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Blood, Vol. 96 No. 2 (July 15), 2000:
pp. 594-600
IMMUNOBIOLOGY
From the Department of Internal Medicine II, University of Kiel,
Kiel, Germany.
Exocytosis of perforin, subsequent binding of perforin to the target
cell membrane, and formation of lytic pores form an important pathway
involved in the induction of tumor cell death by cytotoxic effector
cells. Here we describe a novel escape mechanism employed by tumor
cells to protect themselves from granule-mediated cell death: We were
able to demonstrate that the resistance of the human leukemia cell line
ML-2 to natural killer (NK)-cell-mediated killing is not caused by
impaired NK-cell activation but by resistance against effector
molecules contained in the granules of cytotoxic cells. No resistance
was observed against other pore-forming agents like complement and
streptolysin O. By using the NK-susceptible leukemia cell line K562, we
could show that the induction of cell death by cytotoxic granules can
be blocked completely by anti-perforin antibodies, indicating that
perforin is essentially involved in this process. Flow cytometric data
revealed that an impaired binding of perforin on the tumor cell
membrane is mainly responsible for target cell resistance, because
perforin turned out to bind well on K562 cells but is not able to
attach to the surface of ML-2 cells. After impaired binding of perforin
was identified as a potential mechanism of tumor cell resistance,
leukemia cells from 6 patients with acute myeloid leukemia (AML) were
examined. As predicted, AML cells that failed to bind perforin on their
surface demonstrated complete resistance toward NK-cell-mediated
cytotoxicity. Thus, perforin resistance could represent an important
tumor escape mechanism that should be considered when cytotoxic
effector cells are used for cellular immunotherapy.
(Blood. 2000;96:594-600)
Cellular immunotherapy using autologous or allogeneic
effector cells that recognize tumor-specific surface structures is a promising new treatment strategy for patients with various types of
cancer.1 The potential of this approach was first
demonstrated in the context of allogeneic stem cell transplantation in
which experimental and clinical findings clearly indicated that two types of effector cells, that is, cytotoxic T cells and natural killer
(NK) cells, were able to destroy otherwise resistant leukemia cells.2,3 Currently, a number of clinical studies have been initiated to exploit this so-called graft-versus-tumor effect. Recent
experience confirms earlier findings that the infusion of allogeneic
lymphocytes is not equally effective in different diseases and
different patients with identical diagnoses.4 So far, it is
not easily possible to predict which patients will benefit from
cellular immunotherapy.
There is some evidence that the in vitro resistance of tumor cells
against donor NK cells is of predictive value for patients with chronic
myelocytic leukemia,5 whereas in other leukemias such
correlations have not been described. Possible reasons for lack of
target cell lysis are (1) failure of tumor cell recognition and (2)
resistance of the tumor against cytotoxic effector mechanisms. With
regard to NK cells, a large body of data has been gathered concerning
mechanisms of tumor cell recognition and effector cell activation.6-9 In this paper, we have focused on the
efferent part of the killing process.
It is now clear that both T cells and NK cells can use different
pathways to kill their targets. The "secretory pathway" (ie, the
exocytosis of granules containing perforin and
granzymes10-12) and the utilization of members of the tumor
necrosis factor (TNF) receptor family (Fas, TNF, and TNF-related
apoptosis inducing ligand [TRAIL]) to induce
apoptosis13-15 are the two best-known mechanisms of target
cell killing. However, studies on tumor surveillance in
perforin-deficient mice suggest that perforin-induced target cell lysis
is crucial for the successful elimination of tumor cells, whereas the
Fas pathway seems less important.16-18 If these observations also apply to the human situation, the elimination of
residual tumor cells after treatment of patients with various forms of
cellular immunotherapy depends on the integrity of the degranulation
pathway. However, little is known about factors influencing the
susceptibility of malignant cells with regard to perforin-mediated cell
death. Perforin, as a pore-forming protein, binds to the target cell
membrane in the presence of calcium,11,19-21 leading to
loss of osmotic stability and influx of granule-associated proteins that are able to induce apoptosis.12 So far,
resistance against perforin-mediated lysis has been described and
studied systematically only in cytotoxic effector cells. Cytotoxic T
lymphocytes (CTLs) and NK cells are resistant to cytolysis by other
killer cells,22 isolated granules,23,24 or
purified perforin.25 Inhibition of pore formation in the
plasma membrane,26 possibly caused by a reduced binding of
perforin to the surface of CTL and NK cells,27,28 has been
proposed to explain this phenomenon.
