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Blood, 15 October 2007, Vol. 110, No. 8, pp. 2838-2845. Prepublished online as a Blood First Edition Paper on July 3, 2007; DOI 10.1182/blood-2007-05-091280.
CLINICAL TRIALS AND OBSERVATIONS Complete responses of relapsed lymphoma following genetic modification of tumor-antigen presenting cells and T-lymphocyte transfer1 Center for Cell and Gene Therapy, Departments of 2 Pediatrics, 3 Immunology, 4 Medicine, 5 Pathology, and 6 Virology, Baylor College of Medicine, The Methodist Hospital and Texas Children's Hospital, Houston, TX; 7 Department of Pathology, Weill Medical College of Cornell University, The Methodist Hospital Research Institute (TMHRI), The Methodist Hospital, Houston, TX
Epstein-Barr virus (EBV)–associated tumors developing in immunocompetent individuals present a challenge to immunotherapy, since they lack expression of immunodominant viral antigens. However, the tumors consistently express viral proteins including LMP2, which are immunologically "weak" but may nonetheless be targets for immune T cells. We previously showed that a majority of cytotoxic T lymphocytes (CTLs) reactivated using EBV-transformed B-lymphoblastoid cells lines (LCLs) contained minor populations of LMP2-specific T cells and homed to tumor sites. However, they did not produce remissions in patients with bulky disease. We have now used gene transfer into antigen-presenting cells (APCs) to augment the expression and immunogenicity of LMP2. These modified APCs increased the frequency of LMP2-specific CTLs by up to 100-fold compared with unmodified LCL-APCs. The LMP2-specific population expanded and persisted in vivo without adverse effects. Nine of 10 patients treated in remission of high-risk disease remain in remission, and 5 of 6 patients with active relapsed disease had a tumor response, which was complete in 4 and sustained for more than 9 months. It is therefore possible to generate immune responses to weak tumor antigens by ex vivo genetic modification of APCs and the CTLs so produced can have substantial antitumor activity. This study is registered at http://www.cancer.gov/clinicaltrials (protocol IDs: BCM-H-9936, NCT00062868 [ClinicalTrials.gov] , NCT00070226 [ClinicalTrials.gov] ).
Infused monoclonal antibodies enjoy significant success as cancer immunotherapies, but it has proved harder to exploit the equivalent promise of infused T lymphocytes.1–3 Many tumor-associated target antigens are functionally weak stimulators of the immune response.4 Consequently, preparation of tumor antigen–specific T cells for infusion requires specialized antigen-presenting cells (APCs). Since these APCs are required during both the induction and the amplification phase of the antitumor T-cell response, large numbers of APCs are necessary. This is problematic in many cancer patients whose APCs may be numerically and functionally defective, due to the disease or its treatment.5 Even when tumor-specific cytotoxic (CD8+) T cells are successfully prepared,6 lack of T helper (CD4+) cell function in vivo may lead to lack of in vivo expansion, a problem that is not overcome by infusion of large numbers of cells.6–8 Finally, although successful responses to adoptively transferred T cells have been intermittently observed in patients with relapsed or resistant cancer, the overall response rate has been low.6,7,9 For example, our previous experience using Epstein-Barr virus (EBV)–specific cytotoxic T lymphocytes (CTLs) for relapsed EBV-associated Hodgkin disease (HD) generated CTL lines with low frequencies of cells specific for the weak EBV-derived antigens expressed by the tumor cells (eg, LMP2) and produced responses only in a small proportion of patients, whose disease was limited.10,11 Of the potential CTL target antigens expressed in EBV-positive Hodgkin disease (HD) and non-Hodgkin lymphoma, EBNA-1 is not processed for presentation on class I antigens by tumor cells,12 while wild-type LMP1 is toxic when expressed in antigen-presenting cells.13 LMP2A, however, is consistently expressed on the malignant populations in Lymphoma tumors (eg, Hodgkin Reed-Sternberg cells), and its epitopes are conserved between viral strains and among lymphoma biopsy samples.14,15 To bias the EBV-specific CTL response to LMP2, we have replaced LCLs as APCs for the first stimulation, with dendritic cells (DCs) engineered to express LMP2 from an adenovirus (Ad) vector and used LCLs overexpressing LMP2 from the same Ad vector for subsequent stimulations.16,17 This approach expands polyclonal populations of both helper (CD4+) and cytotoxic (CD8+) T lymphocytes specific for this weak tumor antigen. After infusion into patients diagnosed with LMP2-positive lymphomas, LMP2-reactive T cells increased in number in the circulation and at tumor sites and produced sustained tumor responses.
