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Blood, Vol. 95 No. 5 (March 1), 2000:
pp. 1781-1787
NEOPLASIA
From the Department of Medicine, Memorial Sloan Kettering Cancer
Center, New York, and Northshore University Hospital, Manhasset, NY.
Chronic myelogenous leukemia (CML) presents a unique opportunity to
develop therapeutic strategies using vaccination against a truly
tumor-specific antigen that is also the oncogenic protein required for
neoplasia. CML is characterized by the t(9;22) that results in the
bcr-abl fusion oncogene and in the expression of a chimeric protein
product p210. Previously we have shown that peptides derived from amino
acid sequences crossing the b3a2 fusion breakpoint in p210 elicit class
I restricted cytotoxic T lymphocytes and class II responses,
respectively, in vitro. Such sequences may thus comprise absolutely
tumor-specific antigens in a peptide-based vaccine. We evaluated the
safety and immunogenicity of a multidose, bcr-abl breakpoint peptide
vaccine in 12 adults with chronic-phase CML. Cohorts of 3 patients each
received either 50 µg, 150 µg, 500 µg, or 1500 µg total peptide
mixed with 100 µg QS-21 as an immunological adjuvant. Delayed-type
hypersensitivity (DTH), humoral responses, and unprimed ex vivo
autologous proliferation (3H-thymidine incorporation) and
cytotoxicity (chromium-51 release) responses were measured. All 68 vaccinations were well tolerated without significant adverse effects.
In 3 of the 6 patients treated at the 2 highest dose levels of vaccine,
peptide-specific, T-cell proliferative responses (n = 3) and/or DTH
responses (n = 2) were generated that lasted up to 5 months after
vaccination. Cytotoxic T lymphocytes have not been identified. In
conclusion, a tumor-specific, bcr-abl derived peptide vaccine can be
safely administered to patients with chronic-phase CML and can elicit a
bcr-abl peptide-specific immune response despite the presence of active
disease in these patients and approximately 1012 leukemia cells.
(Blood. 2000;95:1781-1787)
Chronic myeloid leukemia (CML) is a pluripotent stem
cell disorder characterized by the presence of the Philadelphia
chromosome (Ph1). Ph1 is the result of a translocation of the c-abl
oncogene from chromosome 9 to the breakpoint cluster region (bcr),
within the bcr gene on chromosome 22, forming a chimeric bcr-abl
gene.1-3 The fused genes encode an 8.5-kb chimeric mRNA
that is translated to a 210-kd protein.4-6 This p210
bcr-abl protein shows tyrosine kinase activity, is present in the
leukemia cells of patients with CML, and is necessary and sufficient
for transformation.7 In 95% of patients, the breakpoint in
the bcr gene occurs either between bcr exon 2 (b2) and 3 (b3) or
between bcr exon 3 (b3) and 4 (b4). Hence, 2 alternative chimeric p210
bcr-abl proteins, comprising either a b3a2 or a b2a2 junction, can
result from this fusion gene.8
The chimeric fusion protein is a tumor-specific antigen because the
junctional regions of p210 contain a sequence of amino acids that is
not expressed in a normal cell; in addition, as a result of the codon
split on the fused message, a new amino acid (lysine in b3a2 and
glutamic acid in b2a2) is present at the exact fusion point in each
protein. Despite the intracellular location of the intact p210,
cellular processing of the products of the fusion proteins can yield
peptides capable of being presented on the cell surface, within the
cleft of human leukocyte antigen (HLA) molecules; in this
form they can be recognized by T cells.9-11
By screening large numbers of fusion peptides from the junctional
sequences of CML, our group and others identified p210/b3a2-derived fusion protein amino acid sequences with appropriate anchor motifs for
binding to class 1 and 2 HLA molecules. We identified 4 peptides derived from the b3a2 CML breakpoint that bound with high or
intermediate affinity to HLA-A3, A11, B812, and HLA
