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Prepublished online as a Blood First Edition Paper on November 27, 2002; DOI 10.1182/blood-2002-09-2683.
NEOPLASIA
From the Department of Hematology, the Institute for
Medical Informatics, Biometry and Epidemiology, and the Institute of
Cell Biology, Medical Faculty, University of Essen; Gemeinschaftspraxis
für Hämatologie und Onkologie Essen; Gemeinschaftspraxis
für Hämatologie und Onkologie Velbert,
Germany; and the Laboratory of Immunogenetics, Department
of Genetics, Biology and Biochemistry, University of Torino,
Italy.
B-cell chronic lymphocytic leukemia (B-CLL) is a heterogenous
disease with a highly variable clinical course. Recent studies have
shown that CD38 surface expression on the malignant cell clone may
serve as a prognostic marker in that CD38+ patients with
B-CLL are characterized by advanced disease stage, lesser
responsiveness to chemotherapy, and shorter survival than CD38 B-cell chronic lymphocytic leukemia (B-CLL)
is a heterogenous disease with a highly variable clinical course.
Staging systems devised by Rai et al1 and Binet et
al2,3 are useful methods for predicting survival and
treatment requirements in patients with CLL. However, these staging
systems are of limited prognostic value in early stages of the disease
(Binet A or Rai 0-II); this includes most patients at diagnosis.
Therefore, studies have focused on identifying novel prognostic markers
that may help define patient subgroups with favorable versus poor
clinical outcomes in early CLL.3,4 Recently, 2 independent
studies by Damle et al5 and Hamblin et al6
have demonstrated that B-CLL may arise from an immature pregerminal
center B cell with unmutated immunoglobulin (Ig) variable heavy chain
(VH) genes or from a more mature postgerminal center B cell
with somatically mutated immunoglobulin VH genes. Moreover,
Damle et al5 found a strong correlation between
immunoglobulin VH gene mutation status, CD38 surface
expression of the respective B-CLL clone, and clinical outcome in
individual patients. B-CLL patients with mutated immunoglobulin
VH genes and low numbers of CD38+ cells exhibit
a favorable clinical course, whereas B-CLL patients with unmutated
immunoglobulin VH genes experience poor outcome in terms of
reduced survival and reduced responsiveness to chemotherapy.
Two recent gene-expression profiling studies tested the 2-disease
model of CLL by correlating gene expression in CLL cells with their
immunoglobulin-mutational status.7,8 Unexpectedly, both
studies using unsupervised hierarchical cluster analysis found a common
gene-expression profile regardless of the immunoglobulin-mutational status of the CLL patients investigated. Nonetheless, more refined statistical analysis allowed for the detection of a subset of differentially expressed genes that could predict the
immunoglobulin-mutational status of CLL cells with high
accuracy.8,9 Collectively, these data suggest that CLL may
be viewed as a single disease with 2 common variants that differ with
regard to their immunoglobulin-mutational status and clinical
course.9
Given the dramatic differences in the clinical behavior of
CD38+ versus CD38 Patients and isolation of CLL cells
Cell surface staining and flow cytometry
Oligonucleotide microarray analysis For first-strand cDNA synthesis, 9 µL (13.5 µg) total RNA was mixed with 1 µL mixture of 3 polyadenylated control RNAs, 1 µL 100 µM T7-oligo-d(T)24 primer [5'-GGCCAGTGAATTGTAATACGACTCACT ATAG GGAGGCGG-(dT24)-3'], incubated at 70°C for 10 minutes and put on ice. Next, 4 µL of 5× first-strand buffer, 2 µL 0.1 M dithiothreitol (DTT), and 1 µL 10 mM dNTPs were added, and the reaction was preincubated at 42°C for 2 minutes. Then, 2 µL (200 units) Superscript II (Life Technologies, Karlsruhe, Germany) was added, and incubation was continued at 42°C for 1 hour.For second-strand synthesis, 30 µL 5× second-strand buffer, 91 µL RNase-free water, 3 µL 10 mM dNTPs, 4 µL (40 U) Escherichia coli DNA polymerase I (Life Technologies), 1 µL (12 U) E coli DNA ligase (TaKaRa, Gennevilliers, France), and 1 µL (2 U) RNase H (TaKaRa) were added, and the reaction was incubated at 16°C for 2 hours. Then 2.5 µL (10 U) T4 DNA polymerase I (TaKaRa) was added at 16°C for 5 minutes. The reaction was stopped by the addition of 10 µL 0.5 M EDTA (ethylenediaminetetraacetic acid), double-stranded (ds) cDNA was extracted with phenol/chloroform, and the aqueous phase was recovered