Patients and LMP status of the tumors The protocol for the use of LMP2-specific CTLs as therapy for lymphoma was approved by the Food and Drug Administration, the Recombinant DNA Advisory Committee, and the Baylor College of Medicine Institutional Review Board and Institutional Biosafety Committees. Informed consent was obtained in accordance with the Declaration of Helsinki. Patients were eligible for this study if they had Epstein-Barr virus (EBV)–associated type II latency Hodgkin disease or non-Hodgkin lymphoma (NHL) detected by immunohistochemistry for LMP1 and/or in situ hybridization for EBER.11 Patients had either relapsed after receiving standard therapy (Table 1) or were considered high risk for relapse (Table 2) and received 2 infusions of T cells 2 weeks apart in the General Clinical Research Center (GCRC) at Texas Children's Hospital or The Methodist Hospital, where their vital signs were monitored before and immediately after each infusion. On level 1, patients received 2 doses of cells at 2 x 107/m2. At level 2, they received one dose of 2 x 107/m2 and a second dose of 108/m2, and at level 3, patients received one dose of 108/m2 and a second dose of 2 x 108/m2. If patients had a partial response or stable disease 8 weeks after CTL infusion they were eligible to receive additional CTLs, consisting of the same number of cells as their second injection. Total doses of CTLs received are shown in Tables 1-2. Complete blood counts were obtained, and electrolytes, and renal and liver function were evaluated at 2, 4, and 6 weeks after infusion and then at 3, 6, 9, and 12 months. Blood from patients was also monitored at regular intervals for EBV-DNA levels and immunologic assessment. Analysis of disease response to CTL therapy was performed using RECIST criteria.18
Generation of LMP2-specific CTLs and EBV-specific CTLs
Peripheral blood mononuclear cells (PBMCs, 5 x 106) from each patient were used for the establishment of an EBV-transformed B-lymphoblastoid cell line (LCL) for use as APCs.16 For DC production, PBMCs were plated for 2 hours, then nonadherent cells were cryopreserved and adherent cells were cultured with 800 U/mL granulocyte-macrophage colony-stimulating factor (GM-CSF; Immunex, Seattle, WA) and 500 U/mL IL-4 (R&D Systems, Minneapolis, MN) for 7 days. IL-4 and GM-CSF were again added on day 3. On day 5, immature DCs were harvested by vigorous pipetting, transduced with Ad5f35LMP2 vector, and treated with TNF Cytotoxicity assays The cytotoxic specificity of each CTL line was analyzed in a standard 4-hour chromium51 release assay using effector-target ratios of 40:1, 20:1, 10:1, and 5:1.25 The LMP2-positive target cells tested were as follows: autologous LCLs; HLA class I– and II–mismatched LCLs; HLA-matched fibroblasts transduced with Ad5f35LMP2; or PHA blasts pulsed with the LMP2 pepmix (Jerini, Berlin, Germany). As additional controls, we used the following LMP2-negative target cells: autologous phytohemagglutinin-stimulated PBMCs (PHA blasts) alone or pulsed with irrelevant peptides from a cytomegalovirus (CMV) pp65 pepmix (Jerini), and HLA-matched fibroblasts transduced with Ad5f35GFP. Immunophenotyping
CTL lines were stained with CD3, CD4, CD8, CD16, CD56, TCR Detection of EBV-DNA in PBMCs by quantitative real-time PCR DNA was isolated from 3 to 5 x 106 PBMCs using an anion exchange column (Qiagen, Valencia, CA). DNA (500 ng) was analyzed by EBV EBER-specific quantitative real-time polymerase chain reaction (Q-PCR) as previously described to quantitate EBV genome copy number per microgram.26 LMP2 multimers and peptides To detect LMP2-specific T cells in the CTL lines and PBMCs, we used the soluble HLA-peptide tetramers prepared by the Baylor College of Medicine Tetramer Core Facility or pentamers Proimmune (Springfield, VA) (together termed multimers). Multimers were HLA-A*0201-CLGGLLTMV, HLA-A*0201-FLYALALLL, HLA-A*0201-LLWTLVVLL, HLA-A*1101-SSCSSCPLSKI, HLA-A*2301-PYLFWLAAI, HLA-A24-PYLFWLAAI, HLA-A24-TYGPVFMSL, HLA-A*0201-CLGGLLTMV, HLA-A*0201-FLYALALLL, HLA-A*1101-SSCSSCPLSKI, HLA-A24-PYLFWLAAI, HLA-A24-TYGPVFMSL, HLA B*2705-RPPIFIRRL, B*2705-RRIYDLIEL, and HLA-B*3501-MGSLEMVPM. Peptides were synthesized by the Baylor College of Medicine Protein Core Facility or by Genemed Synthesis (South San Francisco, CA). Tetramer