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Prepublished online as a Blood First Edition Paper on May 13, 2002; DOI 10.1182/blood-2002-01-0023.
TRANSPLANTATION
From the Transplantation Biology Research Center, Bone
Marrow Transplantation Section, Massachusetts General Hospital, Harvard
Medical School, Boston; and Tufts University School of Veterinary
Medicine, North Grafton, MA.
In mice, donor leukocyte infusion (DLI) given to established mixed
allogeneic chimeras can mediate powerful graft-versus-host (GVH)
reactions confined to the lymphohematopoietic system without inducing graft-versus-host disease (GVHD). In a clinical trial attempting to capture this approach to achieve
graft-versus-leukemia/lymphoma (GVL) effects without GVHD, we have
observed surprisingly powerful antitumor effects of DLI in patients
achieving mixed chimerism after nonmyeloablative bone marrow
transplantation. This observation led us to hypothesize that host
antigen-presenting cells in mixed chimeras might be required to
optimally present recipient antigens to the donor lymphocytes, leading
to maximal graft-versus-tumor effects. To test this hypothesis, we
established mixed and fully allogeneic hematopoietic chimeras in B6
mice and evaluated the effect of DLI on EL4 T-cell lymphoma. DLI
administration to mixed chimeras produced dramatically improved
leukemia-free survival compared to administration of DLI to full donor
chimeras. DLI also converted mixed chimeras to full chimeras without
causing GVHD. The magnitude of the GVL effect was dependent on the
level of major histocompatibility complex class I expression on
recipient hematopoietic cells in mixed chimeras. Thus, the induction of mixed chimerism followed by delayed DLI provides an approach to inhibiting GVHD that optimizes GVL effects.
(Blood. 2002;100:1903-1909) Allogeneic bone marrow transplantation (BMT)
following myeloablative conditioning therapy is the only known curative
treatment for a variety of hematologic malignancies. This curative
effect is based largely on the alloreactivity of donor lymphocytes,
which mediate a graft-versus-leukemia (GVL) effect.1,2
This GVL effect is associated with the presence of graft-versus-host
disease (GVHD)1,2 and is influenced by the degree of major
histocompatibility complex (MHC) disparity and the presence of T
lymphocytes within the graft, suggesting that it is mediated largely by
graft-versus-host (GVH) alloreactive donor T cells.3
Unfortunately, this beneficial GVL effect is often counterbalanced by
the mortality and morbidity associated with GVHD. However, rodent
studies have shown that administration of a donor lymphocyte infusion
(DLI) to mixed hematopoietic chimeras can mediate a GVH reaction which
is restricted to the lymphohematopoietic system, as indicated by the
conversion from mixed chimerism to full chimerism without the
concomitant development of GVHD.4,5 This suggested an
approach to using the GVH alloresponse to achieve GVL without GVHD.
In humans, GVL effects have been achieved by the administration of DLI
to patients with relapsed chronic myelogenous leukemia (CML) after
allogeneic BMT.6,7 In a clinical trial at our institution,
mixed chimeras induced with nonmyeloablative conditioning have enjoyed
striking remissions of advanced, refractory lymphoid malignancies, both
with and without the administration of DLI.8,9 Based on
these surprisingly powerful GVL effects, we hypothesized that
nontolerant donor lymphocytes might result in stronger GVL effects when
administered to mixed hematopoietic chimeras than to full donor
chimeras. It seemed possible that the presence of host
antigen-presenting cells (APCs) in mixed chimeras might allow improved
presentation of host antigens to the donor lymphocytes, leading to
superior alloactivation of the DLI inoculum. The nonmyeloablative clinical protocol was based on preclinical results obtained with a
cyclophosphamide-based nonmyeloablative conditioning regimen that
permits the establishment of stable mixed hematopoietic chimerism in
mice. In that model, we demonstrated that DLI leads to the conversion
from mixed to full donor chimerism without causing GVHD,5,10 consistent with our previous results obtained in mixed chimeras prepared with lethal total body irradiation
(TBI).4 To address the question of whether host APCs are
critical for the induction of optimal antitumor effects of DLI, it was
essential to return to the original lethal TBI regimen. We could not
use the nonmyeloablative conditioning regimen because it would not allow comparison between mixed and full donor chimeras Animals
Bone marrow transplantation and DLI administration