A2.1.9 These peptides can elicit HLA-restricted
cytotoxicity in vitro.9,13-15 Furthermore, we and
others16 have found peptides that bind to major
histocompatibility complex (MHC) class 2 molecules DR3(DRB1*0301),
DR4(DRB1*0402), and DR11 (DRB1*1101) (Bocchia M, Sette A, Scheinberg D,
unpublished observations). These DR types, as well as DR1 and DR2, can
also support HLA-restricted and specific helper responses in
vitro.11,14,16-18
The bcr-abl derived fusion proteins represent a reasonable target for
an immunologic approach to the treatment of CML; the data in vitro
provide the rationale for developing peptide-based vaccines for this
disease. Moreover, T-cell infusions into patients who have relapsed
after allogenic bone marrow transplantation can re-induce complete
molecular remission, further supporting a role for T-cell effectors in
the control of this disease.19,20 Therefore, we initiated a
phase 1 dose-escalation trial to evaluate the safety and immunogenicity
of the b3a2 breakpoint peptides when administered as a vaccine to
patients with CML. We included the 4 peptides that we previously
described as capable of binding to HLA class 1 molecules and eliciting
T-cell responses.12,14 In addition because not all the
class 1 and 2 motifs are not known and certain motifs may
not be entirely exclusive or inclusive with regard to the peptides that
can bind to them, it is possible that other unidentified, antigenic
peptides existed within the 25-mer b3a2 junctional peptide we described
as a class-2 binding peptide.14 Hence this larger peptide
was included to elicit class 2 help and to be processed by cells for
class 1 presentation. Moreover, because of the uncertainty regarding
HLA restriction described above, all patients, regardless of HLA type,
were eligible for this trial to avert missing potential reactivities.
The 5 peptides were mixed with the immunologic adjuvant QS-21 before
injection. Vaccines containing various protein or peptide antigens plus
this component have been described to induce proliferative and
cytotoxic T cells against target cells expressing these antigens without significant toxicity.21
In the trial presented, cohorts of 3 patients each received 1 of 4 dose
levels of peptide. In 3 of the 6 patients treated at the 2 highest dose
levels of vaccine, peptide-specific T-cell proliferative responses ex
vivo (n = 3) and/or DTH responses (n = 2) were generated that
lasted up to 5 months after vaccination.
Trial design
Treatment plan
Peptides Each of the peptides used in this study was shown to be pure, sterile, and endotoxin free. The 4 CML class 1 peptides, 9 and 10 amino acids long, and the single CML class 2 peptide, 25 amino acids long, were synthesized by Sloan Kettering Microchemistry Core Facility Lab (New York, NY) by F-MOC solid-phase synthesis and purified by high-pressure liquid chromatography. Peptides were sterile, more than 98% pure, and endotoxin free. The amino acid sequences are shown in Figure 1. For in vitro experiments we also used 6 control peptides, including mutated ras peptide mRASp21: TEYKLVVVGARGVGKSALTIQ (a kind gift of Drs A. Houghton and P. Chapman), and 5 other irrelevant peptide sequences from human immunodeficiency virus, influenza, enkephalin, and the pml/rar breakpoint.
Vaccine preparation Ten micrograms, 30 µg, 100 µg, or 300 µg of each peptide (50, 150, 500, 1500 µg total peptide) was mixed with 100 µg QS-21 (a complex amphiphilic lipid extracted from the bark of the South American tree Quillaja Saponaria Molina), the immunological adjuvant, and placed in a vial of phosphate-buffered saline (PBS; pH 7.4). For the 10- and 30-µg levels, 0.5 mL PBS was used, and for the 100- and 300-µg levels, 1 µL PBS was used. The vaccine was stored frozen at 80°C. The QS-21 was provided by Aquilla Biopharmaceuticals (Worcester, MA) and was used under their investigational new drug application.
