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From the Division of Transplantation Medicine of the University of South Carolina School of Medicine, Department of Medicine, Department of Pediatrics, Department of Microbiology and Immunology, and Department of Radiology; the Center for Cancer Treatment and Research, Richland Memorial Hospital, Columbia, SC; the University of South Carolina School of Public Health, Department of Epidemiology and Biostatistics, Columbia, SC; and the South Carolina Oncology Associates, Columbia, SC.
Most patients requiring allogeneic bone marrow transplant (allo-BMT) do not have an HLA-matched sibling donor. A phenotypically matched unrelated donor graft has been made available for approximately 50% of Caucasians and less than 10% of ethnic and racial minorities in need. However, almost all patients have a readily available partially mismatched related donor (PMRD). We summarize our experience with 72 patients who ranged from 1 to 50 years of age (median, 16 years) and who were recipients of a PMRD allo-BMT from haploidentical family members following conditioning therapy using total body irradiation (TBI) and multiagent, high-dose chemotherapy. T-cell depletion and post-BMT immunosuppression were combined for graft-versus-host disease (GVHD) prophylaxis. The probability of engraftment was 0.88 at 32 days. Six of 10 patients who failed to engraft achieved engraftment after secondary transplant. Grade II to IV acute GVHD was seen in 9 of 58 (16%) evaluable patients; extensive chronic GVHD was seen in 4 of 48 (8%) evaluable patients. There was a statistically significant difference in 2-year survival probability between low-risk and high-risk patients (0.55 v 0.27, P = .048). Prognostic factors that affected outcomes in multivariate analysis were (1) a lower TBI dose and 3-antigen rejection mismatch decreased stable engraftment (P = .005 and P = .002, respectively); (2) a higher T-cell dose increased acute GVHD (P = .058); (3) a higher TBI dose increased chronic GVHD (P = .016); and (4) a high-risk disease category increased treatment failure from relapse or death (P = .037). A PMRD transplant can be performed with acceptable rates of graft failure and GVHD. Using sequential immunomodulation, the disease status at the time of transplant is the only prognostic factor significantly associated with long-term successful outcome after PMRD allo-BMT. When allogeneic rather than autologous BMT is indicated, progression in disease status before transplant can be avoided using a PMRD with equal inclusion of all ethnic or racial groups.
BONE MARROW transplantation (BMT) from genotypically HLA-matched siblings has improved long-term survival in patients with hematologic malignancies and marrow failure syndromes.1 However, more than 70% of patients who could benefit from allogeneic-BMT (allo-BMT) do not have a matched sibling donor (MSD). Attention has turned, therefore, to alternative donors2-5 primarily, partially mismatched related donors (PMRD),6-9 and phenotypically matched unrelated donors (PMUD).10-16 The chance of receiving a PMUD varies with the race of the patient, ranging from approximately 50% for Caucasians to less than 10% for ethnic minorities, and often requires waiting months to identify the donor and obtain the graft.17 However, allowing for unusual circumstances in which no biological relative is available, there is a greater than 90% chance to promptly identify a haploidentical donor within the family.
Use of alternative donors for allo-BMT involves crossing histocompatibility barriers and, therefore, carries a greater risk of nonengraftment,8,12,13,18,19 severe acute and chronic graft-versus-host disease (aGVHD, cGVHD),7,8,11-14,20-23 and prolonged immunodysregulation increasing the risk of fatal infections and lymphoproliferative disorders.24-26 We sought to reduce these complications through sequential immunomodulation of the recipient, donor marrow, and resultant chimera when using a readily available PMRD for patients with malignant and nonmalignant hematologic conditions.
Clinical Protocol
Donors
Marrow Graft Preparation
Statistical Design
Patient-Donor Characteristics Twenty patients were considered low risk and 52 were high risk at the time of transplant (Table 1). Frequencies of HLA disparities in the donor and recipient show a positive association between high-risk disease category and the use of a 3-Ag mismatched graft. Table 2 shows characteristics of recipients and donors.
Graft Characteristics The median degree of T-cell depletion was 1.8 logs (range, 1.2 to 2.8). Patients received a median of 1.5 × 108 per kilogram of mononuclear cells (range, 0.6 to 3.7) and 7.5 × 104 per kilogram of T cells (range, 0.02 to 1.61). Median CFU-GM and CD34+ doses were 7.0 × 104 per kilogram (range, 1.3 to 40.5) and 1.36 × 106 per kilogram (range, 0.14 to 8.92), respectively. Median CFU-GM dose in patients who engrafted after the first BMT was 7.26 × 104 versus 5.11 × 104 in those who did not (P = .391), whereas median CD34+ dose was 1.3 × 106 and 1.51 × 106, respectively (P = .229). Only T-cell dose was shown to have a significant effect on transplant outcomes in multivariate analysis (Table 3).
Engraftment Fifty-nine patients established successful engraftment after initial transplantation at a median of 20 days, resulting in an estimate of the probability of engraftment at 32 days of 0.88 (CI, 0.80 to 0.97). Patients receiving the higher TBI dose engrafted more quickly than those receiving the lower dose (median, 16.5 v 20.0 days, respectively; P = .003; Fig 2). Engraftment rates did not differ by sex mismatch between donor and recipient (P = .880). Patients receiving 3-Ag rejection mismatched grafts had diminished engraftment compared with those with less than 3-Ag rejection mismatched grafts (P = .002; Fig 3). Of those who failed to engraft or maintain engraftment, 10 received a second transplant, and 6 of these engrafted. Thus, a total of 62 patients (87%) achieved stable engraftment. The estimate of the probability of engraftment by day 70 for all patients was 0.96 (CI, 0.90 to 1.00).
