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CLINICAL OBSERVATIONS, INTERVENTIONS, AND THERAPEUTIC TRIALS
From the Departments of Hematology-Oncology,
Biostatistics and Epidemiology, Pharmaceutical Sciences, and Pathology,
St Jude Children's Research Hospital, Memphis, TN; and the Colleges of
Medicine and Pharmacy, University of Tennessee, Memphis, TN.
The effect of traumatic lumbar puncture at the time of
initial diagnostic workup on treatment outcome in children with newly diagnosed acute lymphoblastic leukemia (ALL) was investigated. The
findings of the first 2 lumbar punctures performed on 546 patients with
newly diagnosed ALL treated on 2 consecutive front-line studies
(1984-1991) at St Jude Children's Research Hospital were retrospectively reviewed. Lumbar punctures were performed at the time
of diagnosis and again for the instillation of first intrathecal chemotherapy. The event-free survival (EFS) experience for patients with 1 cerebrospinal fluid (CSF) sample contaminated with blast cells
was worse than that for patients with no contaminated CSF samples
(P = .026); that of patients with 2 consecutive
contaminated CSF samples was particularly poor (5-year
EFS = 46 ± 9%). In a Cox multiple regression analysis, the
strongest prognostic indicator was 2 consecutive contaminated CSF
samples, with a hazard ratio of 2.39 (95% confidence interval,
1.36-4.20). These data indicate that contamination of CSF with
circulating leukemic blast cells during diagnostic lumbar puncture can
adversely affect the treatment outcome of children with ALL and is an
indication to intensify intrathecal therapy.
(Blood. 2000;96:3381-3384) The presence of overt central nervous system (CNS)
disease at the time of diagnosis, as defined by cerebrospinal fluid
(CSF) criteria or the presence of cranial nerve palsies, negatively affects the event-free survival (EFS) of children with acute
lymphoblastic leukemia (ALL).1-4 The effect of a small
number of leukemic blasts in the CSF at diagnosis on EFS is
controversial. Investigators from the Children's Cancer Group have
demonstrated that this finding is of no prognostic significance in
patients with intermediate-risk ALL in the context of their systemic
and CNS-directed therapy.5,6 In contrast, we and the
investigators from the Pediatric Oncology Group have shown that the
presence of blast cells in the CSF, even if small in number, resulted
in a high risk of relapse, requiring more intensive intrathecal
therapy.7,8 The literature currently contains no
information to guide physicians in assigning risk classifications
(hence treatment) for patients who experience a traumatic diagnostic
lumbar puncture, nor does it elucidate the effect of such a procedure
on EFS rates. Our working hypothesis was that the iatrogenic
introduction of circulating blast cells into the subarachnoid space by
a traumatic lumbar puncture (TLP) would adversely affect the EFS. In
the present study, we sought to determine whether TLP at the time of
diagnosis affected the treatment outcome for patients with newly
diagnosed ALL.
CNS status
For the current analysis, the CNS status of all patients was
retrospectively reclassified into 1 of the following groups: CNS 1 (puncture not traumatic; < 10 red blood cells per microliter and no
identifiable leukemic blast cells after cytocentrifugation); CNS 2 (puncture not traumatic; < 5 white blood cells [WBCs] per microliter
with leukemic blast cells after cytocentrifugation); CNS 3 (puncture
not traumatic; Supportive care
The procedures were performed by a variety of clinicians, including the attending physicians, fellows, nurse practitioners, and pediatric residents generally without sedation in this treatment era. Treatment The treatment regimens for both protocols have been described previously.9,10 In brief, remission induction therapy was identical for both protocols, consisting of 6 drugs (prednisone, vincristine, daunorubicin, L-asparaginase, teniposide, and cytarabine). In study XI,9 all patients received 2 high doses of methotrexate as consolidation therapy. On completion of consolidation therapy, patients were assigned to receive 1 of 3 continuation therapy regimens. Continuation treatment for patients with higher-risk disease consisted of 4 drug pairs given in either rotational or sequential schedule and in those with lower-risk disease 4 rotational drug pairs or antimetabolites with pulses of prednisone and vincristine. All patients in study XII10 received antimetabolite-based therapy with alternating pulses of high-dose methotrexate and teniposide plus cytarabine, given as 10 pulses during the first of 2.5 years of continuation treatment.In both protocols, all patients received triple intrathecal treatment with methotrexate, hydrocortisone, and