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Blood, Vol. 95 No. 1 (January 1), 2000:
pp. 90-95
CLINICAL OBSERVATIONS, INTERVENTIONS, AND THERAPEUTIC TRIALS
From Eastern Cooperative Oncology Group, Northwestern University
Medical School, Robert H. Lurie Comprehensive Cancer Center, Chicago
IL; Eastern Cooperative Oncology Group, Harvard School of Public
Health, Division of Biostatistics, Boston MA; Cancer & Leukemia Group
B, Wayne State University, Barbara Ann Karmanos Cancer Center, Detroit,
MI; Southwest Oncology Group, University of Washington, Fred Hutchinson
Cancer Research Center, Seattle WA; Children's Cancer Group,
Children's Hospital Oakland, Oakland, CA; Pediatric Oncology Group,
Texas Children's Hospital, Houston TX; National Cancer Institute of
Canada Clinical Trials Group, Kingston, Ontario; Eastern Cooperative
Oncology Group, University of Rochester, Rambam Medical Center, Haifa,
Israel; Southwestern Oncology Group, University of New Mexico,
Department of Pathology, Albuquerque, NM; Eastern
Cooperative Oncology Group, Our Lady of Mercy Cancer Center, New York
Medical College, Bronx NY.
We examined the incidence, clinical course, and outcome of patients
with newly diagnosed acute promyelocytic leukemia (APL) who developed
the retinoic acid syndrome (RAS) treated on the Intergroup
Protocol 0129, which prospectively evaluated the role of
alltrans retinoic acid (ATRA) alone during induction and as maintenance therapy. Forty-four of 167 (26%) patients receiving ATRA
for induction developed the syndrome at a median of 11 days of
ATRA (range, 2-47). The median white blood cell (WBC) count was
1450/µL at diagnosis and was 31 000/µL (range, 6800-72 000/µL) at the time the syndrome developed. ATRA was discontinued in 36 of the
44 patients (82%) and continued in 8 patients (18%), with subsequent
resolution of the syndrome in 7 of the 8. ATRA was resumed in 19 of the 36 patients (53%) in whom ATRA was stopped and not in 17 (47%). The syndrome recurred in 3 of those 19 patients, with 1 death
attributable to resumption of the drug. Ten of these 36 patients
received chemotherapy without further ATRA, and 8 achieved complete
remission (CR). Among 7 patients in whom ATRA was not restarted and
were not treated with chemotherapy, 5 achieved CR and 2 died. Two
deaths were definitely attributable to the syndrome. No patient
receiving ATRA as maintenance developed the syndrome. (Blood.
2000;95:90-95)
Randomized clinical trials have shown that the vitamin
A derivative all-trans retinoic acid (ATRA) significantly
improves the outcome of patients with acute promyelocytic leukemia
(APL).1,2 Although ATRA is generally well tolerated, some
patients develop the retinoic acid syndrome (RAS), manifested by
unexplained fever, weight gain, respiratory distress, interstitial
pulmonary infiltrates, pleural and pericardial effusions, episodic
hypotension, and acute renal failure.3 This syndrome is the
most serious toxicity of ATRA and is often, but not always, associated
with the development of hyperleukocytosis.4-6 It has been
suggested that patients who have a white blood cell count (WBC) that
exceeds 5000/µL on day 1, 6000/µL on day 5, 10 000/µL on day 10, or 15 000/µL on day 15 are at high risk for the development of
RAS.1
The pathogenesis of the syndrome is not completely understood. However,
several possible mediators have been identified, including cathepsin G,
a serine protease that enhances capillary permeability7; cell adhesion molecules on APL cells such as CD15s(Lex) and
integrins CD11a and CD11b, which interact with the
endothelial cell receptor ICAM (intercellular adhesion molecule)-1;
and hematopoietic growth factors such as interleukin (IL)-1 The best approach to predict, prevent, or treat the syndrome has
not been established. To further characterize this complication, we
examined the incidence, clinical manifestations, lung pathology, clinical course, and outcome of patients with newly diagnosed APL
who developed RAS treated on the National Cancer Institute Intergroup
Protocol 0129, which prospectively evaluated the role of ATRA alone
during induction and as maintenance therapy.2
Treatment with ATRA
Patients
