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Blood, Vol. 96 No. 3 (August 1), 2000:
pp. 870-877
CLINICAL OBSERVATIONS, INTERVENTIONS, AND THERAPEUTIC TRIALS
From the Formation de Recherche Claude Bernard,
Institute National de la Santé et de la Recherche Médicale
(INSERM), Université Paris 6, and the Services
d'Hématologie Biologique et Clinique, Hôpital
Hôtel-Dieu, Paris, France. J.-Y.P. belongs to the European Group
for the Immunological Classification of Leukaemias (EGIL).
In acute myeloid leukemia (AML) patients, a variety of clinical and
biologic parameters, including phenotype, have been examined for
potential value in predicting treatment response and survival. The
European Group for the Immunological Classification of Leukaemias (EGIL) has proposed that AML be defined immunologically by the expression of 2 or more of the following myeloid markers:
myeloperoxidase, CD13, CD33, CDw65, and CD117. With
regard to this classification, the prognostic significance of 21 antigens taken separately and with immunophenotypic subgroups were
evaluated and compared with other clinical and biological variables in
177 adult AML patients. None of the antigens tested were associated
with treatment outcome. In contrast, patients with blasts disclosing a
full expression of panmyeloid phenotype (defined by the expression of
all 5 myeloid markers) had a higher complete remission rate
(P < .0001) and differed significantly in disease-free
survival (P = .02) and overall survival
(P = .008) than patients whose cells expressed fewer than 5 of these markers. In multivariate analysis, only age, panmyeloid
phenotype, performance status, and permeability glycoprotein activity
influence treatment outcome. Cytogenetics was significant in univariate
analysis but not in multivariate analysis, most likely because of the
redundancy with panmyeloid phenotype and a higher sensitivity of
immunophenotyping. Patients whose cells exhibit the panmyeloid
phenotype appear to define a relatively homogeneous biological subset
of AML. The 4 independent prognostic factors were used to create a
prognostic score, defined by the number of factors present. This score
permitted a stratification of patients with AML, thereby allowing for
the consideration of innovative therapies to improve outcome in the
poorer outcome groups.
(Blood. 2000;96:870-877)
Immunophenotyping is a widely used method to
diagnose and classify acute leukemias, thereby complementing morphology
and cytochemistry.1-7 A variety of clinical and biologic
parameters, including immunophenotype, have been examined for potential
value in predicting treatment response and survival.8
Several reports suggested a relationship between some antigens (eg,
CD7, CD9, CD11b, CD13, CD14, CD15, CD33, CD34, CD56, and Tdt
[deoxynucleotidal transferase terminal]) and acute myeloid leukemia
(AML) patient prognosis.9-19 But subsequent studies have
produced conflicting results.9-19
Leukemic myeloblasts express a variety of leukocyte
differentiation antigens, which reflect commitment to the myeloid
lineage as well as a level of maturation. The European Group for the
Immunological Classification of Leukaemias (EGIL) has proposed an
immunological classification of acute leukemias.6,7 In this
classification, AMLs are defined immunologically by the expression of 2 or more of the following myeloid markers: myeloperoxidase (MPO), CD13, CD33, CDw65, and CD117.6,7 With regard to this
classification, we attempted to evaluate the prognostic significance of
different immunophenotypic subgroups. We also compared
the results of other prognostic features within the context of a large
clinical trial of adult AML patients treated with chemotherapy. Using
multivariate analysis, few studies compared the prognostic value of
immunophenotype with the other well-known prognostic
factors.12-14,19 Blast cells from 177 AML patients were
analyzed with a uniform panel of monoclonal antibodies (mAbs).
