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Prepublished online as a Blood First Edition Paper on November 27, 2002; DOI 10.1182/blood-2002-03-0889.
CLINICAL OBSERVATIONS, INTERVENTIONS, AND THERAPEUTIC TRIALS
From the Erasmus Medical Center Rotterdam (Erasmus MC)
and University Medical Center Utrecht (UMCU) for the Dutch-Belgian
Hemato-Oncology Cooperative Study Group (HOVON), The
Netherlands.
We compared the efficacy of intensified chemotherapy followed by
myeloablative therapy and autologous stem cell rescue with intensified
chemotherapy alone in patients newly diagnosed with multiple myeloma.
There were 261 eligible patients younger than 66 years with
stage II/III multiple myeloma who were randomized after remission
induction therapy with vincristine, adriamycin, dexamethasone (VAD) to
receive intensified chemotherapy, that is, melphalan 140 mg/m2 administered intravenously in 2 doses of 70 mg/m2 (intermediate-dose melphalan [IDM]) without stem
cell rescue (n = 129) or the same regimen followed by
myeloablative therapy consisting of cyclophosphamide, total body
irradiation, and autologous stem cell reinfusion (n = 132).
Interferon- For more than 30 years administration of
melphalan and prednisone has been the standard treatment for multiple
myeloma (MM), resulting in a median overall survival of 30 months to 36 months.1-4 From 1983, high-dose melphalan (HDM; 140 mg/m2) was used to overcome resistance to conventional
doses of alkylating agents.5,6 Since then, high-dose
therapy supported by stem cell rescue has been explored in phase 1 and
phase 2 studies of MM.7-18 So far, only one randomized
study demonstrated that standard chemotherapy followed by myeloablative
treatment improved survival, as compared with chemotherapy
alone.19 This study has been criticized because a
relatively poor response in the conventionally treated patients was
observed.20 Based on these results, several randomized studies have addressed the issue of intensive therapy versus standard treatment.21-23
In November 1995 the Dutch-Belgian Hemato-Oncology
Cooperative Study Group (HOVON) started a prospective
multicenter phase 3 trial to study the efficacy of myeloablative
therapy with stem cell rescue added to intensified
chemotherapy compared with intensified chemotherapy alone. The
study was closed April 1, 2000. We now report the results of the first
analysis of this study.
Criteria for enrollment
Study protocol and remission induction treatment
Randomization
Peripheral stem cell harvest At 4 to 6 weeks after the last cycle of VAD, peripheral blood stem cells were collected after cyclophosphamide (4 g/m2 intravenously, day 1) and granulocyte colony-stimulating factor (G-CSF; Amgen, Thousand Oaks, CA; 300 µg/d subcutaneously for patients under 75 kg, otherwise 480 µg/d) starting at day 5 until the last day of leukapheresis. Peripheral blood stem cell collection was started as soon as the white blood cell (WBC) count reached 1.0 × 109/L and more than or equal to 1% CD34+ cells were present in the peripheral blood. A minimum of 5 × 106 CD34+ cells/kg and/or 10 × 104 granulocyte-macrophage colony-forming units (CFU-GM)/kg were required in order to proceed to myeloablative treatment. Bone marrow harvesting was performed if stem cell collection failed and at least 2 × 108/kg nucleated bone marrow cells were harvested.Intensification with melphalan Melphalan (140 mg/m2) was administered intravenously, divided in 2 cycles of 70 mg/m2 (intermediate-dose melphalan [IDM]) without stem cell rescue. IDM was given in the outpatient clinic as a slow bolus injection with hyperhydration and forced diuresis as described previously.26 An antibacterial and antifungal prophylaxis was given according to local guidelines. Prophylactic G-CSF was started on day + 4 after melphalan at a daily dose of 300 µg to 480 µg subcutaneously and continued until the neutrophil count had recovered to more than or equal to 1.0 × 109/L. Prophylactic platelet transfusions were given once the platelet count dropped to levels less than or equal to 10 × 109/L. A second cycle of IDM with G-CSF was administered maximally 8 weeks after the first IDM except when aplasia persisted (neutrophils 0.5 × 109/L at day 30 and/or platelets 50 ×
109/L at day 42). If hematopoietic recovery had
not occurred at 8 weeks after IDM I or IDM II, autologous stem cell
rescue with 2.5 × 106/kg CD34+ cells
was allowed.
