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Prepublished online as a Blood First Edition Paper on November 27, 2002; DOI 10.1182/blood-2002-09-2791.
RED CELLS
From the Department of Hematology/Oncology, Children's
Hospital Oakland; and Children's Hospital Oakland Research Institute,
CA.
Children with sickle cell anemia (SCA) carry a 200-fold increased
risk for cerebral infarction. Stroke can be the result of small-vessel
(SV) or large-vessel (LV) disease. However, it is unknown whether these
subtypes result from the same pathophysiologic processes. Complete HLA
genotyping was performed on 231 eligible children previously enrolled
in the Cooperative Study of Sickle Cell Disease (CSSCD). Cerebral
infarction on magnetic resonance imaging (MRI) was documented in 71 patients, and 160 patients had negative findings on MRI. Based on
MRI/magnetic resonance angiography (MRA) findings, infarct
size, and location, 36 patients were classified as having LV stroke and
35 as having SV stroke. When comparing the total MRI+ group with the
MRI Children with sickle cell anemia (SCA) carry
a 200-fold increased risk for stroke, making SCA the most common cause
of stroke in childhood. By 8 years of age, up to one third of children
with SCA show evidence of cerebral infarction on magnetic resonance imaging (MRI).1-3 Of these, 12% have overt stroke, and
22% have silent lesions on MRI. Most strokes in children with SCA
(symptomatic or asymptomatic) are the result of infarction;
intracranial hemorrhage becomes more common later in
life.4 Even with adequate chronic transfusion therapy or
successful bone marrow transplantation, the child who has had a stroke
is left with significant physical or neuropsychologic deficits. Because
of the lifelong morbidity from primary stroke, considerable effort has
been made to identify patients at risk for stroke and to intervene in a
preventive manner. Aside from abnormal flow velocity, measured by
transcranial Doppler ultrasound, to predict primary stroke, few defined
risk factors are associated with stroke in children with SCA.
Although the natural history of stroke in SCA has been well
described,5-8 the underlying pathophysiology of stroke is
still poorly understood. Other than the possible protective effect of coinherited The human leukocyte antigen (HLA) genes regulate inflammation. Specific
HLA alleles have been identified as risk factors for vascular disease
processes similar to stroke in SCA, including Moyamoya
disease,13 idiopathic childhood stroke,14
aortic aneurysms,15 and cardiovascular
disease.16,17 Data from in vitro studies have demonstrated
the involvement of T cells and antigen-presenting cells in response to
endothelial injury in SCA.18 Variation in HLA alleles may
partially account for the immune-mediated events leading to stroke in
susceptible persons with SCA.
We previously reported an association between HLA and stroke in a small
local population of children with SCA.19 To determine whether unique HLA alleles contribute to a specific stroke phenotype based on LV versus SV disease, we extended our investigation of HLA and
stroke risk to a prospective national cohort of children with SCA,
the Cooperative Study of Sickle Cell Disease (CSSCD). The CSSCD
has the strengths of random ascertainment, thorough and consistently
collected clinical data, and relatively large sample sizes.
Study patients and design
MRI scanning
All MRIs were reviewed centrally by 3 neuroradiologists who were
blinded to patient clinical history and HLA status. Two
neuroradiologists read each MRI scan independently and recorded
interpretations on a standardized form. If the interpretations
differed, consensus was reached in discussion with the third
neuroradiologist. The scope of abnormalities defined by the review
process was previously reported.22 This study included
results from all MRI scans performed on eligible patients.