Enzyme-linked immunosorbent assay Sera were obtained before vaccination and at days 42 and 84. In 3 patients we obtained sera after 3 additional vaccinations. The presence of anti-CML peptide antibodies in these sera was measured by ELISA on Covalink ELISA plates (Nalgene-Nunc, Naperville, IL) coated with 100 ng antigen solution in 50µL per well of carbonate buffer, pH 9.6 overnight at 4°C. Test and control serum in 1% human serum albumin-PBS at different dilutions were detected with alkaline phosphatase-conjugated goat antihuman IgG and IgM (H+L) plus substrate (Jackson ImmunoResearch Laboratories, West Grove, PA).Unprimed 51Cr release-cytotoxicity assay Cells were prepared by Ficoll sedimentation from peripheral blood of the patients. Fresh peripheral blood mononuclear cells (PBMC; 4 × 106) were labeled with 300 µCi of Na2CrO4 (NEN Life Science Products, Boston, MA) for 1 hour at 37°C. After washing, cells at 2 × 106/mL were incubated with CML bulk peptides (the 5 peptides used in the vaccine) or control bulk peptides or were nonpulsed at a concentration of 20 µg/mL for 3 hours at 20°C in the presence of 2-microglobulin at 3 µg/mL. After washing by centrifugation, targets cells were
resuspended in complete media at
5 × 104 cells/mL and plated in a
96-well U-bottom plate (Becton Dickinson, NY) at
5 × 103 cells per well with effector
cells at effector-to-target ratios ranging from 50:1 to 25:1. Plates
were incubated for 5 hours at 37°C in 5% CO2.
Supernatant fluids were harvested, and radioactivity was measured in a
gamma counter. Percentage specific lysis was determined from the
following formula: 100 × [(experimental
release spontaneous release)/(maximum release spontaneous
release)]. Maximum release was determined by lysis of
targets in 2.5% Triton X-100. Alternatively, HLA-matched established
cell lines were used as a targets.
Unprimed proliferation assay Proliferation tests were performed using a standard [3H]thymidine incorporation assay. Briefly, cells were prepared by Ficoll sedimentation of peripheral blood of the patients and resuspended at 3 × 106 cells/mL and were incubated with the 5 mixed bulk CML peptides, bulk mixed control peptides, b3a2 long peptide alone, or ras peptide alone at concentrations of 20 µg/mL or 50 µg/mL for 2.5 hours at 37°C. After washing, cells were irradiated (70 Gy), resuspended at 1 × 106 cells/mL, and plated in a 96-well U-bottom plate (Becton Dickinson) at 1 × 105 cells per well as APC with autologous PBMC as responders at ratios of 2:1 to 4:1 (0.5 × 105 to 0.25 × 105 cells per well) in 200 µL culture media with 5% heat-inactivated ABO serum and were incubated at 37°C in 5% CO2 for 72 hours. Then cells were incubated for 6 hours with 2µCi/mL of [3H]thymidine (NEN Life Science Products, Boston, MA). Plates were harvested using a Skatron cell harvester, and proliferative responses were assessed as a function of [3H]thymidine incorporation measured in a counter
versus controls.
Delayed-type hypersensitivity in patients Delayed-type hypersensitivity (DTH) tests were performed with the CML peptides in a mixture in PBS without QS-21 at a dose of 2 to 3 µg/peptide. DTH was tested before the first vaccination and at 2 weeks after the 3rd and 5th vaccinations. Positive-control DTH test results included mumps and Candida. A positive skin test reaction was defined as greater than 5 mm-diameter erythema and induration 48 hours after intradermal injection.
Patient characteristics Twelve patients were enrolled in the study between 1996 and 1998. There were 9 men and 3 women ranging in age from 29 to 73 years, with a median of 56 years (Table 1). All patients received at least the initial series of 5 vaccinations except 1 patient who received 4 vaccinations. This patient dropped out of the study after an unrelated cardiac event. Three patients received 3 additional booster vaccinations (total vaccinations, 8) after we documented a positive response in either DTH or proliferative assays after the 5th vaccination.
Anergy tests
Safety and toxicity Toxicities were graded according the Common Toxicity Criteria from the National Cancer Institute. The vaccine was administered subcutaneously, and all patients were treated as outpatients. Toxicities were minimal and, if present, generally consisted of local irritation at the site of vaccine administration (10 patients, 71%). Mild, transient erythema and induration at the injection site for 1 to 3 days was seen in 8 patients (67%). Toxicity was grade 1 or grade 2 only. Seven patients (58%) had grade 1 systemic effects, and 8 patients (67%) had grade 1 nonsystemic adverse reactions. Patient 2 had a myocardial infarction unrelated to the vaccinations. Five patients had mild thrombocytopenia or leukopenia (resulting from IFN- treatment) before enrolling in the protocol; there was no
evidence of significant changes in these blood cell counts caused by
vaccinations during the trial. Effects on hemoglobin levels or on blood
chemistry were not seen during the course of the protocol.