by phase-lock gel separation (Eppendorf, Hamburg, Germany). After precipitation, the cDNA was restored in 12 µL RNase-free water. Five microliters ds cDNA was used to synthesize biotinylated cRNA using the BioArray High Yield RNA Transcript Labeling Kit (Enzo Diagnostics, NY). Labeled cRNA was purified using the RNeasy mini kit (Qiagen, Hilden, Germany). Fragmentation of cRNA, hybridization to HuGeneFL microarrays (Affymetrix, Santa Clara, CA), and washing, staining, and scanning of the arrays in a GeneArray scanner (Agilent, Palo Alto, CA) were performed as recommended in the Affymetrix Gene Expression Analysis Technical Manual. Signal intensities (MAS5 signal) and detection calls for statistical analysis and hierarchical clustering were determined using the Microarray Suite (MAS 5.0) software (Affymetrix, Santa Clara, CA). Scaling across all probe sets of a given array to an average intensity of 1000 U was included to compensate for variations in the amount and quality of the cRNA samples and other experimental variables. Data processing and hierarchical clustering For the hierarchical clustering shown in Figure 2, only genes recognized as present by the Affymetrix algorithm in at least one third of the profiles were selected. Gene expression data were ln transformed, normalized to have a mean of 0 and an SD of 1, and subjected to the average linkage clustering method (Array Explorer; Spotfire, Somerville, MA) using correlation (centered) as a similarity measure.Statistical analysis Progression-free survival times were measured from the time of diagnosis, plotted by the Kaplan-Meier method, and compared using the log-rank test. Comparison of clinical and laboratory parameters between patient subgroups was performed using the Wilcoxon rank sum test for metric data, Fisher exact test, and the 2 test for
categorical data. The Cox proportional hazards model was used for
multivariate analysis on progression-free survival.
CD38 expression in the B-CLL study group We evaluated the surface expression of CD38 in our B-CLL study population using a 3-color flow cytometry approach with directly conjugated monoclonal antibodies.12,14 In accordance with current convention, a given leukemic population was considered positive for CD38 when 20% or more of the B-CLL cells expressed the membrane marker.12,14 Based on this cutoff value, 25 (36%) patients were defined as CD38+ and 45 (64%) patients as CD38 , respectively. Comparison of clinical and laboratory
parameters among the 2 groups is shown in Table 1. Notably, significant differences were found for thymidine kinase, leukemic bone marrow infiltration, Binet stage, lactate dehydrogenase (LDH) serum levels (P < .05), and treatment-free survival (Figure
1) confirming our own previous
work12 and that of others.5,14-16
Comparison of gene expression profiles among
CD38+ and CD38 Resultant gene expression profiles were analyzed using 2 independent
approaches Hierarchical cluster analysis (Figure
2A-B) using an average-linkage
algorithm10 revealed the existence of 2 major subgroups comprising 8 and 30 patients in the first patient series (UPNs 1-38)
and 12 and 26 patients in the second set of experiments (UPNs 39-77).
However, the incidence of CD38+ patients was comparable in
the 2 groups (P > .05; Figure 2, Table 2), suggesting a common gene
expression profile independent of CD38 expression status for most genes
represented on the chip.
For comparative analysis of CD38+ and CD38
Characterization of patient subgroups based on gene expression analysis We next tried to further characterize the previously described gene-expression subgroups identified by hierarchical cluster analysis (Figure 2A-B). Clustering within the leftmost branch of the dendrograms (Figure 2A-B) was caused, in part, by the high expression of a large number of ribosomal and translation-associated genes (ribosomal cluster; see arrows in Figure 2 and Table 4) in both patient series.
For further statistical analysis, the clinical and laboratory data of
the 2 series were pooled
Univariate analysis of risk factors Univariate Cox regression analysis was used to assess associations between progression-free survival time and potential risk factors (Table 6). Hemoglobin level, platelet count, CD38 expression, 2-microglobulin serum
concentration, LDH serum activity, and expression of ribosomal genes
(ribosomal cluster) were identified as significant factors influencing
progression-free survival.