Phenotyping of chimeras Chimerism in WBC and bone marrow was assessed by 2-color or 3-color flow cytometry (FCM) using a FACScan cytometer (Becton Dickinson, Mountain View, CA). Peripheral blood was collected into heparinized Eppendorf tubes and subjected to deionized water lysis. For double or triple color staining, 106 cells were incubated in the presence of directly fluorescein-isothiocyanate (FITC)-, phycoerythrin (PE)-, or biotin (Bio)-conjugated monoclonal antibodies (mAbs) for 30 minutes at 4°C. Development of Bio-labeled mAbs was performed by subsequent incubation with phycoerythrin-conjugated avidin (PEA) for 10 minutes. To reduce nonspecific binding of mAbs, 10 µL 2.4G2 (anti-Fc -RII receptor, CDw32) hybridoma
supernatant12 was added to all tubes. The following
antibodies were used for chimerism analyses in various cell lineages:
anti-CD4-FITC, anti-CD8 -FITC, anti-B220-FITC (all purchased from
PharMingen, San Diego CA), anti-Mac-1-FITC (CalTag, San Francisco,
CA), and 34-2-12-Bio (anti-H2-Dd prepared in our
laboratory). Nonreactive control mAb HOPC-FITC or HOPC-Bio (mouse IgG2a
prepared in our laboratory) and rat IgG2b-PE (PharMingen) were used as
negative controls. The percentage of donor cells within each leukocyte
population was determined using the following formula: net % donor
cells of a particular lineage × 100%/(net % donor cells of a
particular lineage + net % host cells of a particular lineage),
where net refers to the percentage obtained after subtraction of
staining with control antibody. For the H-2 class I allele-specific
mAb, the mouse strain (donor or host) not bearing the allele recognized
by the mAb was used as the negative control, and the strain expressing
the allele was used as the positive control to determine the cutoffs
for reactivity with the H2-specific mAb. Exclusion of dead
cells was performed by propidium iodide (PI) staining and live gating
on PI-negative cells. Ten thousand events were collected and analyzed. The different peripheral blood leukocyte populations were distinguished by their forward scatter (FSC) and side scatter (SSC) properties: FSC
low and SSC low (lymphocytes), SSC high (granulocytes), and FSC high
and SSC low (monocytes).
EL4 cell culture EL4 cells were originally obtained from ATCC and were cultured in RPMI 1640 (Biowhittaker) with 10% FCS (Sigma, St Louis, MO). A new vial of a working bank of EL4 cells was thawed for each experiment and was maintained in culture for a maximum of 2 weeks.
Delayed administration of donor lymphocytes to mixed chimeras 8 weeks after BMT led to conversion to full chimerism without causing GVHD To address our hypothesis that donor lymphocyte infusions might result in stronger GVL effects when administered to mixed chimeras, we produced mixed and full donor hematopoietic chimeras in the fully MHC-mismatched B10.A (H2a) C57BL/6 (H2b)
strain combination. C57BL/6 (B6) recipients were lethally irradiated (1025 cGy total body irradiation) and reconstituted with either TCD
B10.A bone marrow alone (B10.A "full" chimeras) or a mixture of TCD
B10.A plus TCD B6 bone marrow cells (B6 + B10.A "mixed" chimeras). As discussed above, this myeloablative conditioning approach
was pursued because it allowed the generation of mixed and full donor
chimeras using identical treatment conditions, without the requirement
for GVH-reactive T cells to produce the initial state of full donor
chimerism. Peripheral blood chimerism analysis revealed that recipients
of B10.A bone marrow cells usually had more than 95% donor cells in
all lineages, with the exception of T cells. A high percentage of
residual host T cells was initially detectable and declined to less
than 20% of T cells at steady state (Figure
1A). As expected, B6 + B10.A
chimeras reconstituted as mixed chimeras, with substantial donor and
host contributions to all lineages studied (Figure 1A). Eight weeks
after BMT, 3 × 107 donor-type B10.A spleen cells were
injected intravenously. Administration of DLI led to the conversion of
mixed to full donor hematopoietic chimerism, as previously
reported.4 Full donor chimeras receiving DLI showed
conversion to 100% donor in the T-cell lineage (Figure 1A shows one
representative experiment). Despite the elimination of host
hematopoietic cells, GVHD was not apparent either clinically or
histologically. As shown in Figure 1B, the recipient animals maintained
their weights, and there was no significant difference between the
groups receiving DLI and the corresponding control groups not receiving
DLI. Histologic analysis of classical GVHD target organs in animals
killed at later than 100 days after DLI showed a complete absence of
GVHD manifestations in skin, liver, small intestine, and large
intestine in most animals. In one instance, scattered foci of
lymphoid infiltrates were detectable in the liver and colon
(Table 1).