Diagnosis of the retinoic acid syndrome The diagnosis of RAS was made clinically by the presence of otherwise unexplained fever, weight gain, respiratory distress, interstitial pulmonary infiltrates, and pleural or pericardial effusions during treatment with ATRA. No single sign or symptom itself was considered diagnostic of the syndrome.3 Cases were identified by reviewing records of patients reported to have a grade 2 or higher pulmonary or cardiac toxicity as well as by reviewing cases identified by the institution as having the syndrome from adverse drug reporting. Seven other patients had signs or symptoms consistent with the syndrome, but all had concurrent medical problems, such as bacteremia, sepsis, or congestive heart failure, making accurate diagnosis of RAS impossible. Therefore, these 7 patients were indeterminate3 and are not included in the cohort of patients categorized as definitely having the syndrome.Treatment of the retinoic acid syndrome At the earliest sign or symptom of the syndrome, ATRA was to be discontinued and dexamethasone initiated at 10 mg IV twice daily. If the syndrome resolved, ATRA was to be reinstituted at 75% of the initial dose and then escalated to the full dose after 3 to 5 days if the syndrome did not recur. All but 3 patients were given 10 mg per day of dexamethasone. Two patients were given 20 mg per day, and 1 was given 1 mg per day. Among the patients receiving 10 mg per day, the mean duration of dexamethasone was 9 days (range, 1-49 days). One of the 2 patients given 20 mg per day of dexamethasone received 1 day of the drug; the other received 7 days of the drug; and the single patient treated with 1 mg per day received 17 days of the drug.Statistical methods Univariate analyses of the association between ever-developing RAS and dichotomous predictors were conducted with Fisher's exact test. Evaluations of the association of continuous predictors and of multicovariate models were performed with logistic regression (SAS V6.12). P values <.05 were considered to be significant.
Clinical characteristics of patients with the retinoic acid syndrome Table 1 presents the initial characteristics of the patients with and without RAS. Briefly, the median age was 42 years among patients who developed RAS and 35 years among those who did not. The WBC at diagnosis was slightly lower among those who developed RAS than those who did not, with medians of 1450/µL and 2000/µL, respectively. One patient (2%) among those who developed RAS was reported to have the microgranular variant M3v of APL in the original data set.2 However, more detailed review for this analysis indicated that another patient had M3v. Twenty-one (17%) of the cases who did not develop RAS had M3v. Among those who were evaluated, slightly more than 50% in each group had the long form of the PML/RAR fusion protein. Three (7%) patients
received hydroxyurea prior to ATRA among those who developed RAS,
compared to 19 (15%) among those who did not. No patients receiving
ATRA for maintenance developed the syndrome.
Timing of the retinoic acid syndrome RAS developed after a median of 11 days of ATRA (range, 2-47 days).White blood cell count at the time of the retinoic acid syndrome The maximum WBC count among the 44 patients who developed the syndrome ranged from 6800/µL to 72 000/µL (median, 31 000/µL).Major manifestations of the retinoic acid syndrome The major manifestations ( 10% incidence) of RAS included
respiratory distress, fever, pulmonary edema, pulmonary infiltrates, pleural or pericardial effusions, hypotension, bone pain, headache, congestive heart failure, and acute renal failure. (Table
2). Mechanical ventilation was required in
26% of patients with the syndrome.
Outcome of the retinoic acid syndrome All but 2 of the 44 patients were treated with dexamethasone. ATRA was discontinued when the syndrome developed in 36 of the 44 patients (82%) and was continued in 8 patients (18%) (Figure 1). The syndrome resolved in all 8 patients in whom ATRA was continued, but 1 patient died of intracerebral hemorrhage attributable to the underlying disease. Among the 36 patients in whom ATRA was stopped, it was resumed in 19 (53%), 11 (58%) under coverage of steroids. Ten of these 36 patients crossed over to chemotherapy without restarting ATRA, and 8 achieved CR. The syndrome recurred in 3 of 19 patients after reinstitution of ATRA (2 under coverage of steroids), with 1 death attributable to recurrence of the syndrome, 1 death due to cardiorespiratory arrest and sepsis, and 17 CRs. Among the 7 patients in whom ATRA was not resumed and who were not crossed over to chemotherapy, 5 achieved CR after having received 14, 16, 19, 24, and 26 days of ATRA, and 2 patients died, 1 of intracerebral hemorrhage due to progressive disease and 1 of multiorgan failure attributable to the syndrome.
