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Blood, 15 December 2003, Vol. 102, No. 13, pp. 4600-4607. Prepublished online as a Blood First Edition Paper on August 21, 2003; DOI 10.1182/blood-2003-05-1428.
TRANSPLANTATION Evidence for adequate thymic function but impaired naive T-cell survival following allogeneic hematopoietic stem cell transplantation in the absence of chronic graft-versus-host diseaseFrom the Laboratoire d'Immunologie, Centre de Recherches du Centre Hospitalier de l'Université de Montréal (CHUM), Hôtel-Dieu, Montréal, QC; the Department of Medicine, Division of Experimental Medicine, and the Department of Microbiology and Immunology, McGill University, Montréal, QC; the Département de Microbiologie et Immunologie, Faculté de Médecine, Université de Montréal, QC; and the Département de Médecine, Université de Montréal and Centre de Recherche Hôpital Maisonneuve-Rosemont, Montréal, QC, Canada.
Allogeneic hematopoietic stem cell transplantation (AHSCT) leads to a prolonged state of immunodeficiency characterized by low peripheral naive T-cell counts. To identify the mechanisms leading to this defect we quantitatively and qualitatively analyzed thymic function through quantification of T-cell receptor excision circle (TREC) frequencies (both the signal-joint TREC [sjTREC] and 6 different D J TRECs, by-products of T-cell receptor [TCR] and gene rearrangement, respectively), in conjunction with immunophenotype and spectratype analyses in a cohort of patients sampled from 1 to 10 years following AHSCT. In this cohort, reduced thymic function was associated only with ongoing clinical chronic graft-versus-host disease (cGVHD). Nonetheless, the diversity of thymic production remained unchanged irrespective of the patient's cGVHD status. Interestingly, increased homeostatic proliferation was found in the naive T-cell compartment of cGVHD- patients who underwent transplantation. However, reduced expression of both the interleukin-7 receptor (IL-7R ) (CD127) chain and the antiapoptotic protein Bcl-2 was observed. Taken together, these data indicate that the inability to reconstitute the naive T-cell compartment for several years after AHSCT, in the absence of cGVHD, is a consequence of impaired naive T-cell survival rather than thymic dysfunction. (Blood. 2003;102:4600-4607)
Allogeneic hematopoietic stem cell transplantation (AHSCT) is often the only available treatment for several hematologic disorders such as severe aplastic anemia (SAA), acute lymphocytic/myelogenous leukemia (ALL, AML), chronic myelogenous leukemia (CML), and multiple myeloma (MM).1,2 The transplantation procedure/conditioning regimen generally leads to a profound and long-lasting state of immunodeficiency characterized by persisting low levels of naive T cells.3 Pioneer studies aimed at better understanding the mechanisms responsible for the regeneration of the T-cell compartment demonstrated that T cells can be generated through both thymus-dependent and thymus-independent pathways.4-9 However, adequate broadening of the naive T-cell receptor (TCR) repertoire is ensured by the thymus.10,11 Nowadays, the magnitude of thymic function is best determined through the peripheral blood quantification of T-cell receptor excision circles (TRECs), by-products of TCR gene rearrangement events that occur during thymocyte ontogeny.12 TREC molecules are extrachromosomal circular DNA generated during V(D)J recombination that do not replicate themselves during mitosis and are diluted-out upon cellular proliferation. As a consequence of this behavior, peripheral blood signal-joint TREC (sjTREC) frequencies are considered surrogate markers for thymic function. Furthermore, peripheral blood quantification of the TREC molecules generated during T-cell receptor beta-chain variable region chain rearrangements (ie, distinct D -J or V -D J TRECs13) illustrates the assortment of the different gene rearrangement events that occurred in the thymus, thereby providing a direct assessment of the diversity of recent thymic emigrants (RTEs). Graft-versus-host disease (GVHD) remains the most common complication of AHSCT. Patients are often left with severe lymphoid atrophy and inadequate immune responses to both recall and neoantigens.14-17 One of the important hallmarks of this disease is the profound defect in the peripheral T-cell repertoire, which was shown to be strongly skewed following AHSCT and particularly during chronic GVHD (cGVHD) episodes.18,19 Thymic output has been extensively studied following allogeneic/syngeneic bone marrow transplantation through sjTREC peripheral blood frequency quantification, particularly during the initial period of immune reconstitution.20-23 However, the diversity of recent thymic emigrants in patients who underwent transplantation, as well as its influence in the long-lasting perturbations of the peripheral T-cell compartment, remain to be assessed.
