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Blood, Vol. 91 No. 4 (February 15), 1998:
pp. 1391-1398
By
From the Robert H. Lurie Cancer Center, Northwestern University,
Chicago, IL; The Burnham Institute, La Jolla, CA; Cardinal Bernardin
Cancer Center, Loyola University Medical Center, Maywood, IL; The
Virginia Piper Cancer Institute, Abbott-Northwestern Hospital,
Minneapolis, MN; and the Eastern Cooperative Oncology Group Statistical
Center, the Dana-Farber Cancer Institute, Boston, MA.
An inverse relationship between BCL-2 expression and cell
cycle transition has been suggested by recent studies in murine models.
To investigate the clinical relevance of these laboratory studies, a
group of 116 paraffin-embedded non-Hodgkin's lymphoma (NHL) biopsy
specimens (Working Formulation Groups D-H, and J) from a cooperative
group study of cellular DNA content were analyzed for the 14;18
translocation using polymerase chain reaction (PCR)-based methods and,
if sufficient tissue remained, for BCL-2 and BAX expression by immunohistochemistry. The results of these studies were then compared with the results of the previously performed flow
cytometric analysis of ploidy and proliferative activity (S-phase-fraction). BCL-2 expression was inversely associated with proliferative activity (P = .001; n = 41), but there
was no association between staining for Bax and %S-phase. Ploidy was not associated with either BCL-2 or BAX expression. The
t(14;18) was detected in 21 of the 54 cases in which PCR-amplifiable
DNA was recovered; 20 of these occurred at the major breakpoint region and 1 at the minor breakpoint region. High levels of BCL-2 or BAX expression occurred independently of t(14;18). There was no association between t(14;18) and either ploidy or proliferative activity. The inverse relationship between BCL-2 expression and proliferative activity in the intermediate- and high-grade NHLs is
consistent with recent studies suggesting that Bcl-2 both retards entry
into the cell cycle and inhibits apoptosis.
THE PROTEIN ENCODED by the BCL-2
(B-cell lymphoma/leukemia-2) gene is a major regulator of programmed
cell death, the process by which many chemotherapeutic agents
ultimately effect tumor cell kill.1,2 BCL-2 was
first identified because of its association with the t(14;18)
chromosomal translocation in which the BCL-2 gene at 18q21 is
juxtaposed with the Ig heavy chain locus at 14q32, resulting in
deregulation of transcription and overexpression of the Bcl-2
protein.3-5 This balanced translocation is characteristic of the majority of follicular non-Hodgkin's lymphomas (NHLs) and a
subset of intermediate- and high-grade lymphomas.6,7 Bcl-2 protein levels may also be elevated in NHLs that do not harbor the
t(14;18), suggesting that other mechanisms may result in
overexpression.8 Recently, high levels of the Bcl-2 protein
detected by immunostaining have been associated with early relapse in
the intermediate- and high-grade NHLs. 9-12
Proliferative activity measured by flow cytometric analysis of cellular
DNA content or Ki-67 expression correlates inversely with clinical
outcome in the NHLs in some series.13-15 To confirm early
reports that proliferative activity is a significant independent determinant of clinical behavior in the intermediate- and high-grade NHLs, a large prospective study of cellular DNA content in archival paraffin-embedded biopsy specimens from uniformly staged and treated patients was initiated through the Eastern Cooperative Oncology Group
(E6486). Although flow cytometric analysis of ploidy and proliferative
activity showed a probable association between increasing proliferative
activity (%S-phase) and shortened survival, clinical parameters were
more powerful prognostic indicators than cellular DNA content
analysis.16 No association with disease-free survival or
time to treatment failure was observed. Using residual
paraffin-embedded material from 116 of the patients enrolled on E6486,
polymerase chain reaction (PCR)-based detection of the 14;18
translocation and immunohistochemical analysis of the Bcl-2 and Bax
proteins were performed. Comparison was then made with the results of
the previous flow cytometric analysis of ploidy and proliferative activity, showing an association between BCL-2 expression and low proliferative activity. These findings are consistent with recent
data suggesting that Bcl-2 retards entry into the cell cycle in
addition to inhibiting apoptosis.17-19
Patient materials.