HLA typing
Statistical analysis HLA allele frequency distributions at each of 6 loci were compared among disease status categories (MRI+ vs MRI , SV vs MRI , and LV vs MRI groups) using tests of independence with the
log-likelihood ratio (or G-statistic) for each of the 6 HLA loci
examined.26,27 This approach uses a strategy often taken
in population genetics, and it overcomes the multiple comparison
problem inherent in testing for the presence or absence of an allele
because the entire sample of all alleles at a locus is included in a
single test. It results in an overall P value for a table
and the individual deviation (contribution) of each allele, expressible
as a G-statistic and as an odds ratio (OR). Rare alleles (here defined
as those observed fewer than 3 times in the MRI+ and MRI samples)
were combined for global testing. A significantly deviant allele
(uncorrected P < .05) is reported along with its OR. This
testing strategy is conservative in that it assumes uniform likelihood
of deviations and equal power for each allele. However, we expect only
one or few HLA alleles to contribute to stroke predisposition.
Moreover, allele frequencies vary widely. The numbers of homozygotes at each of the 6 HLA loci observed for each person ranged from 0 to 5. After binning of participants into 2 categories, one with 0 or 1 homozygote and the other with 2 to 6 homozygotes, the 2 × 3 (2 homozygosity classes and 3 disease status classes) were tested using
the 2 statistic.
Brain MRI results Of the 231 SCA patients included in this study, 160 (69%) had normal findings on brain MRI. Seventy-one (31%) patients demonstrated infarctive lesions on MRI; their mean age was 9.3 years (median, 9.0 years) at the time of first positive MRI results. Of these, 36 (51%) had MRI evidence of LV involvement (with or without SV involvement), and 35 (49%) had exclusively SV involvement. Clinical history of cerebrovascular accident (CVA) was documented in 26 (37%) of the 71 patients. Most (24 patients) CVAs were caused by LV disease, and only 2 were caused exclusively by SV disease.HLA typing results All 231 SCA patients were typed at high (allelic) resolution for the HLA loci A, B, C, DRB1, DQB1, and DPB1. To ensure that the CSSCD cohort reflects a representative sample of the African-American population, results from a recent study using DNA-based methods to type HLA-DRB1 and DQB1 on a series of 243 African-American control samples28 were used for comparison with the CSSCD sample. By contingency table testing, the 2 African-American samples were indistinguishable (DRB1, P = .24; DQB1, P = .11).Testing for overall significance among stroke categories at each of the
6 loci revealed differences in allele frequency distributions between
the total MRI+ and MRI
The SV subgroup and the MRI
Allele frequencies for the MRI+ and MRI Overall HLA locus homozygosity was also assessed because it implies a
reduced capacity to present foreign peptides to the immune system and
it may also influence stroke risk. For the total sample of 231 CSSCD
patients, homozygosity at any of the 6 HLA loci ranged from 0 to all 6 loci. Because of the relatively small numbers in each category, 2 combined homozygosity categories were constructed with participants
homozygous for 0 to 1 loci in one category and 2 to 6 loci in the other
category. The resultant 2 × 3 table of proportions was significantly
heterogeneous (Table 3). Although 12% of
the MRI
In searching for candidate genetic factors in SCA and stroke, particular focus on other similar diseases associated with vascular endothelial injury in the general population may provide additional clues. There is increasing recognition of the involvement of the immune system and the possible role of HLA genes in diseases, including atherosclerosis17,29 and aortic aneurysm, that are characterized by endothelial injury.15 Moyamoya disease, characterized by abnormal vascular collaterals around stenotic internal carotid arteries, is anatomically and histopathologically most similar to the intracerebral vasculopathy of SCA. Reports of a genetic basis for Moyamoya disease have shown an association with the class 2 HLA allele, DQB1*0502.13 Given the pathologically similar "moyamoya" changes seen in SCA patients with stroke, these reports suggest that perhaps other HLA alleles are associated with stroke in SCA. In a previous study on a small local cohort of children with SCA, we
documented that particular HLA phenotypes are associated with increased
risk for cerebral infarction.19 Although our initial
results suggested that specific HLA alleles contribute to stroke risk