cytarabine. It was administered 3 times (days 2, 22, and 43) during remission induction therapy for all patients except those with CNS leukemia (ie, CNS 3 status), who were given 2 additional treatments on days 8 and 15. Intrathecal treatment was given every 8 weeks in study XI and every 6 weeks in study XII until 1 year after remission induction, when cranial irradiation plus 5 intrathecal treatments were given to patients with high-risk disease (18 Gy) and to those with CNS leukemia at the time of diagnosis (24 Gy). No intrathecal therapy was given after 1 year of continuation therapy. Because CNS 2 status and TLP+ were not recognized at that time as adverse features, patients with either finding were not given additional intrathecal therapy. The Institutional Review Board approved the treatment protocols, and signed informed consent was obtained from the patients, their parents, or their guardians, as appropriate. Study design and statistical analysis Event-free survival was measured from the date of patient enrollment to the date of the first treatment failure of any kind (relapse, second malignancy, or death) or the date of the last follow-up. Patients who did not achieve a complete response (CR) by day 43 were assigned an EFS value of zero. Duration of CNS remission was measured from the date of initial complete remission to the date of isolated or combined CNS relapse for patients who had such a relapse, or to the last follow-up date for those whose disease remained in CR. All non-CNS relapses, second malignancies, and deaths in CR were considered competing risks for developing a CNS relapse and were analyzed accordingly. Similarly, duration of hematologic remission was measured from the date of initial complete remission to the date of isolated hematological relapse for patients who had such a relapse, or to the last follow-up date for those whose disease remained in CR. All other types of relapse, second malignancies, and deaths in CR were considered competing risks for developing an isolated hematologic relapse and were analyzed accordingly.Fisher exact test and the exact chi-square test were used to test for
associations between 2 categorical variables. Distributions of EFS were
estimated by the method of Kaplan and Meier,12 with standard error (SE) calculated as suggested by Peto et
al.13,14 The Mantel-Haenszel statistic15 was
used to compare distributions of EFS, stratified by study and by
National Cancer Institute (NCI)/Rome criteria. Estimates of cumulative
incidence of isolated or combined CNS relapse, as well as estimates of
isolated hematological relapse, were calculated by the methods of
Kalbfleisch and Prentice16 and were compared by the
methods of Gray.17 All estimates of outcome are reported
as ± 1 SE. All analyses of outcome were stratified by study number
and by NCI/Rome risk criteria,18 which are defined as
follows for patients with B-lineage ALL: standard risk (WBC at
diagnosis < 50 × 109/L and age at
diagnosis
The number of patients reclassified into each of the CNS status
groups was as follows: CNS 1 (n = 336), CNS 2 (n = 80), CNS 3 (n = 16), TLP
The 5-year EFS estimates (± 1 SE) for patients in each group were as
follows: CNS 1 (77 ± 2%), CNS 2 (55 ± 6%), CNS 3 (38 ± 11%), TLP
We then studied the effect of the second lumbar puncture results on the
estimates of EFS. Twenty-six patients had 2 consecutive TLPs with blast
cells (TLP++). Such patients fared significantly worse than
those with CNS 1 status, even after stratifying for treatment protocol
and NCI/Rome risk criteria (P = .001; Figure
2). In fact, treatment outcome of the
patients with TLP++ was comparable to that of patients with
overt CNS disease (CNS 3 status) (P = .84; Figure 2). In a
Cox multiple regression analysis stratified by treatment protocol, the
hazard of adverse events was found to be 2.39 times more likely for
patients with TLP++ than for those with CNS 1 status (95%
confidence interval, 1.36-4.20), after adjustment for NCI/Rome risk
criteria, DNA index, and immunophenotype (Table
2).
The effect of having 2 consecutive TLPs with blast cells on the
cumulative incidence of developing either isolated or combined CNS
relapse is depicted in Figure 3. Results
indicated that the cumulative incidence for patients with
TLP++ was higher than that of those with CNS 1 status
(5-year estimates: 16 ± 8% and 4 ± 1%, respectively) after
stratification for study number and NCI/Rome risk criteria
(P = .084). Likewise, the cumulative incidence of isolated
hematologic relapse was higher in patients with TLP++
compared with that of those with CNS 1 status (5-year estimates: 32 ± 10% and 11 ± 2%, respectively) after stratification for
study number and NCI/Rome risk criteria (P = .017).