Cases enrolled on two phase-III intergroup clinical trials
(E648320 and E348721) for previously untreated
patients with intermediate- and high-grade NHLs were eligible for entry
onto an ancillary study of cellular DNA content provided that paraffin
blocks from the initial diagnostic specimen were available for
submission and that the embedded tissue had a minimal transverse
diameter of 0.4 cm and sufficient depth to provide a minimum of three
50-micron sections for cellular DNA content analysis and two routine
hematoxylin and eosin sections (5 microns). For technical reasons,
material fixed in B5-formalin or Zenker's fixative was not acceptable.
Patients with antecedent low-grade NHL were ineligible. Cases
in which material remained in the block after sections were cut for DNA
content analysis were processed first for molecular analysis
for the t(14;18) by the PCR and second for immunohistochemical staining
with reagents identifying the Bcl-2 and Bax proteins. Five-micron
sections for routine staining with hematoxylin and eosin were obtained
from each biopsy specimen to show the presence of lymphoma within the material to be studied.
Flow cytometric analysis.
Three 50-micron sections were obtained from formalin-fixed blocks,
deparaffinized, and dissociated using a previously reported modification of the method described by Hedley et al.22,23 After dissociation, nuclei were permeabilized with Triton X-100 (0.1%), incubated with RNAase A, and stained with propidium iodide (50 µg/mL) as described in previous reports.23 The presence of lymphoma within the material was shown by examination of adjacent hematoxylin and eosin stained sections.
PCR for detection of t(14;18).
DNA was prepared from paraffin-embedded tissue sections by incubating
15-micron sections in 1 mL of xylene followed by three incubations with
100% ethanol. The sample was air dried and suspended in 100 µL of 50 mmol/L Tris-HCL pH 8.5, 1 mmol/L EDTA, 0.5% Triton X-100, 1 mg/mL
proteinase K.
Immunohistochemical staining.
Five-micron tissue sections mounted on poly-L-lysine-coated glass
slides were deparaffinized, dehydrated, and stained as previously described using polyclonal antisera raised in rabbits against synthetic
peptides corresponding to amino acids 41 to 54 of the human Bcl-2
protein and to amino acids 43 to 61 of the human Bax protein.27,28 The slides were scored according to the
number of neoplastic cells that stained positively with the antisera. To be consistent with previous reports, cases with high levels of
BCL-2 or BAX expression were distinguished from those
considered to have minimal expression. A breakpoint of 20% positive
neoplastic cells proved to be a reproducible cutoff.
Statistical methods.
Univariate associations between dichotomous variables were evaluated
with Fisher's exact test. Associations involving ordered categorical
variables were evaluated with Wilcoxon's rank sum test.29
Clinical characteristics.
Paraffin-embedded material was available for 116 of 257 cases enrolled
on the parent study of ploidy and proliferative activity in the
intermediate- and high-grade NHLs (E6486) for which blocks were
received. These specimens represent the diagnostic material from
previously untreated patients with NHLs representing histological groups D through H and J by the Working Formulation30
(Table 1). All specimens underwent
secondary pathology review to confirm the histological diagnosis.
Molecular studies.
PCR-based assays were used to detect the t(14;18) in paraffin-embedded
material.25,26 The sensitivity of these assays was in the
range of one t(14;18)-positive cell per 100,000 cells making it highly
unlikely that a t(14;18) in non-neoplastic cells would be detected
(Fig 1A).31 DNA was prepared
from 115 cases but amplification was successfully achieved in fewer
than half of these (Table 2). The t(14;18)
was detected in 21 of the 54 cases in which amplification occurred (Fig
1B). Some positive cases showed two bands most likely resulting from
priming from more than one JH gene. Twenty of the
translocations occurred at the major breakpoint region, and only one at
the minor breakpoint region. No two patients had identical t(14;18) PCR
products, and t(14;18) PCR products ranged in size from 80 to 500 base
pairs.