Naive T-cell frequencies are usually reduced for long periods of time following AHSCT. Such a reduction can be the consequence of an impaired thymic function but can also reflect modifications of the peripheral naive T-cell homeostasis. Previous studies demonstrated reduced levels of thymic activity in the early period following AHSCT as well as during acute and cGVHD episodes. In this study, we analyzed thymic function and naive T-cell homeostasis in a cohort of patients who underwent transplantation more than a year before being sampled. Determination of peripheral blood TREC frequencies indicates that the adult thymus remains active long after HLA-matched AHSCT, while cGVHD episodes decrease the magnitude of thymocyte emigration. The peripheral RTE TCR repertoire, defined by peripheral blood D
Patients and control subjects
Blood samples were obtained from 38 healthy volunteers and 33 AHSCT recipients. AHSCT recipients had undergone transplantation 1 to 10 years before study for the following conditions: SAA (n = 1), ALL (n = 3), AML (n = 10), CML (n = 14), myelodysplastic syndrome (n = 1), non-Hodgkin lymphoma (n = 2), or MM (n = 2). The AHSCT myeloablative regimen for patients with hematologic malignancies consisted of cyclophosphamide (120 mg/kg) and total body irradiation (12 Gy), or busulfan (16 mg/kg) and cyclophosphamide (200 mg/kg).24,25 The patient with SAA received 200 mg/kg cyclophosphamide. Transplanted cells were obtained from the bone marrow or the peripheral blood of an HLA genotypically identical sibling. No specific procedure was carried out to enrich or deplete for a specific cell population. Diagnosis of acute and cGVHD was based on standard criteria, and treatment consisted of corticosteroids with cyclosporine and/or mycophenolate mofetil and/or tacrolimus.26,27 Among the patient group, 10 were experiencing cGVHD at sampling time (cGVHD+). The 23 remaining patients were not suffering from cGVHD at sampling time (GVHD-); they either never suffered from cGVHD or were devoid of cGVHD clinical symptoms for at least 8 months. No significant age difference was noted between the 3 groups of individuals (mean age for control group: 46.9 years [range, 23-78 years], cGVHD-: 42.5 years [range, 25-60 years], cGVHD+: 42.7 years [range, 21-57 years]; P
Quantitative and qualitative analysis of thymic function: sjTREC and D
Primers specific for each of the sjTREC (
Flow-cytometric analysis PBMCs cryopreserved in liquid nitrogen were thawed for staining and analysis. Cell viability, as determined by trypan blue exclusion assay, was more than 95%. The following mouse antihuman antibodies were used in different combinations for cell surface staining: anti-CD27 (immunoglobulin G1 [IgG1], L128) coupled to R-Phycoerythrin (R-PE; BD Biosciences, San Jose, CA); anti-CD45RA CyChrome (IgG2a, HI100; BD PharMingen, San Diego, CA); and anti-CD3 (IgG2a, HIT3a; BD PharMingen). For CD127 expression analysis, the following combination of antibodies was used: anti-CD3 allophycocyanin (APC; BD PharMingen), anti-CD45RA CyChrome (BD PharMingen), anti-CD27 fluorescein isothiocyanate (FITC; BD PharMingen), and anti-CD127 PE (Immunotech, Marseille, France). For the Bcl-2 expression analysis, anti-CD3 APC (BD PharMingen), anti-CD45RA CyChrome (BD PharMingen), anti-CD127 PE (Immunotech Marseilles, France), and anti-Bcl-2 FITC (BD PharMingen) were used. Stainings were performed by incubating cells with the appropriate pool of antibodies for 30 minutes at 4°C followed by a series of washes with phosphate-buffered saline solution (PBS) supplemented with 2% fetal calf serum (FCS). For intracellular Ki-67 and Bcl-2 analyses, cells were fixed with FACS lysing solution (BD Biosciences) after surface marker labeling and then permeabilized with FACS Permeabilizing solution (BD Biosciences) as per the manufacturer's instructions prior to