staining of CTLs (5 x 105) or PBMCs (1 x 106) is previously described.10 For pentamer staining, CTLs or PBMCs were incubated with unlabeled pentamer followed by Pro5 Flurotag (PE; Proimmune) according to the manufacturer's instructions. For each sample, 100 000 cells were analyzed by FACS. Panels of 15-mer peptides (overlapping by 11 amino acids) covering the entire amino acid sequence of LMP2 from the prototype EBV strain B95-8 were synthesized as previously described.16,27 Twenty-three peptide pools comprising 2 to 12 15-mer peptides were prepared, so that each 15-mer peptide was represented in 2 pools.16,28 This LMP2 peptide library was designed to identify all possible HLA class I restricted epitopes, which have a length of 9 to 11 amino acids, however, it is not ideal for the identification of HLA class II restricted epitopes, which have lengths of 13 to 17 amino acids.29 Enzyme-linked immunospot (ELISPOT) assay
ELISPOT analysis was used to determine the frequency and function of T cells secreting IFN- Statistical analysis Descriptive statistics were calculated to summarize SFCs for LMP2- or EBV-specific T cells at preinfusion and postinfusion time points as well as the changes in SFCs from before infusion. Assessments of data normality on these outcomes were performed and data were log-transformed if indicated. Comparisons between preinfusion and postinfusion LMP2-specific and EBV (LCL)–specific T cell SFCs were performed using paired t tests on log-transformed data. Comparison of repeated measurements of LMP2 and EBV SFC levels over time between patients with versus without LMP2 sensitivity in their CTL lines was performed using random coefficient models. P values less than .05 were considered statistically significantly different.
Patient characteristics All patients had EBV-positive lymphoma. Eight had Hodgkin disease (4 nodular sclerosing Hodgkin disease and 4 mixed cellularity) and 8 had non-Hodgkin lymphoma (2 diffuse large B cell, 1 anaplastic large cell, 1 T-cell severe chronic active EBV infection (SCAEBV), and 4 nasal natural killer [NK]/T-cell NHL). Their ages ranged from 7 to 66 years (median, 30 years) and their initial disease presentation ranged from stage IA to IVB. Samples for CTL generation were collected from patients either at diagnosis (n = 2) or after a first or subsequent relapse (n = 14). Before CTL infusion, the 16 patients had lymphocyte counts ranging from 333.9/mm3 to 3494.4/mm3 (median, 850 cells/mm3). Lymphopenia as defined as a peripheral blood lymphocyte count of less than 1000/mm3 was observed in 9 of 16 patients. CTLs are LMP2 specific and polyclonal
The specificity of the LMP2-CTL lines was determined using HLA-peptide multimers when available. Specific function was determined, using cytotoxicity assays and IFN
This same patient's HLA type was A2;29/B13;27. Using HLA A2, A29, and B27 multimers we demonstrated that CTLs generated using Ad5f35LMP2-transduced APCs (LMP2-CTL) were markedly enriched for T cells specific for LMP2 epitopes compared with the EBV-CTL line generated from the same patient using nontransduced LCLs alone. Further, the frequency of T cells specific for the HLA B27-restricted non–tumor-associated immunodominant EBV epitope RRIYDLIEL (RRI) in EBNA 3C was markedly decreased in the LMP2-CTL line (0.11%) compared with the population detectable in the EBV-CTL line (12%) (Figure 1B).
Figure 1C illustrates that LMP2-specific lines can secrete IFN Adoptively transferred LMP2-specific CTL lines expand in vivo
Sixteen patients received total numbers of CTLs ranging from 4 x 107/m2 to 3.2 x 108/m2. Multimer and ELISPOT assays were performed to measure the frequency of LMP2-specific CTLs in peripheral blood before and after infusion. During the follow-up period, LMP2-specific T cells increased up to 5-fold following infusion of the first dose of T cells as measured by multimer assay (Figure 2A). Antigen responsiveness based on ELISPOT analysis also showed a significant increase in cells that secreted IFN
Outcome No short- or long-term toxicities were observed after CTL infusion. Of the 10 patients treated in remission of high-risk disease, 9 have remained in complete remission for up to 37 months after CTL infusion (Table 2). The tenth patient progressed within 8 weeks of receiving CTLs.