Myeloablative treatment and autologous peripheral blood stem cell reinfusion Patients who were randomized for myeloablative treatment proceeded to this regimen if at least a partial remission had been achieved and an adequate stem cell graft was available. Exclusion criteria were WHO performance status 3, severe organ
dysfunction, or serum creatinine, bilirubin, and transaminases of more
than or equal to 2.5 times the upper limit of normal values. The
myeloablative regimen consisted of 60 mg/kg cyclophosphamide given
twice on 2 consecutive days followed by total body irradiation with
lung shielding (9 Gy; lung dose, 8 Gy). Fractionated body irradiation of 2 × 5 Gy or 2 × 6 Gy was allowed.
Interferon- -2a (IFN; 3 × 106 U
thrice weekly) was started 60 to 90 days after the second cycle of IDM
or 60 to 90 days after transplantation and was continued until relapse or progression in those patients who had reached at least a partial remission and a WHO performance status of 0 to 2 in the absence of
severe organ dysfunction with a platelet count more than
50 × 109/L and a neutrophil count more than
1.0 × 109/L.
Evaluation of response Partial response (PR) was defined as a 50% or more reduction of monoclonal immunoglobulins (M-protein) in serum and/or urine or more than 50% reduction of bone marrow infiltration in nonsecretory myeloma. Complete response (CR) was defined as no M-protein measurable in serum and/or 10 times concentrated urine by immunofixation analysis and less than 5% plasma cells which had to be polyclonal by immunofluorescence staining. Relapse from CR was defined as recurrence of monoclonal plasma cells in the bone marrow or recurrence of M-protein in serum and/or urine measured by immunofixation. Progression from PR was defined as a doubling of M-protein on 2 consecutive measurements or any increase of M-protein in the presence of clinical evidence of disease progression.Cytogenetic studies Bone marrow samples were cultured in RPMI with 6% to 10% serum and in Iscoves medium containing interleukin 4 and/or interleukin 6 and harvested after 24 and 96 hours according to standard cytogenetic techniques. The metaphase preparations were stained for RFA-, QFQ-, or GTG-banding and karyotypes were described according to the international nomenclature.27 Where possible, a minimum of 20 cells was analyzed. The presence of a clonal abnormality was defined as 2 metaphases with the same additional chromosome or the same structural abnormality or as 3 metaphases missing the same chromosome. When only one abnormal metaphase was found, the clonality of the abnormalities observed had to be confirmed with fluorescence in situ hybridization (FISH). Cases with a normal karyotype where less than 20 cells were analyzed were considered failures.Quality of life study Quality of life was assessed using the European Organization for Research and Treatment of Cancer Quality of Life Questionnaire C30 (EORTC QLQ-C30) questionnaire.28 This questionnaire includes a global health and quality of life scale, 5 functioning scales (physical, role, cognitive, emotional, and social), 3 symptom scales (fatigue, nausea, and vomiting), and a number of single items. Questionnaires were presented to patients prior to start of treatment, at evaluation of each treatment phase, and every 3 months thereafter for 2 years. Quality of life measurements were stopped at time of relapse or progression.Statistical analysis All patients who fulfilled the eligibility criteria after VAD were randomized between the 2 treatment groups. This study was designed to reveal a 15% increase in 2-year-long event-free survival (EFS) from randomization from 40% to 55% in the myeloablative group. With a 2-sided significance level = 0.05 and a power 1- = 0.80, 170 patients were required in each treatment group and 178 events had to be
observed.29 It was assumed that 90% of the patients
should be randomized. Therefore, the intention was to enter 400 patients in 4 years time. Ultimately, 453 patients were registered, 12 of whom were not eligible. There were 311 patients (71%) randomized, 8 of whom were not eligible for randomization. In order to have complete
data of the patients in this analysis, the analysis was restricted to
eligible patients who were registered before August 1, 1999. Thus, 261 patients were included: 129 in the intensified chemotherapy group and
132 in the myeloablative treatment group. The present analysis was
performed in November 2001. The number of events for event-free
survival in the groups was 179: 94 in the intensified chemotherapy
group and 85 in the myeloablative therapy group.