Patients
Treatment
Immunological phenotyping
Level of Pgp expression Pgp expression was measured by labeling fresh viable cells with the UIC2 mAb (Immunotech) and phycoerythrin (PE)-labeled second antibody as described previously.22 The expression of Pgp was established with blast cells selected by the CD34 mAb (2-color assay) or other markers (eg, CD33/CD7, CD33/CD2, CD33/CD19, or CD33/CD22 by 3-color assays) whenever possible. Physical characteristics were used to establish expression of Pgp only if blast cells did not express characteristic markers. Fluorescence was analyzed on a FACSORT flow cytometer. The D value generated for Pgp expression compared gated leukemic blasts stained with UIC2 versus isotype control by means of the Kolmogorov-Smirnov (KS) test. This statistic, denoted D, measures the difference between 2 distribution functions and generates a value ranging from 1.0 to 1.0.22
Correlations with clinical outcome were largely performed using the D
value as a continuous variable, in accordance with consensual
recommendations.23,24 Staining with UIC2 was considered
positive with a D value of at least 0.15. This D value cutoff
point was derived based on observations of previous
works.22
Functional analysis of Pgp using calcein-AM Pgp function was measured as described previously.22 Briefly, cells exposed to the nonfluorescent calcein-AM (Sigma, St Quentin-Fallarrer, France) become fluorescent following the intracytoplasmic cleavage of calcein-AM by cellular esterases, which produced the fluorescent derivate calcein. Pgp actively extruded the calcein-AM. When we measured the calcein-AM uptake by flow cytometry, we assessed the amount of fluorescent calcein that had been converted from the nonfluorescent calcein-AM. When the Pgp protein was active, less calcein-AM was retained and less was converted to fluorescent calcein. Therefore, calcein-AM uptake (with specific modulators of Pgp) could be used to assess whether Pgp was functional. In our previous studies, calcein-AM uptake with or without cyclosporin A (CsA) provided a functional test for AML cells as specific and sensitive as Rh123 ± CsA, the most specific and sensitive Pgp functional test.22Methyl-thiazol-tetrazolium cytotoxicity test In vitro cytotoxicity was measured as described previously.25 Previous studies, using the methyl-thiazol-tetrazolium (MTT) assay for the prediction of chemoresistance in adult AML, suggested that the assay may be helpful for risk group stratification in adult AML.25,26,27 Stratification also has a strong value in the prediction of clinical response in childhood leukemias.28,29 Therefore we used the MTT assay to assess the in vitro resistance to drugs. In our previous study, patients who exhibited high lethal concentration of 50% (LC50) DNR and/or high LC50 of AraC had a poorer prognosis than the other patients.25
Statistical analysis The association between variables was analyzed by the Fisher exact test for categorical variables and by the Mann-Whitney U test for continuous variables. Clinical and biological factors were investigated for their influence on remission rate by the Fisher exact test for binary variables and by the Mann-Whitney U or Kruskal-Wallis tests for continuous variables. DFS was measured from the establishment of CR until relapse or death from any cause, with observation censored for patients last known alive without report of relapse. OS was measured from diagnosis until death from any cause, with observation censored for patients last known alive. DFS and OS were estimated by the Kaplan-Meier method31 and compared by the log-rank test. Analyses of prognostic factors for treatment outcomes were based on proportional hazards regression models for DFS and OS.32 Significance was defined as P 0.5, as determined by the
2-tailed test. The Cox proportional model was used for the multivariate
analyses on DFS and OS.32 The median follow-up time for
censored patients was 716 days. We included the 177 patients in this
study from January 1994 through December 1998: 16 patients in 1994, 37 in 1995, 41 in 1996, 42 in 1997, and 41 in 1998. The time-point used
for the proportion of DFS and OS was August 31, 1999.
Immunophenotype The expression of 21 antigens for the group of 177 assessable adult AML patients is presented in Table 2. Among different markers, the most positive markers were the following (percentage of positivity noted in parentheses): the myeloid lineage antigens CD13 (95%), CD33 (91%), and MPO (73%) and the hematopoietic progenitor cell markers HLA-DR (87%), CD117 (73%), and CD34 (68%). Another myeloid lineage marker, CDw65, was positive in only 40% of the patients. CD7, a stem cell marker, was positive in 37% of the patients. We detected the T-cell markers CD2 in 18% of patients, CD5 in 4%, cCd3 in 2%, and CD8 in 0%, whereas we detected the B-cell markers CD19 in 16%, CD10 in 10%, cCd22 in 2%, and CD20 in 0%. CD4 and CD14 were positive in 63% and 25% of the patients, respectively.
Correlations of antigen expression and other clinical and biological variables The correlations of antigen expression and other clinical and biological variables are shown in Table 2. Age was significantly correlated with CD19 and Tdt; WBC count with CD34, CD33, CD14, and CD7; WHO performance status with CD117; LDH level with CD14; cytogenetics with CD34, MPO, CD4, CD5, and CD19; FAB morphology with all markers except CD33, CD13, CD5, and CD56; Pgp expression with CD33; and Pgp activity with CD34, CD33, CDw65, CD14, CD10, and Tdt. Interestingly CD34 and CD19 were seen in good and poor cytogenetic groups. In contrast, CD4 expression was lower in good and poor cytogenetic groups than in the intermediate cytogenetic group. No significant correlations were found between platelet level, hemoglobin level, and markers.Expression of panmyeloid antigens and other clinical and biological variables Table 1 shows significant associations between the presence of all 5 myeloid markers (panmyeloid phenotype) and cytogenetics (P = .003), FAB subtypes (P = .03), young age (P = .05), and low Pgp activity (P = .05). Associations were not noted with WBC count, LDH level, WHO performance status, and Pgp expression.Relationship between immunophenotype and treatment outcome Out of 177 patients, 101 (57%) achieved CR. None of the antigens tested were associated with a higher or lower CR rate. The analysis of DFS and OS curves likewise failed to show any prognostic significance for the antigens tested. In contrast, patients with leukemic blasts disclosing the expression of the panmyeloid phenotype had a higher CR rate compared with those patients who did not disclose expression (80% vs 48%, respectively; P < .0001) (Table 3). DFS and OS of patients expressing the panmyeloid phenotype also differed significantly from patients whose leukemic cells expressed only 1-4 antigens (Figure 1); for DFS, 52% vs 16%, with an unattained median vs 360 days, respectively (P = .02), and for OS, 48% vs 17%, with a median of 780 days vs 190 days, respectively (P = .008) (Table 3). An examination of the possible prognostic relevance of the other combination of antigens for the CR rate, DFS, and OS yielded no further information (data not shown).