Multivariate analysis The following patient characteristics, found to impact significantly on treatment-free survival in univariate analysis, were included in the multivariate Cox regression model: hemoglobin concentration, platelet count, CD38 expression, 2-microglobulin, LDH serum activity, and expression of
ribosomal genes (Table 7). In
multivariate analysis, only hemoglobin concentration influenced progression-free survival.
It is now well established that CD38 expression is an
important prognostic marker in B-CLL.5,12,14-17 In a
recently published retrospective study,12 we showed that
CD38+ CLL patients were characterized by an unfavorable
clinical course with advanced disease stage, poor responsiveness to
chemotherapy, short time to initiation of first treatment, and shorter
survival. In contrast, the CD38 Unsupervised clustering (Figure 2) revealed a common pattern of
expression of approximately 5600 genes, independent of the expression
of CD38. Detailed statistical analysis identified a set of 14 genes
differentially expressed in CD38+ versus CD38 Another gene of potential functional importance found to be
overexpressed in the CD38+ group is the Despite the comparatively small differences in gene expression patterns
of CD38+ versus CD38 More important, we found that the clinical outcome for patients in the 2 subgroups was strikingly different. Patients with a high expression of translation-associated genes were characterized by a more favorable clinical course with significantly longer progression-free survival and fewer chemotherapy requirements than the remaining patients (Figure 3). Furthermore, the 2 patient subgroups differed with regard to a panel of known clinical prognostic factors, including peripheral blood hemoglobin levels (Table 2). To our knowledge, this is the first report showing that unsupervised cluster analysis can identify molecular B-CLL subtypes that differ with regard to the clinical course of the disease. In particular, the ribosomal cluster described here has not been noted in prior gene array studies comparing the gene expression profiles of immunoglobulin VH mutated with immunoglobulin VH unmutated CLL patients.7,8 This discrepancy may be explained at least in part by differences in the study designs, the most important of which is probably the comparatively small number of patients included in these studies (34 and 37 patients in the series reported by Klein et al7 and Rosenwald et al,8 respectively). In addition, both studies used immunomagnetically enriched B-CLL cells with a purity exceeding 95%, whereas in our series CLL cells were isolated using density centrifugation yielding only a mean purity of 89% CD19+CD5+ cells. Thus, we cannot exclude the possibility that accessory cells might have contributed to the observed gene expression differences, although the cellular composition of the tumor samples in the 2 major subgroups, defined by differential expression of ribosomal and translation-associated genes, was similar as determined by flow cytometry analysis (see "Patients, materials, and methods"). Overexpression of translation-associated genes in tumors has been
previously noted and may reflect a higher metabolic and proliferation
rate in the malignant cell population.23 However, it is
now well established that translation factors also play an important
role in the regulation of cell death.24,25 In this context
it is important to note that high expression of ribosomal proteins S3A,
S29, and elongation factor-1 Interestingly, high coordinate expression of a large group of ribosomal genes was reported for ovarian tumors that were histologically well differentiated compared with the more poorly differentiated tumors28 in the same series. Using hierarchical clustering, these authors found that rapidly growing tumor cell lines and the most poorly differentiated ovarian tumors grouped together and exhibited a relative underexpression of ribosomal genes, despite their presumed high metabolic rates. These observations, in combination with our data, raise the possibility that a high expression of ribosomal proteins may be correlated with a less aggressive clinical course in some tumor entities. In conclusion, our results suggest that oligonucleotide microarray analysis can detect molecular B-CLL subtypes that differ with regard to the clinical course of the disease. A larger study is warranted to confirm our results and to further investigate the potential role of the translational apparatus in the pathogenesis of B-CLL.
We thank numerous colleagues for generously contributing information on the clinical course and treatment histories of the study patients. We also thank Ariane Kariger, Ute Schmücker, Nadine Pieda, and Adriane Parchatka for expert technical assistance.
Submitted September 5, 2002; accepted November 1, 2002.
Prepublished online as Blood First Edition Paper, November 27, 2002; DOI 10.1182/blood-2002-09-2683.
Supported by the Förderverein des Institus für Zellbiologie in Essen and the Ministerium für Schule, Wissenschaft und Forschung des Landes Nordrhein-Westfalen.
The publication costs of this article were defrayed in part by page charge payment. Therefore, and solely to indicate this fact, this article is hereby marked "advertisement" in accordance with 18 U.S.C. section 1734.
Reprints: J. Dürig, Department of Hematology, University Hospital, Essen D-45122, Germany; e-mail: duerig{at}t-online.de.
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