intracellular staining with anti-Ki-67 FITC (IgG1, Ki-67; DAKO, Glostrup, Denmark) or anti-Bcl-2 FITC (BD PharMingen). Isotype-matched controls were used for intracellular staining and specificity was ascertained by performing competition assays of the FITC-labeled antibody with the purified Ki-67-specific antibody. A minimum of 3 x 105 events in the live cell gate, as defined by forward and side scatter, was accumulated for each sample. Data were acquired on a FACSCalibur system and analyzed on a 4-log scale using CellQuest Pro software (Becton Dickinson Systems, Heidelberg, Germany). Statistical analysis
Statistical analysis (2-tailed Student t test, Pearson correlation test, R, and P values) was performed using Microsoft Excel spreadsheets (Seattle, WA). An R value of 0.3 or more, -0.3 or less, and a P value of .05 or less were considered significant. In order to perform 2-tailed Student t test for checkerboard representations, we scored a Gaussian distribution (Figure 2A) and a detected D
The reduction of naive T-cell counts following AHSCT is not a consequence of impaired thymic function FACS analysis for CD3, CD45RA, and CD27 cell surface expression was performed on all subjects under study (Figure 1A). Naive T-cell frequencies are reduced in cGVHD- AHSCT recipients (% of CD45RA+CD27+ gated on CD3+ = 24.56%, n = 21) compared with healthy controls (32.76%, P = .03, n = 38). Naive T-cell frequencies are also reduced during cGVHD episodes (20.71%, P = .02, n = 10). Reduced naive T-cell frequencies were not associated with time after AHSCT (R = -0.21, P = .27, data not shown).
Quantification of sjTREC was performed by real-time, online PCR on PBMCs of patients following AHSCT (GVHD-: n = 22 and cGVHD+: n = 10) and compared with control individuals (n = 37). For each individual, the sjTREC content was normalized to CD3+ T-cell counts (Figure 1B-C). Peripheral sjTREC frequencies per 105 CD3+ T cells average 1255 [range, 3-12 521], 897 [range, 15-8738], and 119 [range, 18-328] in controls, cGVHD-, and cGVHD+ patients, respectively. While cGVHD- patients exhibit only a 1.4-fold decrease in sjTREC frequencies (P > .56), a highly significant decrease (10.5-fold, P = .015) is observed in patients experiencing cGVHD, demonstrating the quantitative impact of cGVHD on thymic function. A positive correlation was observed for both cGVHD- and the control groups when comparing sjTREC frequencies with the relative frequency of CD45RA+ CD27+ circulating T cells (Pearson R = 0.42, P = .002 for control group and R = 0.43, P = .011 in the patient group). This correlation was not seen in the cGVHD+ group. Within the cGVHD- group, 15 patients experienced past episodes of cGVHD (more than 8 months before sampling; "Patients and methods"), while the remaining 8 were exempt of clinical symptoms since AHSCT. No difference in the peripheral sjTREC content was observed between these 2 groups (GVHD-: 526/105 CD3+ T cells, past cGVHD: 1109/105 CD3+ T cells, P > .40), demonstrating the reversibility of the impact cGVHD has on thymopoiesis. The strong reduction of sjTREC frequency observed in peripheral blood during cGVHD episodes indicates that this immunopathology can lead to a temporary dysfunction of the thymus in sustaining T-cell maturation. The thymus of AHSCT patients produces a diversified population of RTEs
The thymus is one of the principal targets for autoimmune reactions during GVHD.28 One can expect some of its normal physiologic processes (ie, positive and negative selection) to be modified by cGVHD, leading to biased thymocyte exportation. Moreover, as most patients who underwent transplantation develop subclinical or clinical cGVHD, thymopoiesis could be affected even in the absence of clinical cGVHD. Having demonstrated that RTE concentration in peripheral blood is significantly reduced only during cGVHD episodes, we assessed the diversity of the exported RTEs in both groups of patients compared with control individuals (Table 2; Figure 2). D