Thus, consistent with our previous observation,4 the GVH reaction induced by delayed DLI given to mixed chimeras was largely restricted to the lymphohematopoietic tissues, converting mixed chimeras to full donor lymphohematopoietic chimeras without the epithelial tissue infiltrations associated with GVHD. GVL effect of DLI is markedly stronger in mixed than in full chimeras We next evaluated whether DLI could mediate a GVL effect and whether its magnitude was influenced by the presence of host hematopoietic cells in the recipient at the time of DLI. For this purpose, animals received DLI on day +56 followed by the administration of a lethal dose of the recipient-type (B6) T-cell lymphoma cell line EL4 (500 cells) on day +63. Although we have attempted to elicit GVL effects from allogeneic lymphocytes against already-established EL4 in several models, we have not observed GVL effects against this highly aggressive tumor with this approach (M.S., unpublished data, 1986; M.Y.M., M.S., unpublished data, May 1999). We therefore selected the above approach (DLI before tumor administration), which has been used by other investigators and accepted as a model for minimal residual disease.13 Figure 2 shows the combined data from 4 separate experiments, all of which produced similar results. DLI did not induce GVHD, and all nonleukemic recipients of DLI survived in excellent health (Figure 2A-B). Tumor inoculation caused rapid mortality in all full chimeras (median survival time [MST] 86 days after BMT) and in most mixed chimeras (MST 91 days after BMT) (Figure 2A,C). In all experiments, mixed chimeras receiving EL4 cells without DLI demonstrated slightly prolonged survival compared to the full chimeras receiving only tumor cells (Figure 2A-B). Administration of DLI led to a significant GVL effect in mixed and full chimeras compared with the control groups receiving EL4 cells alone (P < .0001 and P < .0005, respectively). However, full donor chimeras (Figure 2A) that had received DLI displayed only a slight delay in mortality from EL4 leukemia compared to non-DLI controls (MST 91 versus MST 86 days after BMT). In contrast, almost all mixed chimeras receiving DLI were completely protected from leukemic mortality (Figure 2B), with 22 of 25 animals still alive at the end of the observation period (ie, more than 100 days after tumor inoculation). The improved survival observed in DLI recipients with mixed hematopoietic chimerism at the time of DLI administration was statistically highly significant (P < .0001) compared to the survival of full chimeras receiving DLI (Figure 2C). Furthermore, mixed chimeras receiving DLI and EL4 did not show tumor infiltration at the time of death. In contrast, tumor infiltration was readily observable in full chimeras receiving DLI and EL4. Two representative animals are depicted in Figure 3. Data are summarized in Table 1.
Superior GVL effect of DLI given to mixed chimeras is dependent on MHC class I expression on host hematopoietic cells The improved GVL effect observed when DLI was administered to mixed compared to full chimeras suggested that host hematopoietic cells, particularly antigen-presenting cells (APCs), might play a critical role in driving GVL effects. Because we have previously shown that the GVL effect against EL4 is completely dependent on donor CD8 cells and independent of CD4 cells,14,15 we hypothesized that direct allorecognition of MHC class I antigens on host hematopoietic cells might be responsible for the superior DLI-mediated GVL effect in mixed chimeras. To address this possibility, we established mixed chimerism in B6 mice, which were reconstituted following lethal irradiation with TCD BMC from allogeneic B10.A donors plus TCD BMC from syngeneic class I-deficient beta-2-microglobulin ( 2m) / B6 mice
(B6. 2m / + B10.A chimeras). The resultant mixed
chimeras reconstituted following lethal conditioning had normal MHC
class I expression on nonhematopoietic tissues but were deficient in
MHC class I expression on hematopoietic cells of B6 origin (ie,
host-type). We compared the DLI-mediated GVL effect in
B6. 2m / + B10.A mixed chimeras to those in
wild-type B6 + B10.A mixed chimeras and to those in full B10.A
chimeras. In an initial experiment, NK-cell-mediated resistance led to
the rejection of B6. 2m / BMC, so that recipients of
TCD B6. 2m / + TCD B10.A marrow reconstituted
with predominant B10.A hematopoiesis (data not shown). To circumvent
this problem, we injected the recipients in a subsequent experiment
with 150 µg anti-NK1.1 mAb PK136 on days 6 and 1 before BMT.
