymphocytes, have
been shown to produce TNF- upon stimulation.5,6 In
chronic lymphocytic leukemia (CLL), the neoplastic lymphocytes release
TNF- spontaneously in vitro,7 and exposure to TNF- in vitro increases the proliferation and viability of leukemic lymphocytes.8 It was postulated that TNF- acts as an
autocrine growth factor in CLL; the work published by Cordingley et
al9 supports this hypothesis. The in vitro observations
described above and evidence of an increased TNF- serum level in
patients having CLL7 prompted the evaluation of TNF-
levels in a large cohort of such patients to determine if the TNF-
level correlated with unfavorable features and might reflect
clinical behavior.
 |
Patients and methods |
Subjects
Peripheral blood samples were obtained from 150 consecutive
patients having CLL during routine diagnostic evaluation in the Department of Leukemia at The University of Texas M. D. Anderson Cancer Center. Of these patients, 92 were previously untreated and 58 were previously treated outside our institution. All our previously treated patients had been off therapy for several months at
the time samples were obtained. The diagnosis of CLL was
established based on morphology, flow cytometric analysis
(CD5+, CD19+, and CD23+),
and molecular analysis (JH and - or -chain rearrangement). All
samples were obtained in accordance with protocols approved by the M. D. Anderson Cancer Center Human Subjects Committee (Houston, TX), and
all patients gave informed consent. Peripheral blood samples obtained
from 20 normal healthy donors were used as controls. Patient
characteristics are illustrated in Table
1.
Samples
Peripheral venous blood samples were collected in sterile test
tubes. On the same day, plasma was separated from each specimen and
stored at 70°C until the time of analysis.
Plasma TNF- immunoassay
TNF- levels were assayed in duplicate, with all of the levels
expressed as the mean of the 2 determinations. A standard curve was
generated with the use of known concentrations of human TNF- . The
concentration of TNF- in both patient and control plasma samples was
obtained from the standard curve. The assessment of TNF-
immunoreactivity used a validated commercial enzyme-linked immunosorbent assay (ELISA) (Quantikine Human TNF-
Immunoassay; R&D Systems, Minneapolis, MN). This assay uses a
solid-phase monoclonal anti-TNF- antibody bound to microtiter
plates. Unbound protein is removed by washing; a polyclonal
anti-TNF- antibody conjugated to horseradish peroxidase is then
added, with excess conjugated antibody removed by further washing.
Next, a substrate solution containing stabilized hydrogen peroxide and
chromogen is added; color develops in proportion to the amount of
TNF- bound in the initial step. The reaction is stopped after 20 minutes of incubation at room temperature, and the color intensity is
quantified by means of a microtiter plate reader at a wavelength of 450 nm. The ELISA has been reported by the manufacturer to measure the total amount of TNF- present, free TNF- , and TNF- bound to the
soluble receptors. No significant cross-reactivity was observed with recombinant human TNF- , (rhTNF- ), rhTNF-R1, or
rhTNF-R2.
Statistical analysis
All data were collected while reviewing the patients' records
and compiled in the Department of Leukemia database. Survival was
plotted by means of Kaplan-Meier plots and compared by means of the
log-rank test. The Cox proportional hazards model was used to predict
survival for the continuous variables in the univariate and
multivariate analyses. Categorical comparison was performed by means of
the Kruskal-Wallis test. Finally, the Spearman rank correlation
coefficient was used for correlation testing.
 |
Results |
Increased TNF- plasma concentrations in patients having
CLL
TNF- plasma concentration was measured in 150 patients with
CLL. As shown in Figure 1, the mean
plasma concentration in these patients was 16.4 pg/mL. This was
significantly higher than the mean plasma concentration detected in the
20 hematologically normal subjects (8.7 pg/mL;
P < .0001).

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| Figure 1.
Increased TNF- plasma concentrations in patients
having CLL.
Comparison of TNF- levels in 150 CLL patients and 20 healthy donors
(P < .0001)
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Correlation of TNF- levels with Rai and Binet staging
TNF- plasma levels correlated significantly with stage of
disease. Patients with Rai stage III or IV disease and Binet stage C
disease had higher TNF- levels. The mean TNF- level was 22.3 pg/mL (P < .004) in patients having Rai stage III or IV
disease and 23.8 pg/mL (P < .0003) in those having Binet
stage C disease. The mean values and SEs are depicted in Figure
2.