Induction of DTH responses Tests for DTH reactions against the administered peptides were used for detecting the induction of antigen-specific CD4+ T-cell immunity (Tables 3 and 4). The administered peptides would have to have been presented in the context of MHC molecules to have been recognized by effector T cells during DTH reactions. Whereas before vaccination there were no positive DTH reactions to the 5 CML peptides in any of the patients, significant DTH reactivity was observed in 2 patients (patients 7 and 11). Patient 7 had a DTH response after 3 vaccinations and maintained his DTH response for 33 weeks after treatment was finished (his total number of vaccinations was 8). These 2 patients were treated at 1 of the 2 highest dose levels of vaccine (1 each at the 100 µg and 300 µg dose level).
Induction of CML peptide-specific T-cell proliferation To test the ability of fresh T cells from patients with CML undergoing vaccination to proliferate in the presence of b3a2 class 2 long peptide or a mix of short class 1 and long peptides, we designed an unprimed proliferation assay that would detect any response directly from the blood without additional expansion in vitro. Before vaccination, no patients exhibited positive responses in the presence of b3a2 peptides.
CML peptide-specific T-cell cytotoxicity
Serologic response to CML peptides An ELISA was used to detect the serologic response elicited by the peptide vaccinations. Serum samples were tested before starting the vaccinations and after 3 and 5 vaccinations. Samples from healthy donors and from patients with leukemias other than CML were used as a control. We did not detect any antibody responses against b3a2 peptides at baseline. After immunization, only patients 7 and 11 showed some minimal serologic response (less than 2 times control) after 8 vaccinations (not shown). Both patients had shown proliferative and DTH responses as well.Clinical outcomes This trial was not designed to assess clinical outcomes because all patients remained on their current therapy while receiving the vaccine. Because this included IFN- in 9 patients, any clinical benefits of
the vaccine would be difficult to distinguish from the effects of
interferon. Moreover, other than patient 1, these patients had large (1 or 2 kg) tumors, and, hence, significant therapeutic effects would have
been difficult to observe during the short period of study.
CML is an incurable disease without allogenic bone marrow
transplantation (BMT). Although a large part of the antileukemia effects of allogenic BMT arise as part of an alloreactive
graft-versus-host reaction caused by major and minor histocompatibility
differences between the donor and the recipient, it is possible that
additional leukemia eradication is mediated through effector cells
directed at specific leukemia antigens, perhaps derived directly or
indirectly from the leukemia-specific translocation oncogene
product.22,23 In addition, donor lymphocyte infusions have
been clearly shown to be active in inducing complete remission in
patients who undergo relapse after BMT.19,20 Moreover, the
immunogenicity of leukemia cells in the autologous setting has also
been supported by the demonstration that the repertoire of TCR V
We thank Wendy Roberts, Jim Young, Richard O'Reilly, Friedhelm Helling, Diane George, Phil Livingston, and Alan Houghton for helpful advice, Paul Tempst for help with the production of the peptides, and Oscar Kashala at Aquilla Biopharmaceuticals for the QS-21.
Submitted June 2, 1999; accepted November 2, 1999.
Supported by The Leukemia Society of America (DAS is a Translational Investigator of the Leukemia Society of America), by National Institutes of Health grants PO1 CA23766 and CA08748, by a NATO Fellowship, by a Berlex Scholarship, by the Hairy Cell Leukemia Foundation, by the Cure 2000 Leukemia Fund.
Reprints: D. A. Scheinberg, Department of Medicine, Memorial Sloan Kettering Cancer Center, 1275 York Avenue, New York, NY 10021; e-mail: d-scheinberg{at}ski.mskcc.org.
The publication costs of this article were defrayed in part by page charge payment. Therefore, and solely to indicate this fact, this article is hereby marked "advertisement" in accordance with 18 U.S.C. section 1734.