In the first analysis, we investigated whether one or more of the D
The second analysis aimed at evaluating a possible overrepresentation of D Thus, the absence of clear significant differences among the 3 groups in both analyses demonstrates that the population of cells produced by the thymus of patients who underwent transplantation is diversified, even during cGVHD episodes, when the overall thymic production is reduced. Increased nuclear Ki-67 expression within phenotypically defined naive T cells of cGVHD- patients
Apart from thymic export, peripheral naive T-cell counts are regulated through homeostatic proliferation.29-31 Experiments were carried out to define if the observed low levels of naive T cells in patients who underwent transplantation (Figure 1A) could be the result of an impaired capacity of this T-cell compartment to sustain homeostatic proliferation. Accordingly, Ki-67 expression, a nuclear antigen expressed throughout all phases of the cell cycle except G0,32 was quantified in CD3+CD45RA+CD27+ T cells (Figure 3A). Strikingly, naive T cells from AHSCT recipients free of cGVHD clinical symptoms at sampling time demonstrated increased proliferation levels compared with healthy individuals (controls: 0.37%, cGVHD-: 0.59%, P = .005). Moreover, no significant difference was observed in the frequency of Ki-67-expressing naive T cells between both groups of patients who underwent transplantation (GVHD+: 0.56%, P = .75). In contrast, similar proliferation rates were observed in the memory compartment of all groups (controls: 2.42%, cGVHD-: 2.29%, cGVHD+: 1.83%, P Thus, the observed reduction of naive T-cell counts in patients who underwent transplantation does not originate from the inability of these cells to sustain homeostatic proliferation. On the contrary, naive T-cell lymphopenia seems to result in a feedback mechanism leading to enhanced peripheral proliferation of these cells.
Reduced expression of IL-7R
Having demonstrated that neither a reduced thymic function nor an impaired proliferation can account for the reduction of the naive T-cell population, we investigated the third arm of homeostatic regulation: death and survival signals. Naive T-cell survival is regulated through the interaction between interleukin 7 (IL-7) and its receptor (CD127: IL-7R
These results highlight for the first time that the long-lasting reduction in naive T-cell counts associated with HLA-matched AHSCT, even in the absence of clinical cGVHD, involves a postthymic defect that hampers naive T-cell survival. Homeostatic regulation of this peripheral compartment is, in the absence of clinical GVHD, maintained through normal thymic export and enhanced homeostatic proliferation. During cGVHD episodes, this homeostatic equilibrium is disrupted as a consequence of the impairment of thymic function.
AHSCT recipients often exhibit an immunodeficiency of varying severity and duration. This period is characterized by a long-lasting (> 48 months) reduction of peripheral blood naive T-cell frequencies. This is demonstrated looking at naive T-cell frequencies (Figure 1A) and reflects itself in absolute naive T-cell counts (cGVHD-: 221/µL; cGVHD+: 155/µL) compared with normal value of ± 600/µL as defined in historical controls.36 This cohort of patients was sampled after the initial reconstitution phase, when general lymphopenia is resolved and patients who underwent transplantation have quasinormal levels of T cells (total T-cell count = 1189 ± 749 and 988 ± 558/mL in cGVHD- and cGVHD+ patients, respectively). In cGVHD- patients, CD45RA+ CD27+ T-lymphocyte frequency remained low despite normal thymic function (Figure 1B) and a higher proportion of naive T cells expressing Ki-67 (P = .005; Figure 3A).