Patient characteristics between the 2 treatment arms were compared using the Pearson chi-squared test or the Fisher exact test, whichever was appropriate, in case of discrete variables, or the Wilcoxon rank-sum test in case of continuous variables. End points in the study included response rate, event-free survival, time to progression (TTP), and overall survival (OS) from randomization. EFS was determined from the date of randomization until no response after IDM, progression/relapse after previous response, or death without progression, whichever came first. Patients who still had no response after IDM were considered failures at one day after randomization. TTP was calculated from the date of randomization until progression/relapse or death due to MM. Patients without progression who died from other causes were censored at date of death. OS was measured from date of randomization until death. Patients still alive at the date of last contact were censored. EFS, TTP, and OS were estimated by the Kaplan-Meier method, and Kaplan-Meier curves were generated to illustrate differences between the 2 treatment arms and compared using the log-rank test. The analysis was by intention-to-treat and the patients who were eligible for randomization were analyzed according to the treatment arm to which they were assigned. The quality of life analysis and the cost analysis were performed by applying the Mann-Whitney U test. The variables at diagnosis that were included in the analysis of
prognostic factors are shown in Table 1.
Univariate survival analysis was performed with Cox regression to
determine differences in survival between subgroups. The variables that
appeared significant in the univariate analysis were also included in a
backward selection multivariate Cox regression. The multivariate Cox
regression started with all significant variables, and the variable
with the largest P value was removed, until all remaining
variables had a P value of less than .05. All reported
P values are 2-sided and a significance level
Patient characteristics From November 1995 until April 2000, 453 patients from 46 centers were registered. There were 12 patients who were found not eligible because of double registration (n = 2), prior treatment with chlorambucil (n = 1), stage I disease or monoclonal gammopathy of undetermined significance (MGUS; n = 3), primary amyloidosis (n = 3), prior chemotherapy for lung carcinoma (n = 1), extensive radiotherapy precluding total body irradiation (n = 1), or poor pulmonary function (n = 1).In February 2001 a first analysis of this trial had to be performed per the regulations of the Dutch National Health Council. In order to have complete data of the patients in that analysis (all patients should be in follow-up or still be treated with IFN maintenance), it was decided to restrict the analysis to the 379 eligible patients registered before August 1, 1999. In November 2001, the results of these patients were updated and are presented here. Progression from prior diagnosed plasma cell disorders occurred in 8% of the 379 patients: 13 patients from MGUS, 12 from plasmacytoma, 4 from stage I disease, and 2 from smoldering myeloma. There were 268 patients who proceeded to randomization. There were 7 patients who were unjustly randomized (ie, 4 patients had persistent renal failure and in 3 patients allo-SCT was planned). Thus, 261 patients were eligible for randomization. Of these, 129 were randomized to intensified chemotherapy alone and 132 were randomized to myeloablative treatment added to intensified chemotherapy. There were 111 patients who were not randomized. There were 54 patients who had an HLA-identical sibling and proceeded to allo-SCT and 16 patients who died before or during VAD. Other reasons for not being randomized were persistent renal failure (n = 6), no response to treatment or progressive disease (n = 12), excessive toxicity or poor performance status (n = 13), refusal (n = 7), or other (n = 3). Patient characteristics at time of diagnosis are shown in Table 1. Completion of allocated treatment In 258 of 261 randomized patients, cyclophosphamide and G-CSF were administered. In 10 patients no leukapheresis was performed due to insufficient stem cell mobilization (n = 5), toxicity (n = 3), early death (n = 1), or refusal (n = 1). Peripheral blood stem cells were collected in 248 patients and bone marrow was harvested in 2 patients. The median number of CD34+ cells harvested was 9.9 × 106/kg (range, 0.3 × 106/kg-76.7 × 106/kg). In 244 patients an adequate graft for autografting was obtained. In 17 patients no sufficient graft was obtained. Consequently, these patients did not proceed to myeloablative therapy.Of 261 randomized patients, 254 received the first cycle of IDM, that is, 124 patients (96%) in the intensified chemotherapy group and 130 patients (98%) in the myeloablative therapy group. There were 7 patients who