Other clinical and biological parameters influencing outcome of treatment The factors influencing achievement of CR are summarized in Table 3. CR rate significantly decreased with increasing age (P < .0001), increasing WHO performance status (P = .01), cytogenetics (P = .005), and increasing Pgp activity (P = .04). However, CR rate was not associated with the other variables.Multivariate analysis In multivariate analysis, only age (P = .001), panmyeloid antigens (P = .02), WHO performance status (P = .01), and Pgp activity (P = .05) influenced achievement of CR (Table 3). A Cox multivariate analysis of DFS and OS was performed. The following patient characteristics (predictive, in univariate analysis, for an unfavorable outcome) were included in the model: age, WHO performance status, presence of all 5 myeloid markers (panmyeloid phenotype), cytogenetics, and Pgp activity. DFS and OS were influenced, respectively, by age (P = .02 and P = .002), the subgroup of panmyeloid phenotype (P = .04 and P = .04), WHO performance status (P = .03 and P = .02), and Pgp activity (P = .05 and P = .05).Prognostic score We have included in this prognostic score all independent prognostic factors: age (less than 60 years vs at least 60 years), WHO performance status (less than 2 vs at least 2), Pgp activity (D < 0.15 vs D 0.15), and the subgroup of panmyeloid phenotype (panmyeloid
markers, less than 5 vs 5). We have pooled patients in accordance with
the number of independent prognostic factors: good prognostic (no poor
prognostic factors), intermediate prognostic (1 poor prognostic
factor), and poor prognostic (2-4 poor prognostic factors). The
estimated probability of 3-year DFS and OS for each group is shown in
Figure 2A and 2B, respectively.
Expression of panmyeloid phenotype and correlation with in vitro resistance variables We compared patients with leukemic blasts disclosing expression of all 5 myeloid markers with those who did not. The results showed, respectively: a lower activity of Pgp (0.37 ± 0.26 vs 0.52 ± 0.25, P = .05); a higher sensitivity to DNR (0.27 ± 0.27 µmol/L vs 0.78 ± 0.72 µmol/L, P = .04); and a higher sensitivity to AraC (8.5 ± 5.7 µmol/L vs 17.9 ± 16.4 µmol/L, P = .04) (Table 1).Normal cytogenetics and panmyeloid markers In patients with normal cytogenetics, a favorable subgroup consisted of patients who had the following: expression of all 5 myeloid markers (Figure 3), low WHO score, young age, and low Pgp activity in univariate analysis. In this subgroup of normal cytogenetic patients, a multivariate analysis revealed that there were the same 4 good independent prognostic indicators of survival: young age (P = .03), WHO score (P = .03), Pgp activity (P = .04), and panmyeloid phenotype (P = .05). Using our prognostic score, the estimated probability of a 3-year DFS and OS in each group is shown in Figure 2C and 2D, respectively. The other subgroups of cytogenetics were too small to analyze the prognostic significance of the panmyeloid phenotype.
The results concerning the prognostic implications of surface antigen expression in AML have been controversial.8-19 But the comparability of the results can be hampered by methodologic differences in the detection of antigen expression as well as by differences in patient populations studied and treatment regimens administered.8-19 Our study involved immunophenotyping examinations in addition to several clinical and biological parameters in a large number of adults with newly diagnosed AML.
Submitted September 7, 1999; accepted March 29, 2000.
Supported in part by grant 9637 from Association de la Recherche sur le Cancer, Villejuif, France.
Reprints: Jean-Pierre Marie, Hôpital Hôtel-Dieu, 1 Place du Parvis Notre Dame, Service d'Hématologie, 75181 Paris Cedex 04, France; e-mail: jean-pierre.marie{at}htd.ap-hop-paris.fr.
The publication costs of this article were defrayed in part by page charge payment. Therefore, and solely to indicate this fact, this article is hereby marked "advertisement" in accordance with 18 U.S.C. section 1734.
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