Of the 6 patients with relapsed disease that was refractory to standard treatment (Table 1), 4 had complete clinical responses and one had a very good partial response, all as defined by RECIST criteria.18 Reponses were seen in both Hodgkin and non-Hodgkin lymphomas, and in patients receiving multiple doses of CTLs at either 2 x 107/m2 per dose or 1 x 108/m2 per dose or 2 x 108/m2 per dose (total dose range, 8 x 107/m2 to
Efforts to exploit the promise of T lymphocytes for the targeted therapy of cancer have been hindered by the limited immunogenicity of most tumor-associated antigens. They have also been impaired by lack of subsequent in vivo expansion and homing of tumor-specific T cells, since substantial numbers of effector cells are required to control established human tumors, which are often bulky and widely dispersed. We have used cytotoxic T lymphocytes (CTLs) targeting the subdominant tumor-associated viral antigen LMP2 to treat patients with EBV-associated Hodgkin and non-Hodgkin lymphoma. Our results show how the genetic modification of APCs so that they overexpress LMP2 allows them to amplify an in vitro T-cell response against this weak lymphoma-associated antigen, expanding both CD4+ (helper) (Figure 1D) and CD8+ (cytotoxic) T cells directed to an array of LMP2 epitopes (Figure 1C). Infusion of these T cells was followed by a substantial in vivo increase in the frequency of tumor-reactive T cells, so that as few as 80 million infused T cells were able to produce tumor responses in 5 of 6 patients with measurable lymphoma. In our previous clinical studies, we treated patients with relapsed EBV-positive Hodgkin disease (HD) using EBV-CTLs in which only a small component of the line was specific for the weak EBV-derived antigens expressed by the tumor cells: only 2 of 11 patients had a complete clinical response, and both had only limited disease.10 By genetically modifying the antigen-presenting cells used to stimulate the cytotoxic T cells (CTLs), we have been able to direct the response away from the immunodominant EBV antigens (EBNA 3A, 3B, 3C) that are absent on the malignant cells,25,30 and toward the weak tumor-associated antigen LMP2. LMP2 is an EBV-encoded latency protein expressed in up to 40% of all lymphomas.31 It is apparent that EBV-associated lymphomas arising in the immunocompetent host lack expression of viral proteins that dominate the human T-cell response following exposure to the virus.32–34 Most EBV-positive lymphomas arising in the immunocompetent host are characterized as viral latency pattern II, and express the EBV antigens EBNA-1, LMP1, and LMP2. We chose LMP2 as the target antigen for the current trial since EBNA-1 is processed and presented poorly to classical CD8+ T cells35–37 and LMP1 shows significant sequence variability between viral strains.38 By contrast, LMP2 is consistently expressed, and its epitopes are conserved.39–41 To express whole LMP2 protein in APCs, we used an adenovirus vector, Ad5f35, encoding LMP2 as a transgene. This choice allows APCs and T cells to "self-select" the processed peptides they present and react with, so that generation of LMP2-specific T cells is not restricted to patients whose HLA polymorphisms are appropriately matched to the individual peptides used. The use of full-length antigen may have 2 additional benefits. First, T cells may recognize multiple epitopes within the protein as observed in multimer and ELISPOT assays. This decreases the chances of tumor escape due to emergence of epitope loss variants within the malignant population.42,43 While such events cannot be entirely avoided, they are likely to be reduced in frequency if the immune response is directed to multiple distinct regions of a target molecule rather than to a single peptide epitope. Second, combinations of both CD4 and CD8 epitopes that recruit both CD4+ and CD8+ T lymphocytes can be presented, increasing the likelihood that both types of effector cells will be generated, favoring the subsequent sustained expansion of transferred cells and eradication of established lymphoma. Although we do not know if the in vivo expansion we observed was directly attributable to the mix of CD4+ and CD8+ LMP2-specific T cells we infused, clinical effects were observed with as few as 80 million infused cells, and the increase in the frequency ofT cells in peripheral blood implied significant in vivo expansion had occurred. Although these increases in LMP2-specific T cells were observed without prior lymphodepletion, the majority of the patients were lymphopenic at the time of infusion and this may have contributed to subsequent in vivo proliferation. How essential is our technique of LMP2-CTL enrichment for the antitumor activity we observed? Although we could