We asked whether perforin resistance might also serve as an escape
mechanism that protects tumor cells from destruction through the immune system.
Reagents
Antibodies
Target cells The cell lines K562 and ML-2 were obtained from the German Collection of Microorganisms and Cell Cultures (Braunschweig, Germany) and were maintained in RPMI 1640 with 10% FCS at 37°C in 5% CO2. Fresh leukemia blasts (percentage of blasts in all cases > 90%) from patients with acute myeloid leukemia (AML) were obtained from the Department of Internal Medicine II, University of Kiel, Kiel, Germany, after isolation on a Ficoll-Paque gradient and were stored in FCS with 10% DMSO at 140°C. The tumor cells
of the 6 patients were named AML-1 to AML-6 and belonged to the
following subtypes of AML: M2 (AML-2, AML-4, AML-5), M4 (AML-1, AML-3), and MDS/RAEB-T (AML-6). The analysis of the expression of the molecules
MHC-I, CD50, CD54, and CD58 on the surface of the tumor cells with
labeled antibodies by flow cytometry did not reveal any significant
differences between NK-resistant and NK-sensitive tumor cells (data not shown).
Effector cells Peripheral blood mononuclear cells were isolated from buffy coats on a Ficoll-Paque gradient. NK cells were obtained by immunomagnetic separation, using anti-CD56 antibodies coupled to magnetic beads (CD56 MultiSort Kit; Miltenyi Biotec, Bergisch-Gladbach, Germany). CD56+ cells (purity: greater than 90% CD56+, less than 5% CD3+) were resuspended in RPMI 1640 with 10% FCS at a concentration of 1 × 106 cells/mL.Preparation of NK lysates Lysates from NK cells were prepared as described previously.29 Briefly, the supernatant from 1 × 107 NK cells was collected after 3 freeze-thaw cycles in 200 µL PBS with 2 mmol/L EDTA and 1 mmol/L MgCl2. Cytolytic activity of the lysate was tested in a hemolytic assay against red blood cells.Hemolytic assay for perforin activity A 2% erythrocyte suspension (100 µL) in Tris-buffered saline containing 5 mmol/L CaCl2 was incubated with 30 µg total protein of the NK lysates for 30 minutes at 37°C. Then the supernatant was harvested and analyzed for hemoglobin concentration at 412 nm in a photometer.29Assay for NK-mediated cytotoxicity NK-cell-mediated cytotoxicity was analyzed as described previously.30 Briefly, target cells were stained with DiO for 20 minutes at 37°C. After washing the target cells with PBS, NK cells and target cells (ratios: 40:1 and 20:1) were coincubated for 0, 1, 2, 4, or 8 hours in RPMI 1640. Dead cells were counterstained by PI and analyzed by flow cytometry.Assay for granule-mediated cytotoxicity A volume of 20 µL of a 1 × 106 cells/mL target cell suspension was incubated with various concentrations of NK lysates for 4 hours at 37°C. Dead cells were stained with 150 µL of the PI solution and analyzed by flow cytometry.Flow cytometric analysis of NK-cell-mediated lysis DiO-labeled target cells emit a green fluorescence and PI-stained target cells emit a red fluorescence. A flow cytometer (FACScan, Becton Dickinson, Heidelberg) was used to assess 2 parameter flow histograms. Events of 1 × 104 per sample were acquired. A sample containing only target cells and PI was used to measure spontaneous cell death. The specific lysis of the target cells was determined by using the formula