Our results show that TLPs with blast cells at the time of diagnosis negatively affect the treatment outcome of patients with newly diagnosed ALL. The adverse prognosis was largely accounted for by the subgroup of patients who had 2 consecutive TLPs with blast cells. The risk of treatment failure was 2.39-fold higher for these patients than for patients who did not have blast cells in the CSF in both procedures. The presence of leukemic cells in the CSF at the time of diagnosis generally indicates a poor outcome. Leukemic cells in the CSF arise from the cranial arachnoid tissue.20-23 The circulating leukemic cells reach the walls of the superficial veins where they extend through the superficial arachnoid into the arachnoid, surrounding the arteries, veins, arterioles, and venules as they course into and through the brain. With increasing mass, the leukemic cells reduce the caliber of the vessels, producing cerebral hypoperfusion. Eventually, the leukemic cells can move out of the arachnoid trabeculae into the CSF, resulting in leukemic meningitis.24 An increasing number of leukemic cells in the CSF reflects either more aggressive leukemia or more advanced disease. The presence of 1 leukemic blast cell per microliter of CSF corresponds to approximately 105 leukemic cells in the entire CSF compartment. TLP at the time of diagnosis, when most patients have circulating blast cells, may be another way of introducing leukemic blasts from the systemic circulation into the CSF.25-27 As expected, in this study TLP with blast cells was associated with a higher presenting leukocyte count (hence, blast cell count). Children's Cancer Group investigators have demonstrated that in patients with intermediate-risk ALL patients with low number of blasts in the CSF at diagnosis, treatment outcome is comparable to those children who have no blasts in their diagnostic CSF. In contrast, we7 and Lauer et al8 have previously shown that patients with CNS 3 status fared worse than those with CNS 2 status, who in turn have a poorer outcome than patients with no leukemic cells in the CSF (CNS 1 status). In this study we have demonstrated that iatrogenic introduction of leukemic cells into the CSF may also adversely affect treatment outcome. Why did patients with 2 consecutive TLPs with blast cells have a particularly dismal outcome? First, it is conceivable that more leukemic cells were introduced into the CSF. Second, it is possible that these patients did not receive adequate early intrathecal treatment. A TLP just before instillation of intrathecal therapy may indicate that the tip of the spinal needle is not in the proper position. Not recognizing the prognostic effect of this finding, we did not give additional intrathecal therapy to patients with a TLP with blast cells; in fact, these patients received the same treatment as those with CNS 1 status and were not given the second intrathecal treatment until 3 weeks later. This relatively long delay in treatment may have allowed leukemic cells to seed and grow in the meninges. Third, some of these patients may, in fact, have had CNS 2 status or CNS 3 status that was obscured by the traumatic finding. Hence, without proper therapeutic intervention, these patients would have had an increased risk of CNS relapse, not to mention a poorer overall EFS. How could the prognosis of patients with TLPs with blast cells be improved? Because early intensive systemic treatment can more effectively eradicate leukemic blasts and forestall the development of a drug-resistant leukemic clone, frequent intrathecal therapy early in the treatment course should improve the outcome of patients who have TLPs with blast cells. In our subsequent Total Therapy Study XIII, patients with CNS 2 status, CNS 3 status, or TLPs with blast cells were given intrathecal therapy weekly for 4 doses during both remission induction and consolidation treatment, and then every 4 weeks during the first year of continuation treatment.28 This intensified intrathecal therapy has virtually eliminated CNS relapses in Total Therapy Study XIII and boosted the overall 5-year EFS estimate to 80%.28,29 Notwithstanding this improved treatment outcome in recent studies, every attempt should be made to prevent TLP, because this occurrence adversely affects the patient's quality of life by making additional intrathecal therapy necessary. Hence, we have implemented several steps to decrease the frequency and consequence of TLP. The procedure is now routinely performed by one of our more experienced clinicians and with the patient under short-acting general anesthesia.30-32 Moreover, intrathecal therapy is now given with the first diagnostic lumbar puncture performed after the diagnosis of leukemia has been established. In the event of a TLP, this approach may reduce the likelihood that contaminated leukemic cells will seed the meninges.
The authors would like to thank Flo Witte, Director of Scientific Editing, for editorial consultation, and Patsy Burnside for word processing assistance.
Submitted March 29, 2000; accepted July 25, 2000.
Supported by grants CA21765, CA20180, R37CA36401, and CA51001 from the National Cancer Institute, by a Center of Excellence Grant from the State of Tennessee, and by the American Lebanese Syrian Associated Charities (ALSAC).
The publication costs of this article were defrayed in part by page charge payment. Therefore, and solely to indicate this fact, this article is hereby marked "advertisement" in accordance with 18 U.S.C. section 1734.
Reprints: Amar Gajjar, Department of Hematology-Oncology, St Jude Children's Research Hospital, 332 North Lauderdale, Memphis, TN 38105; e-mail: amar.gajjar{at}stjude.org.
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© 2000 by The American Society of Hematology.
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