in SCA, analyses to localize the observed HLA effects to a particular
stroke subtype were not possible in the relatively small population
studied. Our present findings on a larger cohort of children
participating in the CSSCD show unique HLA associations with stroke
when comparing the MRI+ group with the MRI Because stroke is a phenotypically heterogeneous condition, varying from large cortical artery distribution infarcts to milder lacunar infarcts, an assessment concerning the genetics of stroke requires an accurate classification and subgroup analysis of the type of stroke. The pattern of cerebral infarction on MRI suggests 2 separate pathogenetic mechanisms for stroke in SCA: proximal LV disease with inadequate cerebral perfusion (distal field insufficiency syndrome) and distal SV disease (sludging syndrome).30 Rheologic changes, increased endothelial adherence, intimal damage with smooth muscle hypertrophy, and thrombus formation are all factors that have been shown to contribute to the development of LV stroke,22 whereas SV lesions are thought to be related to peripheral vaso-occlusive events resulting in inadequate perfusion and subsequent infarction. Although previous studies to identify stroke risk factors have distinguished brain infarction from intracranial hemorrhage, further classification of ischemic stroke into subtypes based on presumed mechanism has not been performed. It remains unclear how the risk factor profiles for these 2 distinct manifestations of cerebrovascular disease differ. Determining which genes are responsible for severe phenotypic expression (eg, stroke from LV disease) versus those that confer milder effects (eg, lacunar infarction) may lead to a better understanding of the distinctive pathophysiologies of stroke. The association of DPB1*0401 and DPB1*1701 alleles with stroke from SV disease and of HLA A*0102, A*2612, and A*3301 alleles with LV stroke may reflect distinct genetic etiologies for stroke in SCA. Separation of ischemic stroke into subtypes based on presumed mechanisms may help clarify the contribution of HLA to stroke risk in SCA. In addition to individual allele associations with stroke, our
results show that homozygosity at HLA loci is associated with stroke
risk. Homozygosity for HLA alleles may reduce the ability to mount an
immunogenic response because of ineffective recognition and
presentation of a diverse array of foreign antigens. Persons heterozygous at HLA loci are therefore able to present a greater variety of antigenic peptides than are homozygotes, resulting in a more
productive immune response. In studies investigating the association of
HLA and HIV disease, HLA homozygosity and reduced antigen disparity
have been shown to increase the rate of HIV progression.31,32 We found a trend of increasing stroke
risk with HLA locus homozygosity based on stroke subtype, with MRI In conclusion, our results provide evidence for distinct HLA contributions to the development of LV and SV stroke subtypes in SCA. These results showing specific HLA effects based on stroke subtype emphasize the need for accurate phenotyping to elucidate the genetic basis for stroke in SCA. Given the extensive polymorphism at the HLA locus, even larger studies to confirm our results would be valuable. Although our findings demonstrate distinct HLA associations with particular stroke subtypes, mechanistic studies are still required to establish a causal role for HLA in the development of stroke in SCA. If confirmed, these findings could have a profound clinical impact on children with SCA because specific HLA "risk" alleles may help identify those at highest risk for stroke. Early identification of these high-risk patients would allow for preventive intervention, such as chronic transfusion or bone marrow transplantation, and for avoidance of these potentially toxic therapies in those who are at reduced risk.
Submitted September 12, 2002; accepted November 19, 2002.
Prepublished online as Blood First Edition Paper, November 27, 2002; DOI 10.1182/blood-2002-09-2791.
Supported in part by the Doris Duke Charitable Foundation, Clinical Scientist Development Award, and National Institutes of Health grants NS40292, HL64556-01, and M01RR01271.
The publication costs of this article were defrayed in part by page charge payment. Therefore, and solely to indicate this fact, this article is hereby marked "advertisement" in accordance with 18 U.S.C. section 1734.
Reprints: Carolyn Hoppe, Department of Hematology/Oncology, Children's Hospital Oakland, 747 52nd St, Oakland, CA 94609; e-mail: choppe{at}mail.cho.org.
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