Acute and Chronic GVHD Grade I to IV aGVHD occurred in 18 of 58 (31%) evaluable patients. Grade II to IV aGVHD was seen in 9 (16%) patients between days 15 and 38 (median, 20 days), whereas grades III to IV occurred in 4 (7%) patients. The estimated risk of greater than grade I aGVHD by 100 days was 0.16 (CI, 0.06 to 0.25), and 0.07 for greater than grade II (CI, 0.00 to 0.14; Fig 4). There was not a statistically significant difference in probabilities of aGVHD among patients receiving 1-, 2-, or 3-Ag GVHD mismatched grafts, the number of cases being 2 of 11, 3 of 25, and 4 of 22, respectively, for greater than grade I (P = .852), and 1 of 11, 1 of 25, and 2 of 22, respectively, for greater than grade II (P = .771).
Complications and Regimen-Related Toxicity
Survival Of 72 patients, 25 are surviving at a median follow-up of 24 months (range, 14 to 31 months). The overall median survival was 5.9 months (CI, 3.4 to 9.6), with an estimated 2-year survival probability of 0.35 (CI, 0.24 to 0.46). There was a statistically significant difference between survival distributions for risk groups in which there were 9 deaths among 20 low-risk patients compared with 38 of 52 high-risk patients with a 2-year survival probability of 0.55 (CI, 0.33 to 0.77) and 0.27 (CI, 0.15 to 0.39), respectively (P = .048; Fig 6). The relative risk (RR) of death for high-risk versus low-risk patients unadjusted for other factors was 2.0 (CI, 1.0 to 4.2; P = .053). An analysis to compare patients who received a 1-Ag GVHD mismatched graft with those who received a 2- or 3-Ag GVHD mismatched graft showed no statistically significant difference in the probability of survival (0.45 v 0.33, respectively; P = .272; Fig 7). There was also not a significant difference in survival according to TBI dose (P = .450), patient age 18 versus >18 years (P = .974), diagnosis (P = .994), racial group (P = .091), sex mismatch (P = .538), or CMV seropositivity (P = .860). Among surviving patients, 23 of 25 had Karnofsky clinical performance scores 90. The primary cause of death seen most frequently was relapse, occurring in 16 of 47 (34%) patients, followed by engraftment failure (n = 10), fungal infection (n = 6), nonfungal infection (n = 6), interstitial pneumonitis (n = 3), GVHD (n = 2), Epstein-Barr virus lymphoma (n = 1), veno-oclusive disease (n = 1), and other (n = 2).
Relapse Twenty-two of 68 evaluable patients (32%) relapsed, which occurred before 16 months in all but 1 patient, who relapsed at 27 months; estimated risk of relapse at 2 years was 0.47 (CI, 0.31 to 0.62). Three of 19 evaluable patients in the low-risk group (16%) relapsed, compared with 19 of 49 in the high-risk group (39%), with estimated risks of relapse at 2 years of 0.21 and 0.58, respectively. Thus, there was a significant difference between risk groups (P = .031), but not between acute lymphoblastic leukemia (11/28), acute myelogenous leukemia (6/18), and chronic myelogenous leukemia (3/17) patients (P = .495).DFS Of 67 evaluable patients, 20 (30%) were alive and free of disease at median follow-up of 21.5 months. Median DFS was 4.2 months (CI, 3.0 to 6.2), and estimated 2-year DFS probability was 0.31 (CI, 0.20 to 0.42). There was a significant difference in 2-year DFS between low-risk and high-risk groups (0.53 and 0.23, respectively; P = .032). There was not a significant difference in DFS by diagnosis (P = .964).Multivariate Analysis Table 3 shows the results of multivariate analysis. Relative risk values less than 1.0 correspond to lower probability of engraftment, and values greater than 1.0 correspond to increased rates of aGVHD, cGVHD, relapse, treatment failure, and death. Lower TBI dose, 3-Ag rejection mismatch, and higher degree of T-cell depletion adversely affected engraftment. Higher T-cell dose was associated with severe aGVHD and higher TBI dose with cGVHD. High-risk disease category increased treatment failure from relapse and death; other factors were not significant after adjustment for risk category.
Almost a decade ago, for patients with leukemia it was shown that major HLA barriers would significantly interfere with success of allo-BMT from other than a 1-Ag mismatched haploidentical familial donor.7,18,21 However, in their series comparing PMRD and MSD recipients, Beatty et al7 found no difference in survival when patients were transplanted in remission. Nonetheless, rates of rejection and severe aGVHD, both of which carried a high mortality risk, were regarded as unacceptable, and transplants from a PMRD with more than one major HLA disparity were not generally recommended. Therefore, the attention of most investigators turned to using PMUDs. Unfortunately, this approach is costly, time-consuming, and has been attained for less than half of the patients who seek an alternative donor, usually excluding patients from ethnic and racial minorities. Our study defines techniques that circumvent major HLA barriers, thus expanding access to allo-BMT for almost all patients. We estimate that greater than 90% of patients will have a haploidentical family member who is immediately available.
Submitted September 23, 1996;
accepted January 6, 1997.
The publication costs of this article were defrayed in part by page charge payment. This article must therefore be hearly marked ``advertisment'' in accordance with 18 U.S.C. section 1734 solely to indicate this fact.
The authors thank the BMT program staff, nursing service, and laboratory team for the dedicated and skilled care given to the patients and their families. We are indebted to the clinical research data management team, biostatistics group, and secretarial staff for their invaluable service in the preparation of this manuscript.
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1996 © 1997 by The American Society of Hematology.This article has been cited by other articles:
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