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| Figure 2.
Correlation of TNF- levels with Rai and Binet
staging.
TNF- plasma levels in CLL patients according to Rai staging in all
patients (panel A), of previously untreated patients (panel B), and
according to Binet staging in all patients (panel C). Similar
results were obtained when only previously untreated patients were
considered.
|
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Correlation of TNF- plasma level with patient characteristics
and prognostic markers
The TNF- plasma concentrations in the patients with CLL
correlated strongly and directly with the serum
2-microglobulin ( 2M) levels (Spearman
R = 0.6, P < .0001, and
R = 0.51, P < .0001, respectively); mildly
with CD38 expression (R = 0.43, P < .0001) (Figure 3); and slightly with total white
blood cell count (R = 0.27, P < .0006).
There was an moderate inverse correlation between the TNF- level and
the hemoglobin (R = 0.37, P < .0001) and
platelet values (R = 0.35, P < .0001).
Similar correlation was seen when only previously untreated patients
were considered (Table 2).

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| Figure 3.
Correlation between CD38 expression and TNF- .
Scatter plot showing the correlation between CD38 expression in the
leukemic cells and TNF- levels.
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Presence of high TNF- levels in patients carrying unfavorable
cytogenetic abnormalities
Karyotypic analysis at the time of testing was available for 82 of
the 150 patients studied. The patients were assigned to 2 groups
according to this analysis. The first group consisted of 13 patients
(16%) who had one or more of the following: 11q deletion, trisomy 12, any chromosome 17 aberration. The second group consisted of the
remaining 69 patients (84%), including 48 patients (59%) having a
diploid karyotype. There was a significant difference in TNF- level
between the 2 groups: as shown in Figure 4, the mean TNF- level was 27.5 pg/mL
in the first group and 14.2 pg/mL in the second group
(P < .001).

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| Figure 4.
Presence of high TNF- levels in patients carrying
unfavorable cytogenetic abnormalities.
TNF- plasma levels in CLL patients subdivided according to
cytogenetic analysis. Thirteen patients had 11q deletion, trisomy 12, or chromosome 17 abnormalities (alone or in combination); 48 patients
had a diploid karyotype; and 21 had miscellaneous abnormalities
(P < .001).
|
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Correlation of a high TNF- plasma level with shorter
survival
To evaluate the correlation between the TNF- level and survival
duration, the TNF- level was entered as a continuous variable in the
Cox proportional hazards model. In this model, the TNF- level was a
strong predictor of survival, and higher levels of TNF- correlated
with shorter survival duration (P = .0001). A multivariate
Cox proportional hazards model incorporating the TNF- ,
2M levels, hemoglobin levels, and Rai stage also showed that the TNF- was an independent prognostic factor (Table
3).
Furthermore, the TNF- level was a predictor of survival when only
the 92 previously untreated patients were considered
(P = .006) as well as when only patients having
early-stage disease (Rai 0-II, 103 patients) were evaluated
(P = .02). Survival rates were also analyzed with the use
of the mean value of the untreated patients, which was 14 pg/mL.
Previously untreated patients having a TNF- level above the mean
value had a shorter survival duration when compared with those having a
TNF- level below the mean (P = .04) (Figure
5A). This was also true when all patients
were considered (P = .000 01) (Figure 5B). The cutoff
point of 14 was reached with the use of the Martingale residual plot.
The Martingale residual plot correlates the residual risk of death with
the level of TNF- . The plot showed change in the risk of death to be
around 14 pg/mL, and for simplicity, we elected to use 14 pg/mL, which corresponds to the mean of the untreated patients. The characteristics of the previously untreated patients who had high levels of TNF- were not significantly different from the rest of the patients. They
had median hemoglobin level of 125 g/L (12.5 g/dL), median platelet
count of 163 × 109/L (163 × 103/µL),
median white blood cell count of .099 × 109/L
(99 × 103/µL), median age of 64, and median
2M level of 294 nM (3.47 mg/L).