Detection of perforin on the cell surface Binding of perforin to the cell surface was examined with the use of a FITC-labeled antiperforin antibody. A volume of 20 µL of a 5 × 106 cells/mL tumor cell suspension was incubated with 100 µg total protein of the NK lysates for 4 hours at 37°C (cells incubated without NK lysates, 10 U/mL complement or 0.02% NP-40 were used as negative control). The cells were then stained with 80 µL of the FITC-labeled perforin antibody (antibody dilution, 1:50 in PBS + 2% human serum albumin [HSA]) or 20 µL of the FITC-labeled isotype control antibody for 60 minutes at 4°C. After washing the cells once with PBS + 2% HSA, they were resuspended in 100 µL PBS and assayed by flow cytometry (FSC versus FL1 dot plots) or counterstained by PI and then assayed by flow cytometry (FL1 versus FL2 dot plots).Blocking of perforin-mediated lysis An amount of 30 µg (hemolysis) or 100 µg (lysis of tumor cells) total protein of NK lysates was incubated with various concentrations of a nonlabeled perforin antibody or a nonlabeled isotype antibody as negative control for 10 minutes at room temperature. These pretreated lysates were used in hemolytic assays against red blood cells or in lytic assays against K562 cells as described above.Lysis of tumor cells with streptolysin O and complement A volume of 100 µL of a 2 × 106 cells/mL target cell suspension was incubated with 10 U/mL of complement or 5 U/µL of streptolysin O for 30 minutes at 37°C. Dead cells were stained with 150 µL of the PI solution and analyzed by flow cytometry.Cold target inhibition assay K562 target cells were stained with DiO for 20 minutes at 37°C. After washing the target cells with PBS, NK cells and DiO-labeled K562 cells (ratio, 20:1) were coincubated with various concentrations of nonlabeled K562 or ML-2 cells in RPMI 1640. After an incubation time of 4 hours, the dead cells were stained with PI and analyzed by flow cytometry.
Killing of tumor cell lines by NK cells NK-sensitive K562 cells were compared with ML-2 cells, a cell line derived from a human AML. As shown in Figure 1, with effector-to-target ratios of 40:1 and 20:1, ML-2 cells were not killed by allogeneic CD56+ effector cells, whereas killing of K562 was always in the range of 60%.
Cold target inhibition assay Because a reduced killing of ML-2 cells could have been caused by a difference in recognition of K562 and ML-2 cells by the NK cells, we examined whether ML-2 cells bind NK cells to the same extent as K562 cells do. Cold target inhibition assays were performed in which NK cells and DiO-labeled K562 cells were coincubated with nonlabeled K562 and ML-2 cells to inhibit NK-cell-mediated lysis by effector-target conjugate formation. No significant difference in the inhibition of NK-cell-mediated target cell death by nonlabeled K562 or ML-2 cells was observed (Figure 2), indicating that the resistance of ML-2 cells is not due to impaired NK-cell binding. These data suggest that missing cell death of ML-2 cells is caused by a resistance of these cells to cytotoxic effector molecules.
Killing of tumor cells by NK lysates To test the hypothesis that the resistance against cytotoxic effector molecules is responsible for the inability of NK cells to destroy ML-2 leukemia cells, lysates from human NK cells were tested in different concentrations for their capacity to induce killing of K562 and ML-2 cells. In contrast to K562 target cells, ML-2 cells proved to be resistant to killing by NK lysates, even at high concentrations (Figure 3A).
Involvement of perforin in killing of tumor cells To identify particular molecules involved in tumor cell killing by the granule preparation, the NK lysates were treated with blocking antibodies. As shown in Figure 4, pretreatment of NK-cell-derived lysates with increasing doses of an antibody directed against perforin reduces the lysis of erythrocytes and K562 cells to baseline levels, thus indicating that the NK-mediated cell death is completely perforin-dependent.