Using this modification, B6. 2m / BMC engrafted well,
and varying levels of chimerism were achieved. As is shown in Figure
4, DLI administered to B6 + B10.A
mixed chimeras again resulted in a markedly superior GVL effect
compared to that in full chimeras. Mixed
B6. 2m / + B10.A chimeras showed an
intermediate result, with 3 of 7 animals succumbing to the leukemia.
However, the leukemia-induced mortality in that group occurred
exclusively in animals that showed relatively low levels of
B6. 2m / hematopoiesis and had predominantly B10.A
hematopoiesis. Compared to the surviving animals from that group, donor
(B10.A) chimerism before DLI was significantly higher in the animals
that succumbed to the leukemia (P < .05 for B cells;
P < .003 for monocytes; P < .01 for
granulocytes). Nonparametric (Spearman) correlation analysis also
demonstrated a significant correlation between the level of
B6. 2m / hematopoiesis and the duration of survival in
all lineages tested (data not shown). The relationship between
chimerism in a representative lineage (monocytes) and survival is
indicated in Figure 4B. When animals were stratified according to the
level of chimerism, those with high levels of allogeneic hematopoietic
chimerism and, hence, low numbers of B6. 2m /
hematopoietic cells (eg, less than 40% B6. 2m /
monocytes) had poorer survival than animals with higher levels of
B6. 2m / hematopoiesis. In the
B6. 2m / + B10.A mixed chimeras with low
B6. 2m / hematopoiesis that received DLI (Figure 4B),
leukemia-induced mortality was virtually identical to that in full
chimeras receiving DLI. In contrast, the B6. 2m / + B10.A mixed chimeras with higher levels of B6. 2m /
hematopoiesis showed indistinguishable survival compared to wild-type mixed chimeras.
In contrast, in wild-type mixed chimeras, survival was not influenced by the level of host-type chimerism. Animals with relatively low levels of host chimerism showed complete protection from leukemia-induced mortality (eg, 6 of 6 animals with less than 40% host monocytes survived). The one mixed chimera that died showed relatively high levels of host chimerism before DLI, with more than 60% host monocytes, more than 50% granulocytes, and more than 30% B cells. In a similar experiment, 5 of 6 B6
GVL and GVHD are induced largely by the alloreactivity of donor T
cells, and this alloresponse is critically influenced by the presence
of host APCs. Shlomchik et al16 recently demonstrated that
the development of GVHD was dependent on the presence of host APCs, and
they proposed depletion or inactivation of host APCs as an approach to
preventing GVHD. However, those studies did not address the potential
impact of host APC depletion on GVL effects. Based on clinical results,
we hypothesized that host APCs might play a critical role in inducing
the most potent DLI-mediated GVL effects. To address this hypothesis,
we compared the potency of DLI-mediated GVL effects in mixed or full
donor chimeras. The data presented here are consistent with the
necessity of host APCs in inducing potent GVH alloresponses, and they
suggest that eliminating such APCs would have the undesired consequence
of mitigating GVL effects. GVL activity was markedly superior in mixed
chimeras compared to full chimeras, demonstrating the importance of
host-type APCs for the induction of maximal GVL effects. This effect
was dependent on MHC class I expression on host APCs because the
reduced levels of host-type MHC class I on B6. We show here that the maximal GVL effects observed in mixed chimeras
can occur without GVHD, despite mediation by a potent GVH alloresponse.