did not receive melphalan because of progressive or resistant disease (n = 2), excessive toxicity (n = 3), or refusal (n = 2). Of 261 randomized patients, 206 patients (79%) actually received 140 mg/m2 melphalan divided in 2 cycles, equally divided over the 2 groups. There were 48 patients who received only one cycle of IDM because of no response or progressive disease (n = 10), excessive toxicity or poor performance status (n = 27), or other reasons (n = 11). There were 11 patients who proceeded to myeloablative treatment after only one cycle of IDM. These patients did not receive the second cycle because of incomplete hematologic recovery. However, these patients proceeded to myeloablative therapy because a sufficient stem cell graft was available. There were 104 randomized patients (79%) who proceeded to myeloablative treatment with stem cell rescue, 11 patients after 1 cycle of IDM and 93 patients after 2 cycles of IDM. There were 5 patients who did not achieve a CR or PR, but only stable disease at retrospective treatment evaluation, who proceeded to myeloablative therapy. In 13 patients, myeloablative therapy with stem cell rescue was not performed because of no response or progressive disease (n = 3), excessive toxicity or poor performance status (n = 5), absence of a graft (n = 3), or other (n = 2). IFN was started in 91 patients (71%) in the intensified chemotherapy group as compared with 75 patients (57%) in the myeloablative therapy group. Substantially fewer patients proceeded to IFN after myeloablative therapy primarily due to thrombocytopenia or poor performance. The median duration of IFN treatment was 8 months: 12 months in the intensified chemotherapy group and 7 months in the myeloablative therapy group (P = .11; hazard ratio 1.3, 95% confidence interval [CI] = 0.9-1.9). Reasons for stopping IFN were toxicity (n = 72; 29 in the intensified chemotherapy group and 43 in the myeloablative therapy group), relapse or progression (n = 54; 39 in the intensified chemotherapy group and 15 in the myeloablative therapy group), refusal (n = 3), or other (n = 3). The completion of allocated treatment is shown in Figure 1. Response The overall response rate (PR and CR) of all 379 registered patients on VAD was 63% (CR 2%). There were 12 patients who died before response evaluation (3%), 30% of patients had no response, 2% had progressive disease, and in 2% of patients the response was unknown.The overall response rate after VAD in the 261 randomized patients was
70% (CR 3%), which increased to 90% after 2 cycles of IDM.
A partial response after transplantation was achieved in 5 patients who were not in PR or CR before myeloablative treatment with
stem cell rescue. Of 261 randomized patients, 239 eventually achieved a
PR or CR. In patients randomized to intensified chemotherapy the
response rate was 88% and in patients randomized to myeloablative therapy following intensified chemotherapy the response rate was 95%.
The cumulative response rate after each treatment phase is presented in
Table 2.
After 2 cycles of IDM, 10% of patients in the intensified chemotherapy
group had achieved a CR as compared with 17% in the myeloablative
therapy group (P = .12). The overall CR rate on protocol
was 13% in the intensified chemotherapy group and 29% in the
myeloablative therapy group (P = .002, Table
3).
Event-free survival, time to progression, and overall survival The median follow-up for all patients was 27 months. The median follow-up from randomization of the 156 patients still alive was 33 months (range, 8-65 months). There was no significant difference in EFS from randomization between the 2 treatment groups. The median EFS was 21 months in the intensified chemotherapy group versus 22 months in the myeloablative therapy group (P = .28; hazard ratio = 0.85, 95% CI = 0.63-1.14, Figure 2). The TTP was longer in patients with myeloablative therapy (25 months versus 31 months; P = .04; hazard ratio = 0.70, 95% CI = 0.5-0.98, Figure 3). The median OS from randomization was 50 months in the intensified chemotherapy group versus 47 months in the myeloablative therapy group (P = .41; hazard ratio = 1.17, 95% CI = 0.80-1.72, Figure 4). Overall survival from CR was not different between the 2 treatment groups for patients who achieved a CR. TTP and OS were also calculated for randomized patients who were actually eligible for further treatment after evaluation of the last IDM (91 patients in the intensified chemotherapy group and 106 patients in the myeloablative therapy group). Median TTP from evaluation after IDM was 22 months in the intensified chemotherapy group and 27 months in the myeloablative therapy group (P = .02; hazard ratio = 0.64, 95% CI = 0.44-0.94). The median OS from date of evaluation of the last IDM was not significantly different between the 2 treatment groups (45 months versus 46 months, P = .11; hazard ratio = 1.48, 95% CI = 0.92-2.36).
