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Previous Article | Table of Contents | Next Article 
Blood, Vol. 92 No. 7 (October 1), 1998:
pp. 2520-2526
Transgenic Mice Expressing Human Fetal Globin Are Protected From
Malaria by a Novel Mechanism
By
Hannah L. Shear,
Leonid Grinberg,
John Gilman,
Mary E. Fabry,
George Stamatoyannopoulos,
Daniel E. Goldberg, and
Ronald L. Nagel
From the Division of Hematology, Department of Medicine, Montefiore
Medical Center/Albert Einstein College of Medicine, Bronx, NY; the
Division of Human Genetics, University of Washington, Seattle, WA; and
the Howard Hughes Medical Institute, Department of Medical and
Molecular Microbiology, Washington University, St Louis, MO.
 |
ABSTRACT |
Studies in vitro by Pasvol et al (Nature, 270:171, 1977)
have indicated that the growth of Plasmodium falciparum in
cells containing fetal hemoglobin
(HbF = 2 2) is retarded, but invasion is increased, at least in newborn cells. Normal neonates switch from
about 80% HbF at birth to a few percent at the end of the first year
of life. Carriers of -thalassemia trait exhibit a delay in the
normal HbF switch-off, which might partially explain the protection
observed in populations with this gene. To study this hypothesis in
vivo, we used transgenic ( ) mice expressing human A
and G chains resulting in 40% to 60%
2M 2 hemoglobin, infected
with rodent malaria. Two species of rodent malaria were studied.
P chabaudi adami causes a nonlethal infection, mainly in mature
red blood cells (RBC). P yoelii 17XNL is a nonlethal infection,
invading primarily reticulocytes, whereas P yoelii 17XL is a
lethal variant of P yoelii 17XNL and causes death of mice in
approximately 1 to 2 weeks. Data indicate that this strain may
cause a syndrome resembling cerebral malaria caused by P
falciparum (Am J Trop Med Hyg, 50:512, 1994).
In transgenic mice infected with P chabaudi adami, the
parasitemia rose more quickly (in agreement with Pasvol) than in
control mice, but was cleared more rapidly. In mice infected with P
yoelii 17XNL, a clear reduction in parasitemia was observed.
Interestingly, splenectomy before this infection, did not reverse
protection. The most striking effect was in lethal P yoelii
17XL infection. Control mice died between 11 to 13 days, whereas mice cleared the infection by day 22 and survived, a phenomenon also
observed in splenectomized animals. These results suggest that HbF does
indeed have a protective effect in vivo, which is not mediated by the
spleen. In terms of mechanisms, light microscopy showed that
intraerythrocytic parasites develop slowly in HbF erythrocytes, and
electron microscopy showed that hemozoin formation was defective in
transgenic mice. Finally, digestion studies of HbF by recombinant
plasmepsin II demonstrated that HbF is digested only half as well as
hemoglobin A (HbA). We conclude that HbF provides
protection from P falciparum malaria by the retardation of
parasite growth. The mechanism involves resistance to digestion by
malarial hemoglobinases based on the data presented and with the
well-known properties of HbF as a super stable tetramer. In addition,
the resistance of normal neonates for malaria can now be explained by a
double mechanism: increased malaria invasion rates, reported in
neonatal RBC, will direct parasites to fetal cells, as well as F cells,
and less to the 20% of HbA containing RBC, amplifying
the antimalarial effects of HbF.
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INTRODUCTION |
THE HUMAN GENOME has been modified to a
remarkable degree by the malaria parasite. Several well-known
polymorphisms of hemoglobin, including S, C, and E, as well as glucose
6 phosphate dehydrogenase (G6PD) deficiency, have been linked to areas
of prevalence of Plasmodium falciparum (reviewed in Nagel and
Roth1). These associations, originally demonstrated by
epidemiologic data, were later confirmed by experiments in vitro in
which the parasite was observed2 or grown3 in
variant erythrocytes. Thus, the mechanism of resistance of
AS red blood cells (RBC) was partially explained by
"suicidal invasion" and by the fact that the parasites do not
develop as well in AS cells when exposed to low O2
tension.4-6 However, further insight into the mechanism of
protection of sickle hemoglobin (HbS) was obtained through
the use of transgenic mice expressing varying levels of HbS and
infected with different species of rodent malaria.7,8
The association between and thalassemia and areas of malaria
prevalence, while not as strong as for the sickle gene, is also
significant.1,9,10 Inasmuch as the switch from fetal to
adult hemoglobin is delayed in thalassemia,10 it has
been hypothesized that, in part, -thalassemia affords protection
from dying of malaria by increases in intracellular fetal hemoglobin (HbI).11,12 Additional evidence for a role for HbF is the
finding that newborns are less susceptible to P
falciparum.11
Studies in vitro have indicated that P falciparum invades RBC
containing HbF normally,12 but that their development is
diminished.11,12 However, the mechanism whereby HbF might
inhibit the growth of the parasite has remained obscure, although
oxidative stress damage has been mentioned.13
Recently, several lines of transgenic mice expressing human
G and A have been developed in our
laboratory.14 In the current study, these mice have been
infected with several different species and strains of rodent malaria:
two species of nonlethal malaria, P chabaudi adami and P
yoelii 17XNL and one the virulent strain, P yoelii 17XL,
which causes a syndrome resembling human cerebral malaria.15
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MATERIALS AND METHODS |
Animals.