We believe that the avoidance of GVHD following DLI requires 2 preconditions. The first precondition is sufficient time for the
recipient to recover from conditioning-induced inflammation that may
promote the migration of T cells into GVHD target tissues. In the
lethal TBI model used here to permit the production of mixed and full
chimeras with the same regimen, we allowed 8 weeks between conditioning
and DLI because this interval has been shown to allow DLI to convert
mixed chimerism to full chimerism without GVHD.4 In
contrast, the donor lymphocyte numbers used in our DLI produce rapidly
lethal GVHD in freshly irradiated mice. The second precondition is an
absence of GVH-reactive T cells in the initial donor
transplant. The presence of such early GVH alloreactions, in
combination with early conditioning-induced inflammation, might produce
clinical or subclinical GVHD, with target tissue inflammation, that
could lead to severe GVHD following DLI. In the model used here, T-cell
depletion of the initial allogeneic inoculum avoids any such GVH
reactions from the initial marrow transplant. In other
nonmyeloablative murine models that are more relevant to the
nonmyeloablative clinical transplants in which we observed potent
antitumor effects in association with DLI following the induction of
mixed chimerism, we have seen similarly potent GVL effects of DLI
without the induction of GVHD. Thus, in mixed chimeras (B10.A Previous studies from our laboratory4 and the present results demonstrate that the strong host alloantigen-driven activation of a nontolerant donor T-cell population through host APCs, which results in elimination of normal and leukemic host-type hematopoietic cells, does not initiate GVHD when the administration of the DLI is delayed until 8 weeks after BMT. Similar observations were made by Kolb et al18 in a large animal model using lethal irradiation and TCD DLA-matched BMT. We previously demonstrated that DLI led to a loss of third-party CTL alloresponses when given to mixed chimeras and that this effect was dependent on the presence of host-type lymphohematopoietic cells because it did not occur when DLI were given to full chimeras.4 This result provided an indication that recipient APCs play an important role in inducing lymphohematopoietic GVH reactions (LGVHR) mediated by delayed DLI. The present studies document the capacity of this host APC-induced LGVHR to lead to powerful GVL effects. To explain the confinement of GVH reactions to the lymphohematopoietic system in mixed chimeras receiving delayed DLI, we postulate that the conditioning regimen-induced inflammatory cascade (expression of adhesion molecules, chemokines, and proinflammatory cytokines) plays an important role in promoting the migration of GVH alloreactive donor T cells activated by host APCs in the lymphohematopoietic system into nonhematopoietic epithelial target tissues. The presence of host APCs at the time of conditioning and BMT contributes to the development of GVHD by this alloresponse.16 However, in the absence of such proinflammatory stimuli (ie, weeks or months following conditioning and T-cell-depleted BMT), the presence of host APCs and mixed hematopoietic chimerism permits the recipient to enjoy maximal DLI-mediated GVL effects not associated with GVHD. Apparently, the conditions at this late time are less conducive to the migration of activated alloreactive T cells into the GVHD target tissues. There is evidence in humans that the incidence of GVHD following DLI is inversely correlated to the time interval between BMT and DLI administration. However, in contrast to rodent study findings, in the clinical setting the development of GVHD is still one of the most prominent and feared complications following delayed administration of DLI. Several factors might account for this discrepancy. DLI studies in humans have often involved recipients of myeloablative conditioning, with or without T-cell depletion of the initial stem cell inoculum. Humans and large animals might display a more prolonged proinflammatory milieu following conditioning than rodents. In addition, a lack of depletion or incomplete depletion of human donor T cells in these studies would fail to satisfy the second condition discussed above for the ability to give DLI without GVHD (ie, the absence of T-cell alloreactivity from the initial stem cell transplant). Furthermore, dosage of T cells is an important issue. Mackinnon et al19 showed that the administration of increasing numbers of DLI T cells allowed identification of a window whereby DLI could mediate GVL responses without causing overt GVHD. Finally, regulatory cells have been recently suggested to contribute to the resistance against development of GVHD in mice,20,21 a phenomenon that might not be operative or as effective in humans. However, studies we have performed with DLI in mixed chimeras prepared with nonmyeloablative conditioning