not confirm that amplification of LMP2 specificity had occurred in 6 lines (2 that were exclusively CD4+) there is consistent corroborative evidence from the remaining 10 of 16 patients to support the value of enrichment. In these individuals, infusion of LMP2-enriched lines produced an increase in the number of LMP2 antigen-binding and tumor antigen–reactive cells not only in the circulation, but also at sites of tumor. Moreover, this accumulation occurred reciprocally to the decline in LMP2+ tumor cells. Although our study is not randomized, these lymphomas do not undergo spontaneous complete remission, so that the clinical responses we observed are likely causally related to the antitumor activity of the CTLs we infused. Of note, benefits were obtained in the absence of the severe morbidity and mortality that are an inevitable accompaniment to conventional salvage chemoradiation. Our technique using genetically modified APCs that overexpress weak antigens may have utility for preparing effector cells that target other "weak" tumor-associated antigens, since it favors expansion of T cells present at low frequencies, and with low antigen affinity (Figure 1A). This current study, however, modulates the response to a weak viral-derived tumor antigen and it is possible that it will be less effective for tumor antigens that are of host origin. Even if such a limitation applies, this approach should nonetheless prove valuable for the targeted treatment of other viral-associated malignancies of the head and neck, the cervix, and the hematopoietic system. Furthermore, the clinical outcome we report, taken in conjunction with successful studies in which the T lymphocytes themselves are genetically modified to express tumor-specific receptors,9 demonstrates that the convergence of cellular immunotherapy and gene transfer can be of clinical value.
Contribution: C.M.B. participated in the development of the clinical study, was a co–principal investigator on the clinical trial, cared for the enrolled patients, manufactured CTL lines, performed the characterization of these CTL lines, performed many of the immune reconstitution studies, and contributed to the writing of the paper; S.G. participated in the development of the clinical study and cared for some of the enrolled patients; A.M.L. participated in the generation and administration of the CTLs; H.W. and M.W. provided statistical support; K.C.S. participated in the development of the clinical study and performed characterization of CTL lines; G.C. participated in the clinical study by caring for some of the enrolled lymphoma patients; M.K. performed the characterization of CTL lines and performed the immune reconstitution studies; M.H.H. supervised CTL preparation and quality assurance; C.-C.C. and M.V.G. reviewed tumor samples for EBV positivity; A.P.G. performed quality assurance on all CTL lines prior to clinical use; M.K.B. participated in the development of the clinical study and contributed to the writing of the paper; C.M.R. developed the clinical study and was a co–principal investigator and contributed to the writing of the paper; H.E.H. developed the clinical study and was a co–principal investigator on the clinical trial, cared for some of the enrolled patients, and contributed to the writing of the paper. Conflict-of-interest disclosure: The authors declare no competing financial interests. Correspondence: Catherine Bollard, Center for Cell and Gene Therapy, Baylor College of Medicine, 6621 Fannin St, MC 3–3320, Houston, TX 77030; e-mail: cmbollar{at}txccc.org.
This work was supported in part by National Institutes of Health grants PO1 CA94237 and a Specialized Center of Research Award from the Leukemia Lymphoma Society. H.E.H. was also supported by a Doris Duke Distinguished Clinical Scientist Award. C.M.B. was also supported by the Kimmel Translational Science Award and an award from the Gillson Longenbaugh Foundation. S.G. was supported by a translational research award from the Leukemia Lymphoma Society and a Doris Duke Clinical Scientist Development Award. The clinical trial was also supported in part by Baylor College of Medicine, Texas Children's Hospital, and the Methodist Hospital, Houston, TX. The LMP2 vector was provided by a grant from the National Gene Vector Laboratories (NIH-NCRR U42 RR16578). We thank V. Torrano for research coordination, T. Gotsolva and A. Durrett for expert technical assistance, and T. Lopez and staff in the Good Manufacturing Practice (GMP) facilities for assisting in CTL preparation and quality assurance.
Submitted May 18, 2007; accepted June 29, 2007.
Prepublished online as Blood First Edition Paper, July 3, 2007
DOI: 10.1182/blood-2007-05-091280
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