Prognostic factors Univariate Cox regression showed that stage III disease, hemoglobin level less than or equal to 6.21 mM, 2-microglobulin more than 3 mg/L after VAD, elevated
lactate dehydrogenase (LDH), plasma cell labeling index more
than 1% (all P < .01),
2-microglobulin more than 3 mg/L at diagnosis, and
skeletal lesions (P < .05) were associated with shorter
EFS. Treatment arm was not of prognostic relevance. In the multivariate
analysis only a hemoglobin level less than or equal to 6.21 mM and
elevated LDH remained statistically significant
(P < .001, Table 4).
It appeared that the prognostic factors for EFS were also predictive
for TTP, in the univariate as well as in the multivariate analysis.
This is not completely unexpected, as almost all patients achieved at
least a PR before transplantation or the start of IFN (Table
5). In addition, elevated calcium levels
and randomization to intensified chemotherapy were adverse prognostic
factors for TTP in the univariate analysis.
Univariate Cox regression showed that stage B disease, a hemoglobin
level less than or equal to 6.21 mM,
Cytogenetic studies Cytogenetic analysis was performed in 120 of 379 registered patients in designated centers. In 98 patients cytogenetic studies were successful. Chromosomal abnormalities were detected in 44 of 98 patients (45%), of whom 22 showed hyperdiploidy (50%), 9 showed hypodiploidy (20%), 6 were pseudodiploid (14%), and 7 were not classifiable (16%).In 21 (48%) of 44 patients chromosome 1p/q abnormalities were found. Monosomy 13 or deletions of 13q were present in 19 patients. There was a strong association between chromosome 1p/q abnormalities and those of chromosome 13 (P = .01); 14 patients had both abnormalities. In the multivariate analysis of this group of patients only chromosome 1p/q abnormalities predicted for inferior EFS (P = .009), TTP (P < .001), and OS (P = .003). Toxicity and causes of death Common Toxicity Criteria (CTC) grades 3 and 4 were observed in 9% of patients during the first cycle of IDM and in 5% during the second cycle of IDM. Mucositis, nausea, vomiting, and hemorrhage were the most frequent side effects. The frequency of WHO grade 3 or 4 infections was 13% during both the first and the second cycle of IDM. Myeloablative treatment was associated with 45% grade 3 or 4 toxicity. Infection grade 3 or 4 was observed in 44% of the patients. The toxicity data of IDM and myeloablative therapy are shown in Table 7 and Table 8.
Treatment related mortality (TRM) was 0.8% after the first cycle and 0.5% after the second cycle of IDM. TRM within 3 months after myeloablative therapy was 3.9%. In the intensified treatment group, 50 patients have died; 34 from relapse or progression, 3 from other malignancies, 5 from infections, 1 from interstitial pneumonia, 3 from hemorrhage, and 4 from other reasons. In the myeloablative therapy group, 55 patients have died; 33 from relapse or progression, 4 from interstitial pneumonia, 9 from infections, 3 from respiratory insufficiency, 1 from hemorrhage, and 5 from other reasons. Hematologic recovery After the first cycle of IDM, WBC count reached more than or equal to 1.0 × 109/L after a median of 20 days (range, 0-61 days) and platelets more than or equal to 20 × 109/L after a median of 22 days (range, 0-61 days). After the second cycle of IDM, WBC recovery was identical. Platelet recovery however was slower: a median of 27 days (range, 0-126 days). Autologous stem cell reinfusion after myeloablative treatment resulted in rapid hematopoietic recovery: WBC count reached more than or equal to 1.0 × 109/L after a median of 13 days (range, 0-48 days) and platelets reached more than or equal to 20 × 109/L after a median of 11 days (range, 0-145 days). Stem cell rescue was given in 8 patients after the first cycle of IDM (7 patients in the intensified chemotherapy group) and in 8 patients after the second cycle of IDM (7 patients in the intensified chemotherapy group) because of persistent bone marrow aplasia. In the myeloablative therapy group only the patients who needed stem cell rescue after the second cycle of IDM proceeded to myeloablative therapy.Quality of life assessment Quality of life was assessed at 3, 6, 9, and 12 months during the first year of follow-up. During this period functioning was worse in many domains and symptoms were more persistent after myeloablative therapy, with the following relevant differences remaining statistically significant even at 12 months: overall quality of life (P < .05), role functioning (P < .05), and social functioning (P < .001). Patients had more financial problems after myeloablative treatment (P < .05). More patients in the myeloablative therapy group had complaints of pain (P < .05), loss of appetite (P < .05), and fatigue (P < .001) when compared with the intensified chemotherapy alone.