Deaths due to the retinoic acid syndrome There were 2 deaths definitely attributed to RAS. A 52-year-old man presented with a WBC count of 3100/µL and developed patchy bilateral pulmonary infiltrates, fever, and pleural effusions on day 4 of ATRA, with a peak WBC count of 56 100/µL on day 6. ATRA was discontinued on day 4, and dexamethasone was administered. ATRA was resumed on day 12 at 75% dose after the syndrome resolved, and the WBC had decreased to 11 700/µL while he was still receiving tapering doses of dexamethasone (<10 mg every 12 hours), but ATRA was discontinued again on day 18 because the syndrome recurred. The WBC had increased in 24 hours from 8800/µL to 21 300/µL when ATRA was discontinued the second time and to 55 800/µL on the day of death. He sustained a myocardial infarction and died on day 20. The second patient was a 4-year-old girl who presented with a WBC count of 6000/µL and developed a peak WBC count of 58 100/µL on day 10, when hydroxyurea was begun. RAS developed on day 29. Despite 17 days of dexamethasone (initially started on day 13 for increased intracranial pressure due to pseudotumor cerebri and tapered beginning on day 27), she died on day 30 with pulmonary infiltrates and hypotension.14Histologic findings in cases with fatal retinoic acid syndrome We obtained formalin-fixed postmortem lung tissue for histologic evaluation from the 2 patients who died. The histologic findings in the lungs of these 2 patients were consistent with the concept that ATRA therapy led to differentiation, endothelial cell damage, and leukocyte infiltration into the lung (Figure 2). ATRA promotes in vitro differentiation of APL cells over a period of days and, indeed, circulating myeloid precursors at various stages of differentiation were present in the microvasculature of both cases. An intra-alveolar myeloid infiltrate was prominent in 1 case and mild in the other, consistent with the hypothesis that ATRA exposure alters adhesive properties of differentiating APL cells that may lead to interaction with the endothelium and extravasation from the blood.11,12 In the case with a prominent intra-alveolar infiltrate, additional findings indicative of endothelial cell damage were present and included intra-alveolar edema, interalveolar hemorrhage, and fibrinous exudates.
Prognostic factors for the development of RAS It has been suggested that patients with a WBC that exceeds 5000/µL on day 1, 6000/µL on day 5, 10 000/µL on day 10, or 15 000/µL on day 15 are at increased risk for RAS.2 Table 3 presents the number of patients who met these criteria and whether they ever developed RAS.
All-trans retinoic acid represents a major advance that has made APL the most curable subtype of acute myeloid leukemia (AML) in adults.1,2 However, a major toxicity of ATRA has been RAS.3 Neither the pathogenesis nor the optimal way to prevent or treat the syndrome has been established.
Submitted March 29, 1999; accepted September 1, 1999.
Study was coordinated by the Eastern Cooperative Oncology Group (Robert
L. Comis, Chair) and supported in part by US Public Health Service
grants CA17145, CA23318, CA31983, CA20319, CA03161, CA11083, CA32102,
CA14958, CA66636, and CA21115 from the National Cancer Institute,
National Institutes of Health, Bethesda, MD, and the US Department of
Health and Human Services. Its contents are solely the responsibility
of the authors and do not necessarily represent the official views of
the National Cancer Institute.
Reprints: Martin S. Tallman, Northwestern University
Medical School, Division of Hematology/Oncology, Department of Medicine, Robert H. Lurie Comprehensive Cancer Center, 233 East Erie
St, #700, Chicago, IL 60611; e-mail: m-tallman{at}nwu.edu.
The publication costs of this
article were defrayed in part by
page charge payment. Therefore,
and solely to indicate this fact,
this article is hereby marked
"advertisement"
in accordance with 18 U.S.C.
section 1734.
Presented in part at the meeting of the American Society of
Hematology, San Diego, CA, December 1997.
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