Killing of K562 and ML-2 cells by streptolysin O and complement To investigate whether the resistance of ML-2 cells against perforin-mediated cell death also extends to other pore-forming proteins, K562 and ML-2 cells were treated with streptolysin O (5 U/µL) and complement (10 U/mL) for 30 minutes. Figure 5 shows that ML-2 cells are killed easily by streptolysin O and complement, suggesting that ML-2 cells possess a perforin-specific defense mechanism against cytotoxic effector cells.
Detection of perforin on the surface of tumor cells A reduced binding of perforin on the cell surface is known to be one mechanism by which CTLs and NK cells protect themselves from perforin-mediated killing. Therefore, we compared the attachment of perforin to the surface of K562 and ML-2 cells (Figure 6). Binding of perforin to the tumor cell membrane was examined with the use of a FITC-labeled anti-perforin antibody. Whereas the majority (51%) of K562 cells showed a strong binding of perforin (Figure 6A), only a minimal proportion (3%) of ML-2 cells stained positive for perforin (Figure 6B). These data, which were confirmed in several experiments, clearly indicate that tumor cells can escape from cell-mediated cytotoxicity by hindering the binding of perforin to their surface.
Correlation between perforin binding and killing of tumor cells Dual-fluorescence analysis was performed to investigate whether binding of perforin to the tumor cell surface was associated with subsequent death of the target cell. FL1 (perforin) versus FL2 (PI) dot plots of K562 and ML-2 cells, shown in Figure 7, indicate that most of the tumor cells staining positive for perforin were also PI+, that is, were dead (consequently, most of the dead cells show binding of perforin on their surface). ML-2 cells showed no binding of perforin and were thus not killed by NK lysates. These observations confirm that binding of perforin is mandatory for target cell death. To exclude the possibility of an unspecific adsorption of the perforin antibody by dead cells, K562 cells killed by complement (Figure 7C) or the detergens NP-40 (Figure 7D) were stained by PI and labeled with the perforin antibody. Although more than 50% of the cells were PI+, none of these cells stained positive for perforin.
Perforin binding and killing of native tumor cells Leukemia cells from 6 patients with AML were used as targets to obtain information on the clinical relevance of deficient perforin binding as a cause of tumor cell resistance. As for ML-2 and K562, the number of perforin-binding tumor cells was correlated with the susceptibility of leukemia cells to NK-granule-mediated killing. Figure 8 demonstrates the high correlation observed between perforin binding and killing by NK lysates. Tumor cells resistant to perforin-mediated cell death demonstrate only a weak binding of perforin, whereas a high proportion of susceptible tumor cells bind perforin.
The data presented here reveal that resistance to perforin might be frequent in hematologic malignancies. Moreover, they suggest that impaired binding of perforin to the surface of tumor cells is one mechanism responsible for target cell resistance to NK-cell-mediated cytotoxicity. Perforin, which mediates its biologic effects by formation of pores in target cell membranes,10-12,19 is cytolytic in its own right, but it is not able to activate the apoptotic machinery.31,32 The formation of pores allows the delivery of various granule-associated proteins into subcellular compartments, either by direct access through the perforin pores or by repair endocytosis of the target cell, resulting in uptake of the extracellular fluid by pinocytosis.33 The best known of these proteins, which finally induce target cell apoptosis, is the serine esterase granzyme B.33,34 Granzyme A seems to play an important role as a "back-up system" in case granzyme B is inhibited in the target cell.35
We thank Maria Niggemeier for expert technical assistance and Marianne Helweg for reviewing the manuscript.
Submitted July 14, 1999; accepted March 5, 2000.
Supported by a grant from the Deutsche Krebshilfe.
Reprints: Christof Lehmann, Department of Hematology, University of Leipzig, Johannisallee 32, 04103 Leipzig, Germany; e-mail: christof_lehmann{at}yahoo.com.
The publication costs of this article were defrayed in part by page charge payment. Therefore, and solely to indicate this fact, this article is hereby marked "advertisement" in accordance with 18 U.S.C. section 1734.
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