The observation that the achievement of a complete remission increases the probability of prolonged EFS and OS in MM has prompted several groups to explore dose-escalation regimens including double transplantation.21-23,30,31 This randomized study was designed to evaluate whether patients who are treated with high-dose chemotherapy benefit from additional myeloablative treatment. Intensified chemotherapy was administered as 2 separate cycles of 70 mg/m2 melphalan given intravenously (intermediate-dose melphalan [IDM]). Myeloablative treatment following intensive chemotherapy resulted in a higher CR rate and a longer TTP. EFS and OS however were not improved after a median follow-up of 33 months from randomization. The largest experience with repeated myeloablative treatments has been
achieved at the University of Arkansas in the Total Therapy
Program.30,31 It was observed that the response may increase from 65% after induction to 75% after the first and 83% after the second myeloablative treatment including 41% complete responses.31 In a comparative analysis with case-matched
registered controls receiving conventional chemotherapy, double
transplantation was superior with regard to response rate (86% versus
52%, P = .0001), median EFS (49 months versus 22 months,
P = .0001), and OS (62 months versus 48 months,
P = .0130). However, the value of repeated intensive
therapy still needs prospective evaluation. In 1994, a randomized
study was initiated in France to compare the efficacy of single
transplantation with double transplantation. After a median follow-up
of 4 years EFS and OS were comparable (median 24 and 48 months in the
single and 30 and 54 months in the double transplantation
group).21 Remarkably, only patients with good prognostic
profile, that is, a An important issue of this study is the lack of any survival benefit
from myeloablative therapy over intensive chemotherapy alone. Other
high-dose therapy studies have shown a longer overall survival with
myeloablative therapy only.11,17,19,21,30 Apparently in
the present study the better CR rate and longer TTP of the combined
treatment do not translate into a better survival. This suggests that
the extra number of CRs induced by the second treatment are generally
of limited duration. A potential explanation is the high proportion of
high-risk patients in this study, which is reflected by 77% of
patients with stage III disease and a high percentage of patients with
Recently, a number of studies have shown that chromosome 13 deletions
associated with high In conclusion, intensified chemotherapy followed by myeloablative
therapy results in a higher complete response rate and a longer time to
progression, but it does not lead to a better event-free and overall
survival when applied as first treatment in previously untreated MM. In
time, a longer follow-up of all patients included in the study is
awaited. Definition of prognostic factors such as
A complete list of the members of the Dutch-Belgian Hemato-Oncology Cooperative Study Group (HOVON) appears in the "Appendix." Rosalyn Slater contributed on behalf of the Dutch Working Party on Cancer Genetics and Cytogenetics (NWKGC). This study was performed as an investigation by the National Health Council of The Netherlands.
Submitted March 20, 2002; accepted September 5, 2002.
Prepublished online as Blood First Edition Paper, November 27, 2002; DOI 10.1182/blood-2002-03-0889.
Supported by the National Health Council of The Netherlands.
The publication costs of this article were defrayed in part by page charge payment. Therefore, and solely to indicate this fact, this article is hereby marked "advertisement" in accordance with 18 U.S.C. section 1734.
Reprints: Christine M. Segeren, Leiden University Medical Center, Department of Clinical Oncology, K1-P, PO Box 9600, 2300 RC Leiden, The Netherlands; e-mail: c.m.segeren{at}lumc.nl.
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