GVHD leads to a skewed peripheral T-cell repertoire.37-39 Given the critical role of thymic architecture in positive and negative selection during thymopoiesis, autoimmune manifestations of GVHD, known to affect the thymus, could bias thymocyte ontogeny and/or exportation in a way that would impair diversification of the RTE TCR repertoire. In order to investigate whether thymic output is biased following AHSCT, and particularly during cGVHD episodes, we developed an original approach aimed at precisely quantifying D Peripheral sjTREC frequencies, reflective of thymic output, are severely reduced (> 1 log) during cGVHD episodes following AHSCT, compared with cGVHD- patients or healthy controls (Figure 1B-C). Although fluctuations in peripheral T-cell proliferation levels can influence sjTREC frequencies,46 their effect, if any, in this cohort of patients is very limited: (1) the proportion of Ki-67+ naive T cells remained comparable between cGVHD- and cGVHD+ groups (P = .75) and (2) no inverse correlation was observed between Ki-67 expression in naive T lymphocytes and sjTREC frequencies. Therefore, the reduced peripheral blood RTE concentration seen during cGVHD episodes is most likely the consequence of aberrant thymocyte development/ontogeny47 induced by autoimmune responses directed at thymocytes or thymic stromal cells during cGVHD episodes.48 It is also important to point out that thymic function and peripheral naive T-cell frequencies were comparable between patients who never had cGVHD (8/23) and those who did have GVHD episodes but were cGVHD-free for at least 8 months (15/23) prior to the initiation of study (P = .40 and .54, respectively), indicating that the quantitative defect in thymic output is reversible. Furthermore, the effect of the prednisone-based regimen for the treatment of GVHD episodes was not determined and could also lead to reduced thymic activity as a result of acceleration of thymocyte apoptosis.49 The absence of a statistically significant correlation between the evolution of TREC frequencies and naive T-cell proliferation can also reflect the existence of a physiologic dichotomy between naive T cells and RTEs. As suggested by Berzins et al,50 the RTE population represents an independent compartment composed of short-lived T cells. When receiving the adequate signals, probably provided by peripheral niches, these cells further mature to naive T cells. It seems logical that, despite important modifications of peripheral naive T-cell proliferation and survival observed in cGVHD- patients, the TREC quantification, which represents a quantitative assessment of the RTE compartment, is barely influenced by peripheral events. In agreement with this hypothesis, the slight decrease in sjTREC frequencies is most probably the consequence of the observed increased proliferation of CD3+ CD45RA+ CD27+ naive T cells in cGVHD- patients.
Naive T-cell homeostasis is the consequence of a delicate balance between cell maturation, proliferation, survival, and death. In order to maintain viability, T cells require continuous signals from their in vivo environment. IL-7 is a key element of T-cell homeostasis29 and promotes peripheral naive T-cell survival.33,35,51-54 Signal transduction, induced through IL-7 receptor complex, involves the association of the IL-7R
The findings reported in this paper are consistent with a "steady-state" model in which naive T-cell homeostasis is regulated through 3 different parameters: thymic output, peripheral proliferation, and cell death. In AHSCT patients, the low frequency of peripheral naive T cells could lead to feedback mechanisms, such as proliferation of these cells46,59 and/or increased thymic output, aiming at restoring this population. Accordingly, increased proliferation levels of naive T cells were observed following AHSCT (Figure 3). According to the steady-state hypothesis, increased proliferation and thymic output should be compensated by increased cell death (in order to keep the influx and outflux of T cells constant). This is consistent with the observed reduction of IL-7R
This work was carried out as a partial fulfillment of J.-F. Poulin's thesis at McGill University, Montréal. J.-F. Poulin is now a postdoctoral fellow at the Gladstone Institute of Virology and Immunology (GIVI, San Francisco, CA) in the laboratory of Joseph M. "Mike" McCune. The authors would like to thank Chantal Baron and Sophie Ouellet for help with flow cytometry and technical assistance. We also thank Zvi Grossman, Martin Meier-Schellersheim, Sophie Gratton, and Gaël Dulude for critical reading of this manuscript and insightful thinking. R. Cheynier is an invited/senior visiting scientist from Institut Pasteur (Paris, France).
Submitted May 13, 2003; accepted July 10, 2003.
Prepublished online as Blood First Edition Paper, August 21, 2003; DOI 10.1182/blood-2003-05-1428.
Supported by grants to C.P. from Canadian Institute of Health Research (CIHR) and to R.-P.S. from National Institutes of Health (NIH), CIHR, and CANVAC. R.-P.S. is a CRC chair in human immunology. J.-F.P., M.-L.D., and A.D. are/were doctoral research award recipients of the CIHR.
The publication costs of this article were defrayed in part by page charge payment. Therefore, and solely to indicate this fact, this article is hereby marked "advertisement" in accordance with 18 U.S.C. section 1734.
Reprints: Rafick-Pierre Sékaly, Laboratoire d'Immunologie, Département de Microbiologie et Immunologie, Université de Montréal, C.P. 6128, Succ. Centre-ville, Montréal (QC) H3C 3J7, Canada; e-mail: rafick-pierre.sekaly{at}umontreal.ca.
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