C57BL/6J female mice, 6 to 8 weeks old, were obtained from the Jackson
Laboratories (Bar Harbor, ME). Swiss Webster mice (female, 6 to 8 weeks
old) were from Taconic Farms (Germantown, NY). Development of the
transgenic mice was described previously.14 In brief, an
HS4-G - A construct HS4 (951-2204 of
Genbank file HUMHBB) was linked to the BglIII-Nhe I
fragment (32837-43203) that includes G ( 158T),
A , and the 3 enhancer. Two transgenic lines were
obtained that expressed globin. Transgenic line 13 had 40 to 50 copies of the construct. Transgenic mice were mated to C57BL/6J mice to obtain the developmental patterns of % and G :
A ratios of line 13 heterozygotes. One of the mouse
lines was bred into a mouse Major deletion line and
progenies expressing 40% to 60%
( 2M 2) hemoglobin were
obtained. Mice were bred at the Albert Einstein College of Medicine in
an American Association of Accredited Animal
Care-accredited facility. Oxygen equilibrium of the RBC, done with methods described elsewhere,16,16a
demonstrates a p50 of 24.9 mm Hg, considerably lower than that of the
parental C57BL/6J mouse, with a p50 of 40 mm Hg under the same
conditions. This is compatible with the presence of a majority of
tetramers ( 2M/ 2 or
2M/ ) not capable of binding 2,3 diphosphoglycerol (2,3 DPG). Further proof of this phenomenon is a
lower RBC 2,3 DPG level (28.3 ± 2.5 µg/pgHb) in the mouse,
compared with 31 µg/pgHb found in normal mice, the consequence of
slight end product inhibition due to the increase in free 2,3 DPG.17

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| Fig 1.
(A) Course of P chabaudi adami
infection in C57BL/6J controls ( ; n = 5) and transgenic mice
expressing 40% to 60% 2M 2
hemoglobin ( ; n = 4). Mice were infected intraperitoneally with
1 × 105 infected erythrocytes on day 9. (B) Mice were
injected with 5 × 105 infected erythrocytes on day 0. On
the days indicated, smears were prepared from the tail vein, stained,
and counted. Data are expressed as mean parasitemia ± standard error
of mean (SEM).
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The globin composition was determined by high performance liquid
chromatography (HPLC) using a denaturing solvent that separates the
globin chains and a Vydac large-pore (300A) C4 column, 4.6 × 250 mm (Separations Group, Hesperia, CA) with a modified
acetonitrile/H2O/trifluoroacetic acid (TFA) gradient
similar to that used by Schroeder et al18 for separating
human globin chains. Two buffers were used, A (0.18% TFA in 36%
acetonitrile) and B (0.18% TFA in 46% acetonitrile). Starting with
38% B, the percent B was increased by 0.583%/minute until all of the
globin chains were eluted.

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| Fig 2.
(A) Course of P yoelii 17XNL (nonlethal)
infection in intact ( ; n = 2) and splenectomized ( ;
n = 3) transgenic mice expressing 40% to 60%
2M 2 hemoglobin. Mice were
infected intraperitoneally with 1 × 105 infected
erythrocytes on day 0. On the days indicated, smears were prepared from
the tail vein, stained, and counted. Data are expressed as mean
parasitemia ± SEM. (B) Course of P yoelii 17XNL infection in
C57BL/6J intact ( ; n = 6) and splenectomized controls ( ;
n = 4). Mice were infected intraperitoneally with 1 × 105 infected erythrocytes on day 0. On the days indicated,
smears were prepared from the tail vein, stained, and counted. Data are
expressed as mean parasitemia ± SEM.
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Infection with rodent malaria parasites.