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M. J. Mauro and R. T. Maziarz Stem Cell Transplantation in Patients With Chronic Myelogenous Leukemia: When Should It Be Used? Mayo Clin. Proc., March 1, 2006; 81(3): 404 - 416. [Abstract] [Full Text] [PDF] |
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J. Cortes and H. Kantarjian New Targeted Approaches in Chronic Myeloid Leukemia J. Clin. Oncol., September 10, 2005; 23(26): 6316 - 6324. [Abstract] [Full Text] [PDF] |
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M. Gannage, M. Abel, A.-S. Michallet, S. Delluc, M. Lambert, S. Giraudier, R. Kratzer, G. Niedermann, L. Saveanu, F. Guilhot, et al. Ex Vivo Characterization of Multiepitopic Tumor-Specific CD8 T Cells in Patients with Chronic Myeloid Leukemia: Implications for Vaccine Development and Adoptive Cellular Immunotherapy J. Immunol., June 15, 2005; 174(12): 8210 - 8218. [Abstract] [Full Text] [PDF] |
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Z. Li, Y. Qiao, B. Liu, E. J. Laska, P. Chakravarthi, J. M. Kulko, R. D. Bona, M. Fang, U. Hegde, V. Moyo, et al. Combination of Imatinib Mesylate with Autologous Leukocyte-Derived Heat Shock Protein and Chronic Myelogenous Leukemia Clin. Cancer Res., June 15, 2005; 11(12): 4460 - 4468. [Abstract] [Full Text] [PDF] |
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Y. Zeng, M. W. Graner, S. Thompson, M. Marron, and E. Katsanis Induction of BCR-ABL-specific immunity following vaccination with chaperone-rich cell lysates derived from BCR-ABL+ tumor cells Blood, March 1, 2005; 105(5): 2016 - 2022. [Abstract] [Full Text] [PDF] |
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E. S. Doubrovina, M. M. Doubrovin, S. Lee, J.-H. Shieh, G. Heller, E. Pamer, and R. J. O'Reilly In vitro Stimulation with WT1 Peptide-Loaded Epstein-Barr Virus-Positive B Cells Elicits High Frequencies of WT1 Peptide-Specific T Cells with In vitro and In vivo Tumoricidal Activity Clin. Cancer Res., November 1, 2004; 10(21): 7207 - 7219. [Abstract] [Full Text] [PDF] |
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T. Tsukahara, Y. Nabeta, S. Kawaguchi, H. Ikeda, Y. Sato, K. Shimozawa, K. Ida, H. Asanuma, Y. Hirohashi, T. Torigoe, et al. Identification of Human Autologous Cytotoxic T-Lymphocyte-Defined Osteosarcoma Gene That Encodes a Transcriptional Regulator, Papillomavirus Binding Factor Cancer Res., August 1, 2004; 64(15): 5442 - 5448. [Abstract] [Full Text] [PDF] |
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K. Ida, S. Kawaguchi, Y. Sato, T. Tsukahara, Y. Nabeta, H. Sahara, H. Ikeda, T. Torigoe, S. Ichimiya, K. Kamiguchi, et al. Crisscross CTL Induction by SYT-SSX Junction Peptide and Its HLA-A*2402 Anchor Substitute J. Immunol., July 15, 2004; 173(2): 1436 - 1443. [Abstract] [Full Text] [PDF] |
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K. Cathcart, J. Pinilla-Ibarz, T. Korontsvit, J. Schwartz, V. Zakhaleva, E. B. Papadopoulos, and D. A. Scheinberg A multivalent bcr-abl fusion peptide vaccination trial in patients with chronic myeloid leukemia Blood, February 1, 2004; 103(3): 1037 - 1042. [Abstract] [Full Text] [PDF] |
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N. Harashima, K. Kurihara, A. Utsunomiya, R. Tanosaki, S. Hanabuchi, M. Masuda, T. Ohashi, F. Fukui, A. Hasegawa, T. Masuda, et al. Graft-versus-Tax Response in Adult T-Cell Leukemia Patients after Hematopoietic Stem Cell Transplantation Cancer Res., January 1, 2004; 64(1): 391 - 399. [Abstract] [Full Text] [PDF] |
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J. M. Goldman and J. V. Melo Chronic Myeloid Leukemia -- Advances in Biology and New Approaches to Treatment N. Engl. J. Med., October 9, 2003; 349(15): 1451 - 1464. [Full Text] [PDF] |