Immunohistochemical studies.
Immunohistochemistry was performed on 56 cases in which material
remained after processing for molecular studies. Expression was scored
as high (>20% cells positive), intermediate (1% to 20% cells
positive), or negative (summarized in Table 2). High levels of
BCL-2 expression were found in 35 of 56 (63%) cases including
all three follicular large-cell cases (Group D) and both diffuse,
small-cleaved cell cases (Group E) that were immunostained. Intermediate expression was seen in 10 of 56 cases (18%). Seven of 56 (13%) cases were immunonegative. Four cases were inevaluable for
technical reasons. The majority of cases analyzed contained high levels
of BAX expression (19 of 25; 76%). Twelve of the 19 cases with
high levels of BAX expression also had intense Bcl-2 immunostaining. Four cases with >20% of neoplastic cells positive for Bax were negative for Bcl-2, whereas two cases with low or negative
staining for Bax were positive (>20%) for Bcl-2. No association was
found between Bcl-2 and Bax immunostaining. In all Bcl-2 immunopositive cases, discrete cell associated cytoplasmic staining was present. The
anti-Bax staining was typically uniform from cell to cell; however,
considerable cell-to-cell variability was the norm for the Bcl-2
immunostaining. All Bcl-2 and Bax immunonegative cases contained
positive staining in occasional benign small lymphocytes, thus
validating the immunostaining results.
Figure 2 provides examples of the Bax and
Bcl-2 immunostaining.
Associations between variables.
BCL-2 expression was inversely associated with proliferative
activity (P = .001; Table 3). Cases
with >20% neoplastic cells positive for Bcl-2 had the lowest median
S-phase, whereas those that were entirely negative for Bcl-2 had the
highest %S-phase. This analysis was based on the 41 cases for which
both flow cytometric quantitation of %S-phase and immunohistochemical
analysis for Bcl-2 were available. This association was maintained if
the five cases representing Working Formulation categories D and E were excluded from the analysis. There was no evidence of an association between anti-Bax immunopositivity and proliferative activity (P = .79 by Wilcoxon's test). Consistent with the results of the larger
parent study of ploidy and proliferative activity, 57% of cases
included in this study were aneuploid by flow cytometry and the median
%S-phase was 10.2 (interquartile range: 6.4-17.6). Ploidy was not
associated with positive immunostaining for either Bcl-2 or Bax.
In this study, immunohistochemically detected BCL-2 expression
was associated with low proliferative activity (%S-phase) in biopsy
specimens from untreated patients with intermediate- and high-grade NHLs. This result is consistent with recent in vitro data showing that the Bcl-2 protein retards entry into cell
cycle.17-19 These findings also confirm trends reported in
previous immunohistochemical studies of follicular
lymphomas32,33 in which BCL-2 expression was
associated with proliferative activity. Bcl-2 has been shown to inhibit
programmed cell death under a wide range of circumstances, but a common
molecular mechanism has not yet been established. Recent studies
linking activators of cell cycle progression to the induction of
programmed cell death have led investigators to hypothesize that Bcl-2
may exert at least part of its antiapoptotic effects through regulation
of either cell cycle entry (G0 to G1 ) or cell
cycle progression at the G1 to S-phase transition. The association of BCL-2 expression with low proliferative activity in the intermediate- and high-grade NHLs seen in this study is consistent with this proposal and provides indirect support for a model
in which Bcl-2 suppresses cell proliferation in vivo. The
implications of this association for both the process of
lymphomagenesis and clinical behavior remain to be elucidated.
Submitted April 30, 1997;
accepted October 8, 1997.
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