P chabaudi adami, P yoelii 17XL (lethal) and 17XNL (nonlethal)
stored in liquid nitrogen, were used to infect source mice. Experimental mice were infected by intraperitoneal inoculation of 1 × 105 or 5 × 105 erythrocytes obtained from a
source mouse. Parasitemia was monitored by making smears of blood
obtained from the tail vein and counting 50 Giemsa-stained fields or at
least 300 RBC under oil immersion (1,000×). Some slides were also
evaluated for parasite stage by examining 200 infected
erythrocytes per slide. The statistical significance of the data was
assessed by comparing mean parasitemia of groups of mice at specific
time points using the Student's t-test.
Electron microscopy.
Blood was obtained from control and transgenic mice at 10:30
AM and 6:30 PM and fixed in phosphate-buffered
saline (PBS) containing 2.5% glutaraldehyde.
Digestion of HbF by plasmepsin II.
A total of 60 mL of HbF and HbA, at 0.5 g/dL were incubated with 2, 4, and 6 µL recombinant plasmepsin II in a citrate-phosphate buffer, pH
5.0 in a water bath at 37°C for 4 hours.19,20 The control
received addition of a saline solution. Digestion was stopped by
freezing in liquid N2. Analysis was conducted on a C4 HPLC column on 1,000 µL 0.3% TFA + 20 µL of the
Hb digest. The injection volume was 900 µL, and it was developed with
a gradient of 5% to 50% in acetonitrile of 0.1% TFA over 130 minutes. The graphic output was used to identify the peak
of intact hemoglobin (that was confirmed by mass spectrophotometry).
The areas under the curve were compared for each digestion point. The
peak, in the absence of digestion, was used to standardize the 100%
point.
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RESULTS |
Course of P chabaudi adami infection in transgenic mice
expressing high levels of human A and G
chains.
Transgenic and C57BL/6 control mice were injected intraperitoneally
with erythrocytes infected with P chabaudi adami. This parasite
preferentially invades mature RBC. In Fig 1A, mice were injected with 1 × 105 infected RBC. Parasitemia rose more
quickly in the transgenic mice than in controls. However, the infection
was also cleared more rapidly in the transgenics. In Fig 1B, this
experiment was repeated, but mice were infected with 5 × 105 infected RBC. The same pattern of infection was
observed. On day 7, parasitemia was significantly higher in transgenic
as compared with control mice (P < .05). However,
parasitemias of both groups were higher and peak parasitemia of the
control mice was higher than that of the transgenic mice. In these
experiments, the level of reticulocytosis was increased in both
transgenic and control mice, from 4% to 5% in noninfected mice to
12% on day 12. Of these reticulocytes, however, only 10% to 20% were
infected. Thus, most of the parasites were in mature RBC.
Course of P yoelii 17XNL in transgenic mice and effect of
splenectomy.
Because P chabaudi adami infects mainly mature RBC, whereas
P yoelii 17XNL infects mainly reticulocytes, we infected
transgenic and control mice with P yoelii 17XNL. The results of
this experiment are shown in Fig 2A and B. Although peak
parasitemia was reached on the same day in both groups, the level of
peak parasitemia was much lower in transgenic mice (16%) as compared
with controls (38%). Furthermore, transgenics had cleared the
infection by day 24, whereas infection in controls continued to
increase.
Prior studies with transgenic mice expressing S
indicated that the spleen played a major role in protection of these
mice.7 We therefore determined whether splenectomy would
reverse the protection observed in the mice. In both transgenics
and control mice, splenectomy initially protected the animals. However,
in both groups of splenectomized mice, parasitemia eventually climbed to the levels experienced by intact mice (not shown).
Infection of transgenic mice with lethal malaria.
Our recent studies indicate that the lethal form of P yoelii
(17XL) causes a syndrome similar in some aspects to cerebral malaria in
humans.15 Transgenic mice expressing S are
protected from this form of malaria. To determine whether mice were
also protected from this strain, we infected mice and controls with
this parasite. Remarkably, the transgenic mice recovered from this
otherwise lethal infection (Fig 3). Like P
falciparum, this parasite can invade both mature and immature RBC.
Thus, the parasites are usually found in mature erythrocytes, as
reticulocytes are not elevated, initially. However, in mice, which
eventually recovered, some parasites were found in reticulocytes. For
example, on day 9, 1% to 5% of blood cells were reticulocytes and
70% ± 23% of these were parasitized, whereas in control mice, there
were less than 1% reticulocytes and close to 100% of the parasites
were in mature RBC. This is similar to our findings in transgenic mice
expressing S, which recovered from this
infection.8 This experiment was repeated with identical
results.

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| Fig 3.