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| Figure 5.
Correlation between TNF- level and survival duration.
(A) Survival of the previously untreated CLL patients stratified by
TNF- level. The mean TNF- level in this group of patient was 14 pg/mL. Distributions were estimated by means of the Kaplan-Meier
method. The tick marks indicate the point of last follow-up for one or
more of the patients who did not die. (B) When all 150 patients were
considered, higher levels of TNF- correlated with shorter
survival.
|
|
 |
Discussion |
These results indicated that the TNF- plasma level is increased
in patients having CLL and that there is a correlation between the
TNF- plasma level and known prognostic factors in CLL. Expression of
CD38 is a recently described prognostic factor in CLL10,11; specifically, a CD38 expression level greater than 20% in the bone
marrow cells of patients having CLL is considered an adverse feature.
In our study, CD38 expression was higher in patients having an elevated
TNF- level. Patients having an elevated TNF- level also had an
increased concentration of 2M, a poor prognostic factor
in lymphoid malignancies.12
Genomic aberrations are another important predictor of survival in
patients with CLL.13 In this study, patients having poor prognostic cytogenetic abnormalities that included 11q
deletion, trisomy 12, and aberrations of chromosome 17 had a
significantly higher TNF- level when compared with patients having a
diploid karyotype or other miscellaneous abnormalities.
As described above, the level of TNF- correlated with survival.
Specifically, patients having a higher level had a shorter survival
time. This effect was independent of other prognostic factors. The
correlation between TNF- levels and survival was noted in patients
having both early- and late-stage disease and in patients who both did
and did not undergo treatment.
These observations suggest that TNF- is involved in the progression
of CLL. Furthermore, several studies have described the existence of
autocrine as well as paracrine loops involving TNF- and other
cytokines, such as interleukin-1 (IL-1), IL-4, interferon- , IL-6,
and IL-10 in CLL and other B-cell neoplasms. There is significant variability in the literature regarding the effect of TNF- on CLL
cells.7-9,14 We believe that this is a consequence of the complexity of the TNF- system in vivo. TNF- can be active in soluble and cell-bound form,15 and the 2 are in continuous
equilibrium. Two transmembrane receptors for TNF- have been
identified: TNF-R1 (55 kd) and TNF-R2 (75 kd).16,17 These receptors are shaded by
proteolytic cleavage and exist as soluble receptors. Neoplastic lymphocytes of patients having CLL express both receptors; TNF-R2 seems
to be the dominant receptor in CLL cells, but it is not known which
signaling pathways are activated upon binding of TNF- to its
corresponding receptor.17 TNF- was shown to
stimulate, inhibit, or have no effect on CLL cell
proliferation.7-9,18 This is not surprising since TNF-
activates cell survival and cell death mechanisms simultaneously and
can influence cell growth by apoptotic, nonapoptotic, and antiapoptotic
mechanisms.19 As an example, TNF- activates
transcription factor NF B (NFkB) and mitogen-activated
protein kinases that are involved in cell proliferation,
differentiation, and protection from apoptosis, and at the same time
triggers cleavage of caspase 8 via the TRADD-FADD-FLICE pathway that
will result in induction of apoptosis.20 Jabbar et
al21 showed that the NFkB pathway was inducible in
the malignant lymphocytes of 15 patients with CLL.
In our study population, we measured total TNF- using a
methodologically simple ELISA that can be applied to large clinical studies. The elevation of TNF- observed in our study was
associated with aggressive clinical behavior and shorter survival,
suggesting that the TNF- we measured has relevant biological activity.
Patients having an elevated TNF- level also had significant anemia
and thrombocytopenia. The anemia and thrombocytopenia in these patients
may have been due to extensive bone marrow replacement by CLL but may
also be attributed to the direct suppressive effect of TNF- on the
erythroid and thrombopoietic lineages. This is in agreement with the
potent inhibitory effect of TNF- on hematopoiesis in vitro described
by our group and others22,23 and with the development of
progressive anemia reported in patients who received TNF- for
prolonged time.24-26 Furthermore, Michalevevicz et
al27 were able to restore in vitro normal
hematopoiesis in 11 out of 15 patients having CLL using anti-TNF- antibodies.
On the basis of these observations, it is possible that patients
having an elevated TNF- level may benefit from targeted interventions using specific TNF- inhibitors, such as the soluble TNF- receptor p75 and the anti-TNF- monoclonal antibody
inflixiMAB, that are available for clinical use. The p75
has been used to treat nonmalignant diseases such as rheumatoid
arthritis and inflammatory bowel syndrome and appears to be effective
and well tolerated.4 InflixiMAB was recently approved for
the management of Crohn disease and rheumatoid arthritis on
the basis of its clinical activity and safe toxicity
profile.28 Specific inhibition of TNF- could potentially result in the control of proliferation of the leukemic clone as well as elimination of the suppressive effects on other hematopoietic lineages.
We conclude that the TNF- plasma level correlates with the extent of
disease in patients with CLL and is a novel prognostic factor for
survival. The TNF- level should be monitored in conjunction with
other disease indicators, and patients having an elevated TNF- level
should be considered for specific therapeutic intervention using
TNF- inhibitory molecules.
 |
Footnotes |
Submitted June 25, 2001; accepted April 9, 2002.
The publication costs of this
article were defrayed in part by
page charge payment. Therefore,
and solely to indicate this fact,
this article is hereby marked
"advertisement"
in accordance with 18 U.S.C.
section 1734.
Reprints: Maher Albitar, Department of Hematopathology, Box
72, The University of Texas M. D. Anderson Cancer Center, 1515 Holcombe
Blvd, Houston, TX 77030; e-mail: malbitar{at}mdanderson.org.
 |
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