do not demonstrate a role for regulatory cells in conferring resistance to GVHD following DLI (M.Y.M., M.S., manuscript in preparation), so the absence of a proinflammatory environment may in itself be sufficient to confer such resistance. The above discussion underscores the importance of delaying DLI administration until the conditioning-induced proinflammatory milieu has disappeared and of ensuring the avoidance of GVH alloreactivity from the initial transplant to avoid GVHD from DLI. Although these principles from animal models have not yet been shown to allow the administration in humans of DLI to mixed chimeras prepared across HLA barriers without GVHD, published studies in HLA-identical transplants8 and preliminary data involving T-cell-depleted nonmyeloablative haploidentical transplants at our center are encouraging in this regard. However, treatment strategies relying on cell therapy alone or using nonmyeloablative conditioning followed by delayed DLI should be most effective in the treatment of more indolent malignancies because the tumor cytoreduction used in milder conditioning regimens might not be sufficient to contain the disease until DLI can be given after a sufficient delay to allow inflammation to subside. Proof of the principle that DLI can mediate powerful GVL effects during relapse after myeloablative BMT was provided by the potent antitumor responses observed in rodents22,23 and in humans with relapsed CML6,7 receiving DLI following allogeneic BMT. In some patients, DLI has been shown to mediate GVL effects without inducing GVHD.19 However, other hematologic malignancies have been less amenable to GVL effects of DLI under similar circumstances. We postulate that the capacity of CML cells to function as professional APCs and the failure of other tumor types to do so may account for these observations. Our studies suggest that the provision of a host-type professional APC population in the form of mixed chimerism could augment the ability to achieve GVL effects from DLI in patients with tumors that have poor APC capacity. Results in patients with refractory lymphomas treated in our center following nonmyeloablative BMT that induces mixed chimerism are consistent with this possibility (see below). Most currently used nonmyeloablative conditioning regimens result in the development of full donor chimerism early after hematopoietic cell transplantation.24,25 This result probably reflects the inclusion of T cells in the donor stem cell inoculum given immediately after conditioning. These T cells mediate early GVH responses and frequently induce GVHD,24-26 which may be a consequence of allowing the GVH response to occur in the proinflammatory, periconditioning period. Based on the results presented here, early achievement of full donor chimerism may not allow maximal GVL effects to be achieved. In contrast to the regimens cited above, mixed chimerism is routinely achieved in a nonmyeloablative regimen based on our murine nonmyeloablative protocol5 that includes in vivo T-cell depletion of the donor marrow in addition to the recipient.8,9 The goal of this protocol is to give DLI later, when conditioning-induced inflammation has subsided, to achieve GVL without GVHD. This outcome has been achieved in some patients on this protocol, despite the fact that the in vivo depletion of donor T cells has been incomplete.8,9 Striking remissions have been achieved in patients with advanced chemorefractory malignancies receiving DLI or slowly converting spontaneously to full chimerism after receiving this nonmyeloablative conditioning regimen.8,9 Alternative strategies to capitalize on the capacity of host APCs to induce maximal GVL effects could include approaches to restoring mixed chimerism in established full chimeras or the administration of host dendritic cells before DLI. In conclusion, our data have demonstrated the advantage of establishing mixed chimerism to maximize DLI-dependent GVL effects (while avoiding GVHD) in the treatment of hematologic malignancies.
We thank Drs Henry Winn and David Scadden for critical reading of the manuscript.
Submitted January 8, 2002; accepted April 29, 2002.
Prepublished online as Blood First Edition Paper, May 13, 2002; DOI 10.1182/blood-2002-01-0023.
Supported by a research fellowship from the Deutsche Forschungsgemeinschaft (DFG-Ma 1664/2-1) (M.Y.M.) and by National Cancer Institute grant RO1 CA 79989.
The publication costs of this article were defrayed in part by page charge payment. Therefore, and solely to indicate this fact, this article is hereby marked "advertisement" in accordance with 18 U.S.C. section 1734.
Reprints: Megan Sykes, Transplantation Biology Research Center, Bone Marrow Transplantation Section, Massachusetts General Hospital-MGH-East Bldg 149-5102, Harvard Medical School, Boston, MA 02129; e-mail: megan.sykes{at}tbrc.mgh.harvard.edu.
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