Course of P yoelii 17XL (lethal) infection in
C57BL/6J controls ( ; n = 6) and transgenic mice expressing 40%
to 60% 2M 2 hemoglobin
( ; n = 7). Mice were infected intraperitoneally with 1 × 105 infected erythrocytes on day 0. On the days indicated,
smears were prepared from the tail vein, stained, and counted. Data are
expressed as mean parasitemia ± SEM.
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Development of intraerythrocytic parasites in RBC expressing chains.
Because the mechanism of protection of mice did not appear to be
via splenic clearance, we considered the possibility that the parasites
did not develop normally in erythrocytes expressing HbF. Blood smears,
taken in the morning and evening, indicated that the parasites develop
more slowly in RBC of mice. Figure 4A and C show
blood smears taken at 10:30 AM from a transgenic (Fig
4A) and a normal C57/BL6J (Fig 4C) mouse. The mouse has mainly
early ring stages, whereas the normal mouse has more mature trophozoites. At 6:30 PM, parasites in the transgenic
mouse had only matured to large trophozoites (Fig 4B), while parasites in the normal mouse were mainly early schizonts (Fig 4D). A
quantitative assessment of stages in the blood smears is shown in Fig
5.

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| Fig 4.
Blood smears of (A and B) and normal (C and D) mice
infected with P chabaudi adami taken at 10:30 AM (A
and C) and 6:30 PM (B and D).
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| Fig 5.
Stages of intraerythrocytic parasites (P chabaudi
adami) found in blood smears taken at 10:30 AM ( )
and 6:30 PM ( ) (200 infected erythrocytes on four smears
were counted. Data represent mean ± SEM).
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Erythrocytes were fixed for electron microscopy at the same time points
as the blood smears were taken. The results (Fig 6) indicated that little hemozoin was present in HbF (Fig 6A),
trophozoite, and (Fig 6B) schizont. Further, the hemozoin was not in
food vacuoles. In contrast, in normal erythrocytes, there was more
hemozoin and it was present in discreet vacuoles (Fig 6C) trophozoite
(Fig 6D) schizont.

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| Fig 6.
Electron micrographs of (A and B) and normal (C and
D) mice infected with P chabaudi adami taken at 10:30
AM (A and C) and 6:30 PM (B and D).
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Digestion of HbF by plasmepsin II.
We assayed digestion of human HbA and HbF with recombinant plasmepsin
II of P falciparum. An experiment using rodent hemoglobin was
not possible because plasmepsin II has not been cloned from a rodent
parasite. The digestion by plasmepsin II of a solution of 0.5 g/dL of
either HbA or HbF, with three concentrations of enzyme for 4 hours (Fig
7) demonstrates that the enzyme digests HbA more readily
than HbF. Further, the extent of digestion is enzyme-concentration-dependent. Thus, plasmepsin II digests HbA about
twice as well as HbF.

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| Fig 7.
Digestion of HbF and HbA by recombinant plasmepsin II as
in Materials and Methods. y-axis represents the percent digestion:
x-axis, µg of enzyme.
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DISCUSSION |
Our laboratory has used transgenic mice expressing variant human
hemoglobins to analyze the roles of these mutations in protection against malaria.7,8 These animal models allow the study of the effect of hemoglobinopathies on the host parasite interaction in
vivo. The studies reported here used rodent malarias of varying virulence and erythrocyte preference to gain insight into the mechanism
of protection by HbF.
In the current studies, we used transgenic mice expressing human
G and A chains. Previously, Pasvol et
al6 suggested that HbF was protective against falciparum
malaria, based on in vitro observations. The protection was found to be
mediated by the presence of HbF and not by the age or source of RBC.
However, the protective mechanism was not defined.
Friedman13 suggested that the protection was mediated by
increased sensitivity of the HbF containing erythrocytes to oxidant
stress, as parasite growth in the absence of glutathione was inhibited.
Our first results indicated that HbF was somewhat protective against
P chabaudi adami, but less so than
S.7 Our results, in terms of the effect of
erythrocyte age, confirmed those of Pasvol,12 in that
invasion appeared to be enhanced, but growth of the parasites was
diminished. Enhanced invasion coupled with poor development may have
led to the early decline of parasitemia in the transgenic mice. In
addition, we found that splenectomy did not reverse the protection
mediated by HbF as it did in S mice. Thus, the
protection mediated by HbF may not be due to changes in the ability of
the erythrocytes to be recognized by the spleen (one of the mechanisms
by which HbS protects), but rather, due to properties of the RBC
containing human fetal globin for which the spleen was
insensitive.