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J. V. Melo, T. P. Hughes, and J. F. Apperley Chronic Myeloid Leukemia Hematology, January 1, 2003; 2003(1): 132 - 152. [Abstract] [Full Text] [PDF] |
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G. Parmiani, C. Castelli, P. Dalerba, R. Mortarini, L. Rivoltini, F. M. Marincola, and A. Anichini Cancer Immunotherapy With Peptide-Based Vaccines: What Have We Achieved? Where Are We Going? J Natl Cancer Inst, June 5, 2002; 94(11): 805 - 818. [Abstract] [Full Text] [PDF] |
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J.-Y. Sun, R. S. Krouse, S. J. Forman, D. Senitzer, I. Sniecinski, S. Chatterjee, and K. K. Wong Jr. Immunogenicity of a p210BCR-ABL Fusion Domain Candidate DNA Vaccine Targeted to Dendritic Cells by a Recombinant Adeno-associated Virus Vector in Vitro Cancer Res., June 1, 2002; 62(11): 3175 - 3183. [Abstract] [Full Text] [PDF] |
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B. Schuler-Thurner, E. S. Schultz, T. G. Berger, G. Weinlich, S. Ebner, P. Woerl, A. Bender, B. Feuerstein, P. O. Fritsch, N. Romani, et al. Rapid Induction of Tumor-specific Type 1 T Helper Cells in Metastatic Melanoma Patients by Vaccination with Mature, Cryopreserved, Peptide-loaded Monocyte-derived Dendritic Cells J. Exp. Med., May 20, 2002; 195(10): 1279 - 1288. [Abstract] [Full Text] [PDF] |
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W. K. Roberts, P. O. Livingston, D. B. Agus, J. Pinilla-Ibarz, A. Zelenetz, and D. A. Scheinberg Vaccination with CD20 peptides induces a biologically active, specific immune response in mice Blood, May 15, 2002; 99(10): 3748 - 3755. [Abstract] [Full Text] [PDF] |
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T. A. Gruber, D. C. Skelton, and D. B. Kohn Requirement for NK Cells in CD40 Ligand-Mediated Rejection of Philadelphia Chromosome-Positive Acute Lymphoblastic Leukemia Cells J. Immunol., January 1, 2002; 168(1): 73 - 80. [Abstract] [Full Text] [PDF] |
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B. J. Druker, S. G. O'Brien, J. Cortes, and J. Radich Chronic Myelogenous Leukemia Hematology, January 1, 2002; 2002(1): 111 - 135. [Abstract] [Full Text] |
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R. E. Clark, I. A. Dodi, S. C. Hill, J. R. Lill, G. Aubert, A. R. Macintyre, J. Rojas, A. Bourdon, P. L. R. Bonner, L. Wang, et al. Direct evidence that leukemic cells present HLA-associated immunogenic peptides derived from the BCR-ABL b3a2 fusion protein Blood, November 15, 2001; 98(10): 2887 - 2893. [Abstract] [Full Text] [PDF] |
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M. Deng and G. Q. Daley Expression of interferon consensus sequence binding protein induces potent immunity against BCR/ABL-induced leukemia Blood, June 1, 2001; 97(11): 3491 - 3497. [Abstract] [Full Text] [PDF] |
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F. R. Appelbaum, J. M. Rowe, J. Radich, and J. E. Dick Acute Myeloid Leukemia Hematology, January 1, 2001; 2001(1): 62 - 86. [Abstract] [Full Text] [PDF] |
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R. F. Storb, R. Champlin, S. R. Riddell, M. Murata, S. Bryant, and E. H. Warren Non-Myeloablative Transplants for Malignant Disease Hematology, January 1, 2001; 2001(1): 375 - 391. [Abstract] [Full Text] [PDF] |
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M. W. N. Deininger, J. M. Goldman, and J. V. Melo The molecular biology of chronic myeloid leukemia Blood, November 15, 2000; 96(10): 3343 - 3356. [Full Text] [PDF] |
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H. Kantarjian, J. V. Melo, S. Tura, S. Giralt, and M. Talpaz Chronic Myelogenous Leukemia: Disease Biology and Current and Future Therapeutic Strategies Hematology, January 1, 2000; 2000(1): 90 - 109. [Abstract] [Full Text] [PDF] |
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