Our results suggest that malaria parasites may not develop normally in
erythrocytes containing HbF because the parasites cannot digest this
hemoglobin as well as HbA. This leads to a delay in development of the
parasite. Morphologically, this was apparent in the difference in blood
stages at early and later time points, between normal and transgenic
mice. Moreover, electron microscopy demonstrated that hemozoin is not
synthesized normally in the mice. Similar results were reported for
P falciparum grown in -thalassemic RBC in medium deficient
in essential amino acids, particularly in those containing
HbF.21,22 Finally, the rate of digestion of HbF by a
recombinant malarial human hemoglobinase is approximately half that of
HbA. Taken together, these results provide a mechanism for the ability
of HbF to protect the host from the lethality of malaria.
The biochemistry of human HbF (reviewed in Nagel23)
demonstrates that this normal hemoglobin differs with HbA in several properties: it dissociates into dimers with more difficulty and it does
not bind 2,3 DPG well. Even more importantly, it is significantly more
acid- and alkaline-resistant and it is more heat stable. In addition,
HbF resists conversion into methemoglobin and loses the heme moiety
with difficulty compared with HbA. These last features of HbF are very
important, because the alimentary vacuole of the plasmodium parasite
has a pH estimated to be about pH 5.0, which in itself, will result in
partial or complete loss of heme and considerable loss of the
tetrameric, tertiary, and secondary structure. The plasmepsins make
their initial cleavage in the hinge region at the dimer interface of
hemoglobin.24,25 Access to this region almost certainly
requires dissociation into dimers. HbF will be a less willing subject
of denaturation. In effect, all of the properties outlined above point
to a more stable and stronger hemoglobin tetramer in HbF than in HbA.
These properties reside entirely in the chains with no known
contribution by the chains. That some of these properties, if not
all, are present in the mouse RBC are demonstrated by the observed
change in oxygen equilibrium, which is the one expected if the binding
of 2,3 DPG is greatly diminished.17
Our results indicate that HbF or tetramers containing G
and A chains are partially resistant to digestion by the
parasite's proteolytic machinery, hampering the capacity of the
parasite to grow.
This might occur in the circulation or the internal organs and might
not be as dependent on the spleen for recognition of membrane changes.
In this study, we found that splenectomy actually protected both
transgenic and control mice. In mice, the spleen is a hematopoietic
organ.26 In the absence of the spleen there may be fewer
reticulocytes, the preferred host cell of P yoelii 17XNL,
produced. Sayles et al27 have also found that splenectomy protects mice infected with P yoelii 17XNL. They suggested that this may be due to changes in antibody specificities and
class.28 On the other hand, in transgenic mice espressing
S, membrane changes may be sufficient to mediate splenic
clearance and, therefore, splenectomy reverses protection.7
It is most interesting that HbF mice were protected against the lethal
form of P yoelii (17XL). This is consistent with observations on human malaria, which suggest that greater effects of resistance alleles are seen in severe disease.29 HbF mice not only had lower parasite densities, but recovered from a usually lethal infection.
The observed increase in invasion rates in neonatal human RBC, coupled
with a decrease in growth, might render the effect of HbF significantly
amplified. HbF is distributed among RBC heterogeneously. In the blood
of the neonate, it is limited to fetal cells (large fetal cells with
100% HbF) and F cells (smaller adult cells with a variable, but
significant amount of HbF). Higher invasion rates of fetal and F cells
will tend to concentrate the parasites in the cells that unfortunately
for the parasite are less hospitable, those cells carrying the
unpalatable HbF. In -thalassemia, the protection towards malaria
based on HbF, will linger much longer than in normal individuals and
extend to the better part of the first 5 years of life, as the amount
of HbF per cell and the number of F cells are higher than normal.
We conclude that mouse RBC containing fetal globin protect the host
from rodent malaria and the effect is maximum, with the lethal and
cerebral malaria inducing strain of growth through ineffective
digestion of their only source of sustenance: hemoglobin.
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FOOTNOTES |
Submitted March 11, 1998;
accepted May 21, 1998.
Supported by Grants No. AI 34064 to H.L.S., HL 38655 to R.L.N., and AI
31615 to D.E.G. from the National Institutes of Health, Bethesda,
MD.
Address reprint requests to Hannah L. Shear, PhD, Division
of Hematology, Montefiore Medical Center, 111 East 210th St, Bronx, NY
10467.
The publication costs of this article were defrayed in part by page charge payment. This article must therefore be hereby marked "advertisement" is accordance with 18 U.S.C. section 1734 solely to indicate this fact.
 |
ACKNOWLEDGMENT |
The technical help of Nazim Fataliev in the digestion of the
hemoglobins with plasmepsin II is gratefully acknowledged.
 |
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